| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 04/18/2019 | CAS MEDICAL SYSTEMS INC | CASM | Conversion | Series A Exchangeable Preferred Stock | 53.7k | $0.00 | $0 | | 04/18/2019 |
| 04/18/2019 | CAS MEDICAL SYSTEMS INC | CASM | Conversion | Series A Exchangeable Preferred Stock | 191 | $0.00 | $0 | by TMP Associates II LP | 04/18/2019 |
| 04/18/2019 | CAS MEDICAL SYSTEMS INC | CASM | Conversion | Series A Exchangeable Preferred Stock | 561 | $0.00 | $0 | by TMP Nominee II, LLC | 04/18/2019 |
| 04/18/2019 | CAS MEDICAL SYSTEMS INC | CASM | Disposition | Common Stock | 119.9k | $2.45 | $293.7k | by TMP Nominee II, LLC | 04/18/2019 |
| 04/18/2019 | CAS MEDICAL SYSTEMS INC | CASM | Disposition | Common Stock | 43.9k | $2.45 | $107.7k | by TMP Associates II LP | 04/18/2019 |
| 04/18/2019 | CAS MEDICAL SYSTEMS INC | CASM | Disposition | Common Stock | 12.3M | $2.45 | $30.1M | | 04/18/2019 |
| 04/18/2019 | CAS MEDICAL SYSTEMS INC | CASM | Conversion | Common Stock | 40.8k | $2.39 | $97.4k | by TMP Nominee II, LLC | 04/18/2019 |
| 04/18/2019 | CAS MEDICAL SYSTEMS INC | CASM | Conversion | Common Stock | 13.9k | $2.39 | $33.2k | by TMP Associates II LP | 04/18/2019 |
| 04/18/2019 | CAS MEDICAL SYSTEMS INC | CASM | Conversion | Common Stock | 3.9M | $2.39 | $9.3M | | 04/18/2019 |
| 04/18/2019 | CAS MEDICAL SYSTEMS INC | CASM | Conversion | Common Stock | 71.1k | $2.39 | $169.8k | by TMP Nominee II, LLC | 04/18/2019 |
| 04/18/2019 | CAS MEDICAL SYSTEMS INC | CASM | Conversion | Common Stock | 24.1k | $2.39 | $57.6k | by TMP Associates II LP | 04/18/2019 |
| 04/18/2019 | CAS MEDICAL SYSTEMS INC | CASM | Conversion | Common Stock | 6.8M | $2.39 | $16.3M | | 04/18/2019 |
| 04/18/2019 | CAS MEDICAL SYSTEMS INC | CASM | Conversion | Series A Convertible Preferred Stock | 984 | $0.00 | $0 | by TMP Nominee II, LLC | 04/18/2019 |
| 04/18/2019 | CAS MEDICAL SYSTEMS INC | CASM | Conversion | Series A Convertible Preferred Stock | 334 | $0.00 | $0 | by TMP Associates II LP | 04/18/2019 |
| 04/18/2019 | CAS MEDICAL SYSTEMS INC | CASM | Conversion | Series A Convertible Preferred Stock | 94.2k | $0.00 | $0 | | 04/18/2019 |
| 05/14/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Disposition | Common Stock | 12.4k | $20,598.00 | $255.4M | see footnote | 05/14/2014 |
| 05/14/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Exercise | Common Stock Warrant | 65.8k | $3.88 | $255.4k | see footnote | 05/14/2014 |
| 05/14/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Sale | Common Stock | 12.4k | $20.60 | $255.4k | see footnote | 05/14/2014 |
| 05/14/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Exercise (in-the-money or at-the-money) | Common Stock Warrant | 65.8k | $3.88 | $255.4k | see footnote | 05/14/2014 |
| 02/10/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Conversion | Common Stock | 5.1M | $0.00 | $0 | See footnote | 02/10/2014 |
| 02/10/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Purchase | Common Stock | 83.3k | $12.00 | $1M | See footnote | 02/10/2014 |
| 02/10/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Conversion | Series B Convertible Preferred Stock | 2.3M | $0.00 | $0 | See footnote | 02/10/2014 |
| 02/10/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Conversion | Series C Convertible Preferred Stock | 7.6M | $0.00 | $0 | See footnote | 02/10/2014 |
| 02/10/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Conversion | Series D Convertible Preferred Stock | 11.9M | $0.00 | $0 | See footnote | 02/10/2014 |
| 02/10/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Conversion | Series E Convertible Preferred Stock | 1.1M | $0.00 | $0 | See footnote | 02/10/2014 |
| 02/10/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Conversion | Preferred Stock Warrant | 296.3k | $0.86 | $255.4k | See footnote | 02/10/2014 |
| 02/10/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Conversion | Common Stock Warrant | 65.8k | $3.88 | $255.4k | See footnote | 02/10/2014 |
| 02/10/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Conversion | Preferred Stock Warrant | 270.7k | $0.86 | $233.3k | See footnote | 02/10/2014 |
| 02/10/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Conversion | Common Stock Warrant | 60.2k | $3.88 | $233.3k | See footnote | 02/10/2014 |
| 02/10/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Conversion | Preferred Stock Warrant | 266.8k | $0.86 | $229.9k | See footnote | 02/10/2014 |
| 02/10/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Conversion | Common Stock Warrant | 59.3k | $3.88 | $229.9k | See footnote | 02/10/2014 |
| 02/10/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Conversion | Preferred Stock Warrant | 763.3k | $0.86 | $658k | See footnote | 02/10/2014 |
| 02/10/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Conversion | Common Stock Warrant | 169.6k | $3.88 | $658k | See footnote | 02/10/2014 |
| 02/10/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Conversion | Preferred Stock Warrant | 406k | $0.86 | $350k | See footnote | 02/10/2014 |
| 02/10/2014 | Auspex Pharmaceuticals, Inc. | ASPX | Conversion | Common Stock Warrant | 90.2k | $3.88 | $350k | See footnote | 02/10/2014 |