BRUBAKER TERRY LEE [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
03/23/2020	GLADSTONE INVESTMENT CORPORATION\DE	GAIN	Purchase	Common Stock	2.5k	$6.83	$17.1k		03/23/2020
03/19/2020	GLADSTONE INVESTMENT CORPORATION\DE	GAIN	Purchase	Common Stock	2.5k	$6.73	$16.8k		03/19/2020
03/18/2020	GLADSTONE INVESTMENT CORPORATION\DE	GAIN	Purchase	Common Stock	2.5k	$7.35	$18.4k		03/18/2020
08/16/2019	GLADSTONE INVESTMENT CORPORATION\DE	GAIN	Sale	Common Stock	21.5k	$11.52	$247.7k		08/16/2019
08/14/2019	GLADSTONE INVESTMENT CORPORATION\DE	GAIN	Sale	Common Stock	21.5k	$11.38	$244.7k		08/14/2019
03/06/2017	GLADSTONE INVESTMENT CORPORATION\DE	GAIN	Sale	Common Stock	104.9k	$9.18	$963.3k		03/06/2017
08/15/2016	GLADSTONE CAPITAL CORP	GLAD	Sale	Common Stock	16.3k	$8.39	$136.6k		08/12/2016
08/12/2016	GLADSTONE CAPITAL CORP	GLAD	Sale	Common Stock	4.6k	$8.37	$38.5k		08/12/2016
08/08/2014	GLADSTONE INVESTMENT CORPORATION\DE	GAIN	Purchase	Common Stock	40k	$7.33	$293.2k		08/08/2014
03/03/2014	GLADSTONE CAPITAL CORP	GLAD	Sale	Common Stock	2.2k	$10.13	$22k		03/03/2014
03/03/2014	GLADSTONE CAPITAL CORP	GLAD	Sale	Common Stock	7.5k	$10.09	$75.7k		03/03/2014
02/07/2014	GLADSTONE INVESTMENT CORPORATION\DE	GAIN	Purchase	Common Stock	80k	$7.41	$592.8k		02/07/2014
12/12/2013	GLADSTONE INVESTMENT CORPORATION\DE	GAIN	Purchase	Common Stock	29.1k	$7.59	$220.9k		12/12/2013
12/11/2013	GLADSTONE INVESTMENT CORPORATION\DE	GAIN	Purchase	Common Stock	200	$7.55	$1.5k		12/11/2013
12/11/2013	GLADSTONE INVESTMENT CORPORATION\DE	GAIN	Purchase	Common Stock	2.8k	$7.55	$21.1k		12/11/2013
12/09/2013	GLADSTONE INVESTMENT CORPORATION\DE	GAIN	Purchase	Common Stock	1000	$7.51	$7.5k		12/09/2013
03/08/2013	GLADSTONE CAPITAL CORP	GLAD	Sale	Common Stock	5k	$9.25	$46.2k	By Spouse	03/08/2013
02/14/2013	GLADSTONE CAPITAL CORP	GLAD	Sale	Common Stock	4	$9.20	$36.8	By Spouse	02/13/2013
02/13/2013	GLADSTONE CAPITAL CORP	GLAD	Sale	Common Stock	5k	$9.10	$45.5k	By Spouse	02/13/2013