News + Filings Transactions Holdings
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KNAPP ROBERT C
| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 12/23/2020 | MVC CAPITAL, INC. | MVC | Disposition | Common Stock, $0.01 par value | 368.7k | $0.00 | $0 | See footnote | 12/23/2020 |
| 12/23/2019 | EMERGENT CAPITAL, INC. | EMGC | Other (acquisition) | 5.00% Senior Unsecured Convertible Notes due 2023 | 0 | $0.00 | $0 | See footnote | 12/23/2019 |
| 12/23/2019 | EMERGENT CAPITAL, INC. | EMGC | Other (acquisition) | 5.00% Senior Unsecured Convertible Notes due 2023 | 0 | $0.00 | $0 | See footnote | 12/23/2019 |
| 12/23/2019 | EMERGENT CAPITAL, INC. | EMGC | Other (disposition) | 5.00% Senior Unsecured Convertible Notes due 2023 | 0 | $0.00 | $0 | See footnote | 12/23/2019 |
| 12/23/2019 | EMERGENT CAPITAL, INC. | EMGC | Other (acquisition) | Common Stock Purchase Warrant (right to buy) | 74k | $0.00 | $0 | See footnote | 12/23/2019 |
| 12/23/2019 | EMERGENT CAPITAL, INC. | EMGC | Other (acquisition) | Common Stock Purchase Warrant (right to buy) | 3.8k | $0.00 | $0 | See footnote | 12/23/2019 |
| 12/23/2019 | EMERGENT CAPITAL, INC. | EMGC | Other (disposition) | Common Stock Purchase Warrant (right to buy) | 586.8k | $0.00 | $0 | See footnote | 12/23/2019 |
| 08/20/2019 | EMERGENT CAPITAL, INC. | EMGC | Sale | 5.00% Senior Unsecured Convertible Notes due 2023 | 500k | $305,000.00 | $152500M | See footnote | 08/20/2019 |
| 12/28/2017 | EMERGENT CAPITAL, INC. | EMGC | Purchase | 5.00% Senior Unsecured Convertible Notes due 2023 | 8.1M | $4,941,650.00 | $39869232.2M | See footnote | 12/28/2017 |
| 09/05/2017 | EMERGENT CAPITAL, INC. | EMGC | Purchase | 5.00% Senior Unsecured Convetible Notes due 2023 | 1000k | $700,000.00 | $700000M | See footnote | 09/05/2017 |
| 08/17/2017 | EMERGENT CAPITAL, INC. | EMGC | Purchase | 5.00% Senior Unsecured Convertible Notes due 2023 | 0 | $1,957,500.00 | $0 | See footnote | 08/17/2017 |
| 08/17/2017 | EMERGENT CAPITAL, INC. | EMGC | Purchase | 5.00% Senior Unsecured Convertible Notes due 2023 | 0 | $1,350,000.00 | $0 | See footnote | 08/17/2017 |
| 07/28/2017 | EMERGENT CAPITAL, INC. | EMGC | Other (acquisition) | 5.00% Senior Unsecured Convertible Notes due 2023 | 0 | $0.00 | $0 | See footnote | 07/28/2017 |
| 07/28/2017 | EMERGENT CAPITAL, INC. | EMGC | Other (disposition) | 8.50% Senior Unsecured Convertible Notes due 2019 | 0 | $0.00 | $0 | See footnote | 07/28/2017 |
| 07/28/2017 | EMERGENT CAPITAL, INC. | EMGC | Other (disposition) | 8.50% Senior Unsecured Convertible Notes due 2019 | 0 | $0.00 | $0 | See footnote | 07/28/2017 |
| 07/28/2017 | EMERGENT CAPITAL, INC. | EMGC | Other (acquisition) | 5.00% Senior Unsecured Convertible Notes due 2023 | 0 | $0.00 | $0 | See footnote | 07/28/2017 |
| 07/28/2017 | EMERGENT CAPITAL, INC. | EMGC | Other (acquisition) | Common Stock Purchase Warrant (right to buy) | 586.8k | $0.00 | $0 | See footnote | 07/28/2017 |
| 07/28/2017 | EMERGENT CAPITAL, INC. | EMGC | Other (acquisition) | Common Stock Purchase Warrant (right to buy) | 1.4M | $0.00 | $0 | See footnote | 07/28/2017 |
| 03/18/2013 | MVC CAPITAL, INC. | MVC | Sale | Common Stock, $.01 par value | 37.3k | $12.81 | $477.9k | By Ironsides Holdings | 03/14/2013 |
| 03/15/2013 | MVC CAPITAL, INC. | MVC | Sale | Common Stock, $.01 par value | 55.6k | $12.97 | $721.1k | By Ironsides Holdings | 03/14/2013 |
| 03/14/2013 | MVC CAPITAL, INC. | MVC | Sale | Common Stock, $.01 par value | 24.1k | $13.03 | $314.1k | By Ironsides Holdings | 03/14/2013 |
| 04/09/2012 | MVC CAPITAL, INC. | MVC | Purchase | Common Stock, $.01 par value | 5k | $12.96 | $64.8k | By Ironsides Holdings LLC | 04/09/2012 |
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