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STUART JOHN EDWARD

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
01/21/2021Great Elm Capital Corp.GECCGrantCommon Stock330$0.00$0 01/21/2021
01/21/2021Great Elm Capital Corp.GECCGrantCommon Stock97$0.00$0By John E. Stuart GST Trust01/21/2021
01/21/2021Great Elm Capital Corp.GECCGrantCommon Stock40$0.00$0By Mary E. Stuart 2011 Grantor Trust01/21/2021
01/21/2021Great Elm Capital Corp.GECCGrantCommon Stock18$0.00$0By Michele G. Stuart01/21/2021
12/21/2020Great Elm Capital Corp.GECCGrantCommon Stock324$0.00$0 12/21/2020
12/21/2020Great Elm Capital Corp.GECCGrantCommon Stock96$0.00$0By John E. Stuart GST Trust12/21/2020
12/21/2020Great Elm Capital Corp.GECCGrantCommon Stock42$0.00$0By Mary E. Stuart 2011 Grantor Trust12/21/2020
12/21/2020Great Elm Capital Corp.GECCGrantCommon Stock19$0.00$0By Michele G. Stuart12/21/2020
11/20/2020Great Elm Capital Corp.GECCGrantCommon Stock432$0.00$0 11/20/2020
11/20/2020Great Elm Capital Corp.GECCGrantCommon Stock128$0.00$0By John E. Stuart GST Trust11/20/2020
11/20/2020Great Elm Capital Corp.GECCGrantCommon Stock53$0.00$0By Mary E. Stuart 2011 Grantor Trust11/20/2020
11/20/2020Great Elm Capital Corp.GECCGrantCommon Stock24$0.00$0By Michele G. Stuart11/20/2020
10/21/2020Great Elm Capital Corp.GECCGrantCommon Stock245$0.00$0 10/21/2020
10/21/2020Great Elm Capital Corp.GECCGrantCommon Stock111$0.00$0By John E. Stuart GST Trust10/21/2020
10/21/2020Great Elm Capital Corp.GECCGrantCommon Stock46$0.00$0By Mary E. Stuart 2011 Grantor Trust10/21/2020
10/21/2020Great Elm Capital Corp.GECCGrantCommon Stock20$0.00$0By Michele G. Stuart10/21/2020
09/28/2020Great Elm Capital Corp.GECCExercise (in-the-money or at-the-money)Subscription Rights5.8k$2.95$17k 09/28/2020
09/21/2020Great Elm Capital Corp.GECCGrantCommon Stock160$0.00$0 09/21/2020
09/21/2020Great Elm Capital Corp.GECCGrantCommon Stock72$0.00$0By John E. Stuart GST Trust09/21/2020
09/21/2020Great Elm Capital Corp.GECCGrantCommon Stock30$0.00$0By Mary E. Stuart 2011 Grantor Trust09/21/2020
09/21/2020Great Elm Capital Corp.GECCGrantCommon Stock14$0.00$0By Michele G. Stuart09/21/2020
08/21/2020Great Elm Capital Corp.GECCGrantCommon Stock161$0.00$0 08/21/2020
08/21/2020Great Elm Capital Corp.GECCGrantCommon Stock74$0.00$0By John E. Stuart GST Trust08/21/2020
08/21/2020Great Elm Capital Corp.GECCGrantCommon Stock32$0.00$0By Mary E. Stuart 2011 Grantor Trust08/21/2020
08/21/2020Great Elm Capital Corp.GECCGrantCommon Stock14$0.00$0By Michele G. Stuart08/21/2020
07/15/2020Great Elm Capital Corp.GECCGrantCommon Stock41$0.00$0 07/15/2020
07/15/2020Great Elm Capital Corp.GECCGrantCommon Stock119$0.00$0 07/15/2020
07/15/2020Great Elm Capital Corp.GECCGrantCommon Stock72$0.00$0By John E. Stuart GST Trust07/15/2020
07/15/2020Great Elm Capital Corp.GECCGrantCommon Stock29$0.00$0By Mary E. Stuart 2011 Grantor Trust07/15/2020
07/15/2020Great Elm Capital Corp.GECCGrantCommon Stock13$0.00$0By Michele G. Stuart07/15/2020
06/15/2020Great Elm Capital Corp.GECCGrantCommon Stock152$0.00$0 06/15/2020
06/15/2020Great Elm Capital Corp.GECCGrantCommon Stock69$0.00$0By John E. Stuart GST Trust06/15/2020
06/15/2020Great Elm Capital Corp.GECCGrantCommon Stock27$0.00$0By Mary E. Stuart 2011 Grantor Trust06/15/2020
06/15/2020Great Elm Capital Corp.GECCGrantCommon Stock12$0.00$0By Michele G. Stuart06/15/2020
05/15/2020Great Elm Capital Corp.GECCGrantCommon Stock185$0.00$0 05/15/2020
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