SIMON JOHN [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
06/14/2017	Northern Power Systems Corp.	NPS	Grant	Common Shares	185k	$0.16	$29.1k		06/14/2017
05/25/2017	Northern Power Systems Corp.	NPS	Grant	Common Shares	30k	$0.00	$0		05/25/2017
12/08/2016	Northern Power Systems Corp.	NPS	Purchase	Common Shares	168.5k	$0.25	$42.1k		12/06/2016
12/06/2016	Northern Power Systems Corp.	NPS	Purchase	Common Shares	401.3k	$0.25	$100.3k		12/06/2016
11/30/2016	Northern Power Systems Corp.	NPS	Grant	Common Shares	36k	$0.00	$0		11/30/2016
11/28/2016	Northern Power Systems Corp.	NPS	Grant	Common Shares	30k	$0.00	$0		11/28/2016
08/25/2015	Northern Power Systems Corp.	NPS	Grant	Common Shares	81.7k	$0.44	$35.9k		08/21/2015
08/25/2015	Northern Power Systems Corp.	NPS	Grant	Common Shares	15k	$0.00	$0		08/21/2015
08/21/2015	Northern Power Systems Corp.	NPS	Purchase	Common Shares	972k	$0.44	$429.7k		08/21/2015
06/09/2015	Northern Power Systems Corp.	NPS	Purchase	Common Shares	247.3k	$0.71	$176.7k		06/09/2015
11/30/2014	Northern Power Systems Corp.	NPS	Other (acquisition)	Common Shares	621.7k	$0.00	$0	By Allen & Company LLC	11/30/2014
11/30/2014	Northern Power Systems Corp.	NPS	Other (disposition)	Class B Restricted Voting Shares	621.7k	$0.00	$0	By Allen & Company LLC	11/30/2014
05/09/2014	Northern Power Systems Corp.	NPS	Grant	Stock Option (Right to Buy)	20k	$3.99	$79.8k		05/09/2014
11/13/2013	DEXTERA SURGICAL INC	DXTR	Grant	Non-Qualified Stock Option (right to buy)	25k	$1.14	$28.5k		11/13/2013
11/13/2013	DEXTERA SURGICAL INC	DXTR	Grant	Non-Qualified Stock Option (right to buy)	12.2k	$1.14	$13.9k		11/13/2013
02/13/2012	DEXTERA SURGICAL INC	DXTR	Purchase	Common Stock	150k	$1.65	$247.5k		02/13/2012
11/11/2009	DEXTERA SURGICAL INC	DXTR	Grant	Non-Qualified Stock Option (right to buy)	12.2k	$1.12	$13.7k		11/11/2009