LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST (LEH) [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
05/28/2013	AVALONBAY COMMUNITIES INC	AVB	Sale	Common Stock	7.9M	$136.67	$1075.6M	See Footnotes	05/28/2013
02/14/2012	FXCM Inc.	GLBR	Sale	Class A Common Stock	4.9M	$10.02	$49M		02/14/2012
02/06/2012	DERMA SCIENCES, INC.	DSCI	Sale	Common Stock	250k	$8.29	$2.1M	By LB I Group Inc.	02/06/2012
02/06/2012	DERMA SCIENCES, INC.	DSCI	Other (acquisition)	Warrants (right to buy Common Stock)	0	$0.00	$0	By LB I Group Inc.	02/06/2012
01/31/2012	FXCM Inc.	GLBR	Conversion	Class A Common Stock	4.9M	$0.00	$0		01/31/2012
01/31/2012	FXCM Inc.	GLBR	Other (disposition)	Class B Common Stock	1	$0.00	$0		01/31/2012
01/31/2012	FXCM Inc.	GLBR	Conversion	Units of FXCM Holdings LLC	4.9M	$0.00	$0		01/31/2012
05/13/2011	ShoreTel Inc	SHOR	Sale	Common Stock	2.5M	$11.16	$28.4M	See Explanation	05/13/2011
03/11/2010	BLOUNT INTERNATIONAL INC	BLT	Sale	Common Stock	4.2M	$10.57	$44.4M	See Footnote	03/11/2010
09/22/2008	Vanguard Natural Resources, LLC	VNRR	Sale	Common Units	12.1k	$13.72	$166k	See Footnote	09/22/2008
09/11/2008	EAGLE ROCK ENERGY PARTNERS L P	EROC	Sale	Common Units	2.5M	$11.59	$28.6M	See Footnote	09/11/2008
09/05/2008	GLG Partners, Inc.	GLG	Purchase	Common Stock	692	$8.00	$5.5k	See Footnote	09/05/2008
09/05/2008	GLG Partners, Inc.	GLG	Other (disposition)	Common Stock	692	$0.00	$0	See Footnote	09/05/2008
08/13/2008	Apollo Endosurgery, Inc.	APEN	Purchase	Common Stock	3.7M	$0.95	$3.5M	By LB I Group Inc.	08/13/2008
08/13/2008	Apollo Endosurgery, Inc.	APEN	Purchase	Warrants (right to buy Common Stock)	921.1k	$1.25	$1.2M	By LB I Group Inc.	08/13/2008