| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 03/02/2023 | Aurinia Pharmaceuticals Inc. | AUPH | Grant | Common Stock | 667.4k | $0.00 | $0 | | 03/02/2023 |
| 03/02/2023 | Aurinia Pharmaceuticals Inc. | AUPH | Sale | Common Stock | 32.8k | $8.94 | $292.8k | | 03/02/2023 |
| 05/24/2022 | ANTARES PHARMA, INC. | ATRS | Disposition | Stock Option (right to buy) | 48.5k | $4.42 | $214.6k | | 05/24/2022 |
| 05/24/2022 | ANTARES PHARMA, INC. | ATRS | Disposition | Stock Option (right to buy) | 58.2k | $2.73 | $159k | | 05/24/2022 |
| 05/24/2022 | ANTARES PHARMA, INC. | ATRS | Disposition | Stock Option (right to buy) | 46.7k | $2.92 | $136.4k | | 05/24/2022 |
| 05/24/2022 | ANTARES PHARMA, INC. | ATRS | Disposition | Stock Option (right to buy) | 20k | $3.11 | $62.2k | | 05/24/2022 |
| 05/24/2022 | ANTARES PHARMA, INC. | ATRS | Disposition | | 49.4k | $5.60 | $276.8k | | 05/24/2022 |
| 05/24/2022 | ANTARES PHARMA, INC. | ATRS | Disposition | Common Stock | 30.2k | $5.60 | $169.2k | | 05/24/2022 |
| 03/22/2022 | BIODELIVERY SCIENCES INTERNATIONAL INC | BDSI | Disposition | Stock Options (right to buy) | 114.3k | $3.66 | $418.5k | | 03/22/2022 |
| 03/22/2022 | BIODELIVERY SCIENCES INTERNATIONAL INC | BDSI | Disposition | Stock Options (right to buy) | 64.2k | $2.93 | $188k | | 03/22/2022 |
| 03/22/2022 | BIODELIVERY SCIENCES INTERNATIONAL INC | BDSI | Disposition | Restricted Stock Units | 27.7k | $0.00 | $0 | | 03/22/2022 |
| 03/22/2022 | BIODELIVERY SCIENCES INTERNATIONAL INC | BDSI | Other (disposition) | Common Stock | 105k | $0.00 | $0 | | 03/22/2022 |
| 03/02/2022 | Aurinia Pharmaceuticals Inc. | AUPH | Grant | Restricted Stock Unit | 312.2k | $0.00 | $0 | | 03/02/2022 |
| 03/02/2022 | Aurinia Pharmaceuticals Inc. | AUPH | Grant | Stock Option (right to buy) | 534.2k | $12.01 | $6.4M | | 03/02/2022 |
| 03/02/2022 | Aurinia Pharmaceuticals Inc. | AUPH | Grant | Common Stock | 28.3k | $0.00 | $0 | | 03/02/2022 |
| 03/02/2022 | Aurinia Pharmaceuticals Inc. | AUPH | Sale | Common Stock | 9.1k | $12.01 | $108.9k | | 03/02/2022 |
| 01/27/2022 | BIODELIVERY SCIENCES INTERNATIONAL INC | BDSI | Grant | Stock Options (right to buy) | 114.3k | $3.66 | $418.5k | | 01/27/2022 |
| 01/27/2022 | BIODELIVERY SCIENCES INTERNATIONAL INC | BDSI | Grant | Restricted Stock Units | 20.5k | $0.00 | $0 | | 01/27/2022 |
| 01/27/2022 | BIODELIVERY SCIENCES INTERNATIONAL INC | BDSI | Exercise | Restricted Stock Units | 10.2k | $0.00 | $0 | | 01/27/2022 |
| 08/06/2021 | BIODELIVERY SCIENCES INTERNATIONAL INC | BDSI | Exercise | Restricted Stock Units | 35k | $0.00 | $0 | | 08/06/2021 |
| 06/10/2021 | ANTARES PHARMA, INC. | ATRS | Grant | Common Stock | 25.5k | $4.42 | $112.5k | | 06/10/2021 |
| 06/10/2021 | ANTARES PHARMA, INC. | ATRS | Grant | Stock Option (right to buy) | 48.5k | $4.42 | $214.6k | | 06/10/2021 |
| 05/11/2021 | Aurinia Pharmaceuticals Inc. | AUPH | Purchase | Common Stock | 3k | $11.11 | $33.2k | | 05/11/2021 |
| 05/11/2021 | Aurinia Pharmaceuticals Inc. | AUPH | Purchase | Common Stock | 2.1k | $10.15 | $21.6k | | 05/11/2021 |
| 08/07/2020 | BIODELIVERY SCIENCES INTERNATIONAL INC | BDSI | Exercise | Restricted Stock Units | 35k | $0.00 | $0 | | 08/07/2020 |
| 06/11/2020 | ANTARES PHARMA, INC. | ATRS | Grant | Common Stock | 30.2k | $2.73 | $82.5k | | 06/11/2020 |
| 06/11/2020 | ANTARES PHARMA, INC. | ATRS | Grant | Stock Option (right to buy) | 58.2k | $2.73 | $159k | | 06/11/2020 |
| 08/13/2019 | BIODELIVERY SCIENCES INTERNATIONAL INC | BDSI | Exercise | Restricted Stock Units | 21.1k | $0.00 | $0 | | 08/13/2019 |
| 08/07/2019 | Avalo Therapeutics, Inc. | CERC | Grant | Stock Option (Right to Buy) | 25k | $2.93 | $73.2k | | 08/07/2019 |
| 06/13/2019 | ANTARES PHARMA, INC. | ATRS | Grant | Common Stock | 24k | $2.92 | $70k | | 06/13/2019 |
| 06/13/2019 | ANTARES PHARMA, INC. | ATRS | Grant | Stock Option (right to buy) | 46.7k | $2.92 | $136.4k | | 06/13/2019 |
| 05/24/2019 | Avalo Therapeutics, Inc. | CERC | Disposition | Common Stock | 300k | $0.00 | $0 | | 05/24/2019 |
| 05/24/2019 | Avalo Therapeutics, Inc. | CERC | Disposition | Employee Stock Option (Right to Buy) | 325k | $6.22 | $2M | | 05/24/2019 |
| 05/24/2019 | Avalo Therapeutics, Inc. | CERC | Disposition | Employee Stock Option (Right to Buy) | 364.6k | $4.24 | $1.5M | | 05/24/2019 |
| 05/24/2019 | Avalo Therapeutics, Inc. | CERC | Disposition | Employee Stock Option (Right to Buy) | 500k | $4.24 | $2.1M | | 05/24/2019 |
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