| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 10/05/2023 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 15 | $0.00 | $0 | | 10/05/2023 |
| 10/05/2023 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 55 | $0.00 | $0 | | 10/05/2023 |
| 07/06/2023 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 54 | $0.00 | $0 | | 07/06/2023 |
| 07/06/2023 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 15 | $0.00 | $0 | | 07/06/2023 |
| 06/07/2023 | STIFEL FINANCIAL CORP | SF | Grant | Phantom Stock Units | 2.5k | $0.00 | $0 | | 06/07/2023 |
| 04/05/2023 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 63 | $0.00 | $0 | | 04/05/2023 |
| 04/05/2023 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 18 | $0.00 | $0 | | 04/05/2023 |
| 12/19/2022 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 227 | $0.00 | $0 | | 12/19/2022 |
| 10/05/2022 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 13 | $0.00 | $0 | | 10/05/2022 |
| 10/05/2022 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 51 | $0.00 | $0 | | 10/05/2022 |
| 09/28/2022 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 192 | $0.00 | $0 | | 09/28/2022 |
| 07/06/2022 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 49 | $0.00 | $0 | | 07/06/2022 |
| 07/06/2022 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 12 | $0.00 | $0 | | 07/06/2022 |
| 06/16/2022 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 250 | $0.00 | $0 | | 06/16/2022 |
| 06/13/2022 | STIFEL FINANCIAL CORP | SF | Grant | Phantom Stock Units | 2.6k | $0.00 | $0 | | 06/13/2022 |
| 06/13/2022 | STIFEL FINANCIAL CORP | SF | Grant | Phantom Stock Units | 1.8k | $0.00 | $0 | | 06/13/2022 |
| 05/31/2022 | STIFEL FINANCIAL CORP | SF | Exercise | Phantom Stock Units | 1.4k | $0.00 | $0 | | 05/31/2022 |
| 04/05/2022 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 46 | $0.00 | $0 | | 04/05/2022 |
| 04/05/2022 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 10 | $0.00 | $0 | | 04/05/2022 |
| 03/24/2022 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 209 | $0.00 | $0 | | 03/24/2022 |
| 01/07/2022 | STIFEL FINANCIAL CORP | SF | Exercise | Phantom Stock Units | 5.6k | $0.00 | $0 | | 01/07/2022 |
| 01/05/2022 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 10 | $0.00 | $0 | | 01/05/2022 |
| 01/05/2022 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 41 | $0.00 | $0 | | 01/05/2022 |
| 12/06/2021 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 184 | $0.00 | $0 | | 12/06/2021 |
| 11/18/2021 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 485 | $0.00 | $0 | | 11/18/2021 |
| 11/18/2021 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Stock Option (Right to Buy) | 2.4k | $173.00 | $408.3k | | 11/18/2021 |
| 10/13/2021 | STIFEL FINANCIAL CORP | SF | Grant | Phantom Stock Units | 1.4k | $0.00 | $0 | | 10/13/2021 |
| 10/06/2021 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 155 | $0.00 | $0 | | 10/06/2021 |
| 10/05/2021 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 8 | $0.00 | $0 | | 10/05/2021 |
| 10/05/2021 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 42 | $0.00 | $0 | | 10/05/2021 |
| 07/02/2021 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 38 | $0.00 | $0 | | 07/02/2021 |
| 07/02/2021 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 7 | $0.00 | $0 | | 07/02/2021 |
| 06/14/2021 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 165 | $0.00 | $0 | | 06/14/2021 |
| 06/03/2021 | STIFEL FINANCIAL CORP | SF | Exercise | Phantom Stock Units | 3.1k | $0.00 | $0 | | 06/03/2021 |
| 04/02/2021 | BROADRIDGE FINANCIAL SOLUTIONS, INC. | BR | Grant | Common Stock | 40 | $0.00 | $0 | | 04/02/2021 |
|