| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 05/14/2021 | ATLANTIC POWER CORP | AT | Other (disposition) | Common shares | 625k | $3.03 | $1.9M | Held by EGADS Investments LP, an entity wholly-owned by himself and his immediate family | 05/14/2021 |
| 05/14/2021 | ATLANTIC POWER CORP | AT | Other (disposition) | 7.0% Cumulative Rate Reset Preferred Stock, Series II | 2k | $18.07 | $36.1k | Held by EGADS Investments LP, an entity wholly-owned by himself and his immediate family | 05/14/2021 |
| 05/14/2021 | ATLANTIC POWER CORP | AT | Other (disposition) | Cumulative Floating Rate Preferred Stock, Series III | 3.5k | $18.07 | $63.2k | | 05/14/2021 |
| 05/14/2021 | ATLANTIC POWER CORP | AT | Other (disposition) | Cumulative Floating Rate Preferred Stock, Series III | 15k | $18.07 | $271k | Held by EGADS Investments LP, an entity wholly-owned by himself and his immediate family | 05/14/2021 |
| 05/14/2021 | ATLANTIC POWER CORP | AT | Disposition | Deferred share units | 162.2k | $3.03 | $491.3k | | 05/14/2021 |
| 12/31/2020 | ATLANTIC POWER CORP | AT | Grant | Deferred share units | 7.7k | $2.10 | $16.2k | | 12/31/2020 |
| 06/30/2020 | ATLANTIC POWER CORP | AT | Grant | Deferred share units | 8.6k | $1.89 | $16.3k | | 06/30/2020 |
| 03/31/2020 | ATLANTIC POWER CORP | AT | Grant | Deferred share units | 7.9k | $2.06 | $16.3k | | 03/31/2020 |
| 12/31/2019 | ATLANTIC POWER CORP | AT | Grant | Deferred share units | 6.8k | $2.39 | $16.2k | | 12/31/2019 |
| 09/30/2019 | ATLANTIC POWER CORP | AT | Grant | Deferred share units | 6.9k | $2.37 | $16.2k | | 09/30/2019 |
| 06/30/2019 | ATLANTIC POWER CORP | AT | Grant | Deferred share units | 6.9k | $2.36 | $16.2k | | 06/30/2019 |
| 06/04/2019 | ATLANTIC POWER CORP | AT | Purchase | Common shares | 25k | $2.25 | $56.2k | Held by EGADS Investments LP, an entity wholly-owned by himself and his immediate family | 06/04/2019 |
| 05/28/2019 | ATLANTIC POWER CORP | AT | Sale | Common shares | 62.3k | $2.63 | $163.8k | Held by EGADS Investments LP, an entity wholly-owned by himself and his immediate family | 05/28/2019 |
| 05/28/2019 | ATLANTIC POWER CORP | AT | Purchase | Common shares | 62.3k | $2.63 | $163.8k | Held by EGADS Investments LP, an entity wholly-owned by himself and his immediate family | 05/28/2019 |
| 05/28/2019 | ATLANTIC POWER CORP | AT | Purchase | Cumulative Floating Rate Preferred Shares, Series 3 | 1000 | $13.39 | $13.4k | Held by EGADS Investments LP, an entity wholly-owned by himself and his immediate family | 05/28/2019 |
| 05/28/2019 | ATLANTIC POWER CORP | AT | Purchase | Cumulative Floating Rate Preferred Shares, Series 3 | 3.5k | $13.39 | $46.9k | | 05/28/2019 |
| 04/10/2019 | Affinion Group Holdings, Inc. | AFGR | Other (acquisition) | (New) Common Stock, par value $0.000001 per share | 2.2k | $0.00 | $0 | See footnote | 04/10/2019 |
| 04/10/2019 | Affinion Group Holdings, Inc. | AFGR | Other (disposition) | Class M Common Stock, par value $0.01 per share | 2.2k | $0.00 | $0 | See footnote | 04/10/2019 |
| 04/10/2019 | Affinion Group Holdings, Inc. | AFGR | Other (disposition) | (Old) Common Stock, par value $0.01 per share | 37.3k | $0.00 | $0 | See footnote | 04/10/2019 |
| 04/10/2019 | Affinion Group Holdings, Inc. | AFGR | Exercise (in-the-money or at-the-money) | Warrant (right to buy) | 1.7k | $0.01 | $17 | See footnote | 04/10/2019 |
| 04/10/2019 | Affinion Group Holdings, Inc. | AFGR | Exercise (in-the-money or at-the-money) | Warrant (right to buy) | 6.9k | $0.01 | $69.3 | See footnote | 04/10/2019 |
| 04/10/2019 | Affinion Group Holdings, Inc. | AFGR | Exercise (in-the-money or at-the-money) | Warrant (right to buy) | 1.7k | $0.01 | $16.9 | See footnote | 04/10/2019 |
| 04/10/2019 | Affinion Group Holdings, Inc. | AFGR | Other (disposition) | Class C Common Stock, $0.01 par value per share | 8 | $67.14 | $537.1 | See footnote | 04/10/2019 |
| 04/10/2019 | Affinion Group Holdings, Inc. | AFGR | Other (disposition) | Class D Common Stock, $0.01 par value per share | 8 | $88.07 | $704.6 | See footnote | 04/10/2019 |
| 04/10/2019 | Affinion Group Holdings, Inc. | AFGR | Other (acquisition) | New Penny Warrants | 21.8k | $0.01 | $218 | See footnote | 04/10/2019 |
| 04/10/2019 | Affinion Group Holdings, Inc. | AFGR | Other (acquisition) | New Investor Warrants | 4.3k | $67.12 | $286.4k | See footnote | 04/10/2019 |
| 03/31/2019 | ATLANTIC POWER CORP | AT | Grant | Deferred share units | 6.4k | $2.54 | $16.2k | | 03/31/2019 |
| 12/31/2018 | ATLANTIC POWER CORP | AT | Grant | Deferred share units | 7.7k | $2.10 | $16.2k | | 12/31/2018 |
| 09/30/2018 | ATLANTIC POWER CORP | AT | Grant | Deferred share units | 7.5k | $2.16 | $16.2k | | 09/30/2018 |
| 09/28/2018 | ATLANTIC POWER CORP | AT | Purchase | Common shares | 10.7k | $2.15 | $22.9k | Held by EGADS Investments LP, an entity wholly-owned by himself and his immediate family | 09/28/2018 |
| 09/26/2018 | ATLANTIC POWER CORP | AT | Purchase | Common shares | 200 | $2.12 | $424 | Held by EGADS Investments LP, an entity wholly-owned by himself and his immediate family | 09/26/2018 |
| 09/26/2018 | ATLANTIC POWER CORP | AT | Purchase | Common shares | 1.4k | $2.10 | $3k | Held by EGADS Investments LP, an entity wholly-owned by himself and his immediate family | 09/26/2018 |
| 06/30/2018 | ATLANTIC POWER CORP | AT | Grant | Deferred share units | 6.7k | $2.28 | $15.2k | | 06/30/2018 |
| 06/19/2018 | RPX Corp | RPXC | Other | Common Stock | 18.3k | $0.00 | $0 | | 06/19/2018 |
| 06/19/2018 | RPX Corp | RPXC | Disposition | Common Stock | 11k | $0.00 | $0 | | 06/19/2018 |
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