| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 04/11/2022 | RiverNorth Flexible Municipal Income Fund II, Inc. | | Purchase | Common Stock | 10k | $15.85 | $158.5k | | 04/11/2022 |
| 04/11/2022 | MainStay MacKay DefinedTerm Municipal Opportunities Fund | MMD | Purchase | Shares of beneficial interest | 10k | $17.90 | $179k | | 04/12/2022 |
| 02/11/2022 | RiverNorth Managed Duration Municipal Income Fund II, Inc. | | Purchase | Common Stock | 10k | $18.99 | $189.9k | | 02/11/2022 |
| 07/06/2021 | RiverNorth Flexible Municipal Income Fund, Inc. | RFM | Sale | Common Stock | 3.2k | $23.93 | $76.5k | | 07/06/2021 |
| 06/23/2021 | RiverNorth Flexible Municipal Income Fund, Inc. | RFM | Sale | Common Stock | 2.4k | $23.91 | $56.3k | | 06/22/2021 |
| 06/23/2021 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 6.8k | $23.22 | $156.8k | | 06/22/2021 |
| 06/22/2021 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 900 | $23.27 | $20.9k | | 06/22/2021 |
| 06/22/2021 | RiverNorth Flexible Municipal Income Fund, Inc. | RFM | Sale | Common Stock | 1.5k | $23.98 | $36k | | 06/22/2021 |
| 06/17/2021 | RiverNorth Managed Duration Municipal Income Fund, Inc. | RMM | Sale | Common Stock | 9.3k | $20.29 | $189.3k | | 06/15/2021 |
| 06/17/2021 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 605 | $23.16 | $14k | | 06/16/2021 |
| 06/17/2021 | RiverNorth Flexible Municipal Income Fund, Inc. | RFM | Sale | Common Stock | 2.9k | $24.00 | $70.8k | | 06/17/2021 |
| 06/16/2021 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Sale | Common Stock | 6.7k | $23.32 | $157.2k | | 06/16/2021 |
| 06/16/2021 | RiverNorth Managed Duration Municipal Income Fund, Inc. | RMM | Sale | Common Stock | 5.3k | $20.34 | $107.2k | | 06/15/2021 |
| 06/15/2021 | RiverNorth Managed Duration Municipal Income Fund, Inc. | RMM | Sale | Common Stock | 1.3k | $20.35 | $25.7k | | 06/15/2021 |
| 05/10/2021 | MainStay MacKay DefinedTerm Municipal Opportunities Fund | MMD | Sale | Shares of beneficial interest | 320 | $22.83 | $7.3k | | 05/07/2021 |
| 05/10/2021 | MainStay MacKay DefinedTerm Municipal Opportunities Fund | MMD | Sale | Shares of beneficial interest | 244 | $22.84 | $5.6k | | 05/07/2021 |
| 05/07/2021 | MainStay MacKay DefinedTerm Municipal Opportunities Fund | MMD | Sale | Shares of beneficial interest | 5.2k | $22.90 | $119.9k | | 05/07/2021 |
| 05/07/2021 | MainStay MacKay DefinedTerm Municipal Opportunities Fund | MMD | Sale | Shares of beneficial interest | 4k | $22.90 | $91.3k | | 05/07/2021 |
| 05/20/2020 | RiverNorth Flexible Municipal Income Fund, Inc. | RFM | Purchase | Common Stock | 9.9k | $18.99 | $188k | | 05/20/2020 |
| 05/19/2020 | RiverNorth Flexible Municipal Income Fund, Inc. | RFM | Purchase | Common Stock | 100 | $18.74 | $1.9k | | 05/19/2020 |
| 03/18/2020 | RiverNorth Managed Duration Municipal Income Fund, Inc. | RMM | Purchase | Common Stock | 5k | $14.20 | $71k | | 03/18/2020 |
| 03/18/2020 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Purchase | Common Stock | 5k | $16.45 | $82.2k | | 03/18/2020 |
| 01/15/2020 | MainStay MacKay DefinedTerm Municipal Opportunities Fund | MMD | Sale | Shares of beneficial interest | 2k | $21.90 | $44.7k | | 01/15/2020 |
| 12/30/2019 | RiverNorth Managed Duration Municipal Income Fund, Inc. | RMM | Purchase | Common Stock | 10k | $19.38 | $193.8k | | 12/30/2019 |
| 03/18/2019 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Purchase | Common Shares | 5k | $20.39 | $101.9k | | 03/18/2019 |
| 12/14/2018 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Purchase | Common Shares | 5k | $20.35 | $101.8k | | 12/14/2018 |
| 12/06/2018 | MainStay MacKay DefinedTerm Municipal Opportunities Fund | MMD | Sale | Share of beneficial interest | 4.9k | $20.03 | $98.9k | | 12/06/2018 |
| 05/29/2013 | MainStay MacKay DefinedTerm Municipal Opportunities Fund | MMD | Grant | Shares of beneficial interest | 2.5k | $19.00 | $47.5k | | 05/29/2013 |
| 06/27/2012 | MainStay MacKay DefinedTerm Municipal Opportunities Fund | MMD | Purchase | Shares of beneficial interest | 2.5k | $20.00 | $50k | | 06/27/2012 |