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Ares Dynamic Credit Allocation Fund, Inc. (ARDC)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
08/17/2023Shaw John JosephDirectorSaleCommon Stock20.7k$12.80$265.2kBy the John Shaw Living Trust08/16/2023
08/16/2023Shaw John JosephDirectorSaleCommon Stock9.3k$12.85$119.3kBy the John Shaw Living Trust08/16/2023
03/17/2022SPECTOR BRUCE HDirectorPurchaseCommon Stock10k$14.18$141.8k 03/17/2022
01/26/2022Shaw John JosephDirectorPurchaseCommon Stock26k$15.44$401.3kBy the John Shaw Living Trust01/25/2022
01/25/2022Shaw John JosephDirectorPurchaseCommon Stock4k$15.34$61.4kBy the John Shaw Living Trust01/25/2022
09/15/2021Sun Life Assurance Co of Canada10% OwnerPurchaseSeries C Mandatory Redeemable Preferred Stock320k$25.00$8M 09/15/2021
09/15/2021Sun Life Assurance Co of Canada10% OwnerPurchaseSeries C Mandatory Redeemable Preferred Stock320k$25.00$8MSee Footnote 1.09/15/2021
05/26/2020Brufsky Seth JPresident and CEO / PortfolioPurchaseCommon Stock20k$11.31$226.3kBy The Seth J. Brufsky Living Trust05/26/2020
01/16/2020Shaw John JosephDirectorSaleCommon Stock5.2k$15.78$81.3kBy the John Shaw Living Trust01/16/2020
10/15/2019ARES CAPITAL MANAGEMENT II LLC SaleCommon Stock8.2k$14.78$121.5k 10/15/2019
12/24/2018Brufsky Seth JPresident and CEO / PortfolioPurchaseCommon Stock10k$13.39$133.9kBy The Seth J. Brufsky Living Trust12/24/2018
12/24/2018SPECTOR BRUCE HDirectorPurchaseCommon Stock10k$13.30$133k 12/24/2018
12/04/2018HUNT JAMES KELSODirectorPurchaseCommon Stock2k$14.77$29.5kBy the Hunt Living Trust12/04/2018
09/26/2018SPECTOR BRUCE HDirectorPurchaseCommon Stock3.7k$15.63$58.1k 09/26/2018
09/26/2018Shaw John JosephDirectorPurchaseCommon Stock20k$15.56$311.1kBy the John Shaw Living Trust09/26/2018
07/10/2018Hall Daniel JGC, CLO and SecretaryPurchaseCommon Stock2.5k$16.00$40k 07/10/2018
12/21/2016HUNT JAMES KELSODirectorPurchaseCommon Stock5k$14.97$74.8kBy the Hunt Living Trust12/21/2016
12/16/2016Shaw John JosephDirectorPurchaseCommon Stock10k$14.98$149.8kBy the John Shaw Living Trust12/16/2016
04/19/2016Reiss M. FreddieDirectorPurchaseCommon Stock2.5k$13.40$33.5kBy the M. Freddie Reiss Living Trust04/19/2016
10/28/2013ARES CAPITAL MANAGEMENT II LLC PurchaseCommon Stock7.5k$18.06$135.4k 10/24/2013
10/25/2013ARES CAPITAL MANAGEMENT II LLC PurchaseCommon Stock7.6k$18.13$137.8k 10/24/2013
10/24/2013ARES CAPITAL MANAGEMENT II LLC PurchaseCommon Stock6.1k$18.13$110k 10/24/2013
10/02/2013Brufsky Seth JPresident and CEO / PortfolioPurchaseCommon Stock1000$18.44$18.4k 10/02/2013
07/25/2013SACHS DAVID ADirectorPurchaseCommon Stock1000$18.40$18.4k 07/25/2013
06/19/2013Brufsky Seth JPresident and CEO / PortfolioPurchaseCommon Stock2k$19.02$38k 06/19/2013
11/27/2012Brufsky Seth JPresident and CEO / PortfolioPurchaseCommon Stock7.5k$20.00$150k 11/27/2012
11/27/2012Erlanger Philip RobertDirectorPurchaseCommon Stock2.5k$20.00$50k 11/27/2012

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