KELLY MICHAEL P [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
09/30/2020	FALCONSTOR SOFTWARE INC	FALC	Grant	Common Stock	73.6k	$0.00	$0	09/30/2020
01/16/2020	FALCONSTOR SOFTWARE INC	FALC	Grant	Common Stock	44.2k	$0.00	$0	01/16/2020
05/31/2019	FALCONSTOR SOFTWARE INC	FALC	Grant	Common Stock	4.4M	$0.00	$0	05/31/2019
12/27/2018	FALCONSTOR SOFTWARE INC	FALC	Exercise (in-the-money or at-the-money)	Warrants	763.9k	$0.00	$763.9	12/27/2018
11/20/2018	FALCONSTOR SOFTWARE INC	FALC	Sale	Common Stock	10k	$0.04	$440	03/01/2018
11/19/2018	FALCONSTOR SOFTWARE INC	FALC	Sale	Common Stock	30k	$0.05	$1.5k	03/01/2018
11/16/2018	FALCONSTOR SOFTWARE INC	FALC	Sale	Common Stock	34.8k	$0.05	$1.7k	03/01/2018
11/16/2018	FALCONSTOR SOFTWARE INC	FALC	Sale	Common Stock	35k	$0.05	$1.8k	03/01/2018
10/09/2018	FALCONSTOR SOFTWARE INC	FALC	Grant	Warrants	763.9k	$0.00	$763.9	03/01/2018
10/09/2018	FALCONSTOR SOFTWARE INC	FALC	Grant	Series A Convertible Preferred Stock	1.4k	$0.27	$380.9	03/01/2018
03/01/2018	FALCONSTOR SOFTWARE INC	FALC	Other (disposition)	Common Stock	104.2k	$0.00	$0	03/01/2018
03/13/2017	FALCONSTOR SOFTWARE INC	FALC	Grant	Common Stock	15.2k	$0.00	$0	03/13/2017
02/14/2012	ADEPT TECHNOLOGY INC	ADEP	Purchase	Common Stock	100	$3.35	$334.8	02/14/2012
02/14/2012	ADEPT TECHNOLOGY INC	ADEP	Purchase	Common Stock	400	$3.37	$1.3k	02/14/2012
02/14/2012	ADEPT TECHNOLOGY INC	ADEP	Purchase	Common Stock	400	$3.36	$1.3k	02/14/2012
02/14/2012	ADEPT TECHNOLOGY INC	ADEP	Purchase	Common Stock	100	$3.35	$335	02/14/2012
02/14/2012	ADEPT TECHNOLOGY INC	ADEP	Purchase	Common Stock	700	$3.34	$2.3k	02/14/2012
02/14/2012	ADEPT TECHNOLOGY INC	ADEP	Purchase	Common Stock	100	$3.32	$332	02/14/2012
02/14/2012	ADEPT TECHNOLOGY INC	ADEP	Purchase	Common Stock	200	$3.34	$668	02/14/2012
03/05/2010	ADEPT TECHNOLOGY INC	ADEP	Grant	1 Non-Qualified Stock Option (right to buy)	3k	$3.07	$9.2k	03/05/2010
02/09/2010	EPICOR SOFTWARE CORP	EPIC	Grant	Common Stock	16.2k	$0.00	$0	02/09/2010