Liquid Holdings Group, Inc. (LIQDQ) [Rocket]

Date	Name	Title	Type	Security	Shares	Price	Value	Ownership	Reported
10/04/2013	Davy Darren		Grant	Common Stock	12.2k	$0.00	$0		10/04/2013
10/04/2013	Davy Darren		Grant	Common Stock	6.7k	$0.00	$0		10/04/2013
10/04/2013	Bernstein Jay Howard		Grant	Common Stock	12.2k	$0.00	$0		10/04/2013
10/04/2013	Bernstein Jay Howard		Grant	Common Stock	3.1k	$0.00	$0		10/04/2013
10/04/2013	Zavarro Allan		Grant	Common Stock	12.2k	$0.00	$0		10/04/2013
10/04/2013	Zavarro Allan		Grant	Common Stock	4.4k	$0.00	$0		10/04/2013
10/04/2013	Ross Thomas Rogerson	Director	Grant	Common Stock	12.2k	$0.00	$0		10/04/2013
10/04/2013	Ross Thomas Rogerson	Director	Grant	Common Stock	8.3k	$0.00	$0		10/04/2013
10/04/2013	Raquet Walter F	Director	Grant	Common Stock	12.2k	$0.00	$0		10/04/2013
10/04/2013	Raquet Walter F	Director	Grant	Common Stock	3.4k	$0.00	$0		10/04/2013
09/19/2013	Shifrin Kenneth David	CFO	Payment of Exercise	Common Stock	11.8k	$9.06	$107.2k		09/19/2013
08/01/2013	Ferdinand Brian	Head of Corporate Strategy	Grant	Common Stock	142.5k	$0.00	$0		08/01/2013
08/01/2013	Davy Darren		Grant	Common Stock	98.3k	$0.00	$0		08/01/2013
07/31/2013	O'Boyle Robert	President	Grant	Employee Stock Option (right to buy)	91.4k	$9.00	$822.8k		07/31/2013
07/31/2013	VON ALLMEN DOUGLAS J	10% Owner	Purchase	Common Stock	1.2M	$9.00	$10.5M	By D&L Partners, L.P.	07/31/2013
07/31/2013	VON ALLMEN DOUGLAS J	10% Owner	Purchase	Common Stock	555.5k	$9.00	$5M	By Von Allmen Dynasty Trust	07/31/2013
07/31/2013	Ferdinand Brian	Head of Corporate Strategy	Grant	Common Stock	80.1k	$9.00	$720.7k	By Ferdinand Holdings, LLC	07/31/2013
07/31/2013	Lee Tsai-Pyng (Jim)		Grant	Employee Stock Optiom (right to buy)	114k	$9.00	$1M		07/31/2013
07/31/2013	Ibietatorremendia Jose		Grant	Employee Stock Option (right to buy)	46.2k	$9.00	$415.8k		07/31/2013