| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 06/30/2022 | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU.A | Other (acquisition) | Common Shares, Par Value $0.001 | 296 | $16.00 | $4.7k | | 06/30/2022 |
| 04/25/2022 | GABELLI UTILITY TRUST | GUT | Other (acquisition) | Common Shares, Par Value $0.001 | 1.4k | $5.50 | $7.9k | | 04/25/2022 |
| 12/17/2021 | GABELLI EQUITY TRUST INC | GAB | Purchase | Series M Cumulative Preferred Stock | 3k | $100.00 | $300k | | 12/17/2021 |
| 09/30/2021 | Gabelli Go Anywhere Trust | GGO | Other (disposition) | Common Shares, Par Value $0.001 | 927 | $16.76 | $15.5k | | 09/30/2021 |
| 09/27/2021 | Gabelli Go Anywhere Trust | GGO | Other (disposition) | Series A Cumulative Puttable and Callable Preferred Shares | 309 | $40.00 | $12.4k | | 09/27/2021 |
| 08/31/2021 | GABELLI MULTIMEDIA TRUST INC. | GGT | Other (acquisition) | Common Stock, Par Value $0.001 | 1.2k | $9.50 | $11.3k | | 08/31/2021 |
| 08/31/2021 | GABELLI MULTIMEDIA TRUST INC. | GGT | Other (acquisition) | Common Stock, Par Value $0.001 | 1.5k | $9.50 | $14.6k | | 08/31/2021 |
| 07/21/2021 | GABELLI EQUITY TRUST INC | GAB | Other (acquisition) | Common Stock, Par Value $0.001 | 542 | $5.50 | $3k | | 07/21/2021 |
| 05/19/2021 | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU.A | Purchase | Common Shares, Par Value $0.001 | 1.1k | $22.30 | $25k | | 05/19/2021 |
| 04/20/2021 | GABELLI UTILITY TRUST | GUT | Other (acquisition) | Common Shares, Par Value $0.001 | 1.2k | $5.50 | $6.4k | | 04/20/2021 |
| 11/21/2019 | GABELLI DIVIDEND & INCOME TRUST | GDV | Other (acquisition) | Common Shares, Par Value $0.001 | 121 | $20.00 | $2.4k | | 11/21/2019 |
| 07/12/2019 | ELLSWORTH GROWTH & INCOME FUND LTD | ECF | Purchase | Common Shares | 595 | $10.40 | $6.2k | Foundation | 07/12/2019 |
| 07/11/2019 | ELLSWORTH GROWTH & INCOME FUND LTD | ECF | Purchase | Common Shares | 105 | $10.32 | $1.1k | Foundation | 07/10/2019 |
| 07/10/2019 | ELLSWORTH GROWTH & INCOME FUND LTD | ECF | Purchase | Common Shares | 1.7k | $10.36 | $17.6k | Foundation | 07/10/2019 |
| 10/26/2018 | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | GCV | Other (acquisition) | Common Stock, Par Value $0.001 | 1.6k | $5.25 | $8.5k | | 10/26/2018 |
| 05/25/2018 | GABELLI DIVIDEND & INCOME TRUST | GDV | Purchase | Common Shares, Par Value $0.001 | 1.1k | $22.52 | $25k | | 05/25/2018 |
| 05/24/2018 | GABELLI UTILITY TRUST | GUT | Other (acquisition) | Common Shares, Par Value $0.001 | 1.1k | $5.50 | $5.8k | | 05/24/2018 |
| 12/14/2017 | Gabelli Global Small & Mid Cap Value Trust | GGZ | Other (acquisition) | Common Shares, Par Value $0.001 | 784 | $11.50 | $9k | | 12/14/2017 |
| 06/08/2016 | Gabelli Healthcare & WellnessRx Trust | GRX | Purchase | Common Shares, Par Value $0.001 | 2.3k | $10.86 | $25k | Foundation | 06/08/2016 |
| 05/27/2016 | Gabelli Global Small & Mid Cap Value Trust | GGZ | Purchase | Common Shares, Par Value $0.001 | 950 | $10.45 | $9.9k | | 05/27/2016 |
| 05/25/2016 | GABELLI EQUITY TRUST INC | GAB | Purchase | Common Shares, Par Value $0.001 | 4k | $6.31 | $25k | | 05/25/2018 |
| 09/03/2014 | Gabelli Global Small & Mid Cap Value Trust | GGZ | Purchase | Common Shares, Par Value $0.001 | 1.4k | $10.50 | $14.7k | | 09/03/2014 |
| 07/18/2014 | Gabelli Healthcare & WellnessRx Trust | GRX | Other (acquisition) | Common Shares, Par Value $0.001 | 612 | $9.00 | $5.5k | | 07/18/2014 |
| 07/18/2014 | Gabelli Healthcare & WellnessRx Trust | GRX | Other (acquisition) | Common Shares, Par Value $0.001 | 712 | $9.00 | $6.4k | | 07/18/2014 |
| 05/19/2014 | GABELLI UTILITY TRUST | GUT | Purchase | Common Shares, Par Value $0.001 | 1.7k | $7.04 | $12k | | 05/19/2014 |
| 03/08/2013 | Gabelli Healthcare & WellnessRx Trust | GRX | Purchase | Common Shares, Par Value $0.001 | 1.6k | $9.47 | $15.2k | | 03/08/2013 |
| 03/05/2013 | GABELLI UTILITY TRUST | GUT | Purchase | Common Shares, Par Value $0.001 | 2.2k | $6.78 | $14.9k | | 03/05/2013 |
| 08/30/2012 | GABELLI MULTIMEDIA TRUST INC. | GGT | Purchase | Common Stock, Par Value $0.001 | 1000 | $7.35 | $7.4k | | 08/30/2012 |