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HUDSON HOLDING CORP (HDHL)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
04/08/2011PASTERNAK KENNETH D10% OwnerDispositionCommon Stock Warrants (right to buy)833.3k$0.85$708.3k 04/08/2011
04/08/2011PASTERNAK KENNETH D10% OwnerDispositionCommon Stock550k$0.00$0By Chestnut Ridge Partners, LP04/08/2011
04/08/2011PASTERNAK KENNETH D10% OwnerDisposition 15.1M$0.00$0 04/08/2011
04/08/2011ZUGSCHWERT PETER J10% OwnerDisposition 831.3k$0.00$0 04/08/2011
04/08/2011SHAW JOHN C JR10% OwnerDisposition 1M$0.00$0 04/08/2011
04/08/2011SANFILIPPO ANTHONY MCEODisposition 4.6M$0.00$0 04/08/2011
04/08/2011MASCONE JOHN W.10% OwnerDisposition 1M$0.00$0 04/08/2011
04/08/2011Drazka Frank J10% OwnerDisposition 800k$0.00$0 04/08/2011
04/08/2011Sareen Ajay10% OwnerDisposition 750k$0.00$0 04/08/2011
01/03/2011MASCONE JOHN W.10% OwnerGrantCommon Stock197.2k$0.10$19.7k 01/03/2011
01/03/2011SHAW JOHN C JR10% OwnerGrantCommon Stock197.2k$0.10$19.7k 01/03/2011
01/03/2011PASTERNAK KENNETH D10% OwnerGrantCommon Stock197.2k$0.12$23.3k 01/03/2011
01/03/2011ZUGSCHWERT PETER J10% OwnerGrantCommon Stock197.2k$0.12$23.3k 01/03/2011
07/07/2010PASTERNAK KENNETH D10% OwnerGrantCommon Stock34.5k$0.00$0 07/07/2010
07/07/2010ZUGSCHWERT PETER J10% OwnerGrantCommon Stock137.9k$0.00$0 07/07/2010
07/07/2010SHAW JOHN C JR10% OwnerGrantCommon Stock34.5k$0.00$0 07/07/2010
07/07/2010Landau Joanne VivianDirectorGrantCommon Stock137.9k$0.00$0 07/21/2010
07/07/2010ZUGSCHWERT PETER J10% OwnerGrantCommon Stock137.9k$0.00$0 07/07/2010
07/07/2010MASCONE JOHN W.10% OwnerGrantCommon Stock34.5k$0.00$0 07/07/2010
07/07/2010Landau Joanne VivianDirectorGrantCommon Stock137.9k$0.00$0 07/07/2010
12/31/2009PASTERNAK KENNETH D10% OwnerPurchase 650k$0.25$162.5k 12/31/2009
11/12/2009Landau Joanne VivianDirectorPurchaseCommon Stock200k$0.25$50k 11/12/2009
11/12/2009Landau Joanne VivianDirectorPurchaseCommon Stock200k$0.25$50k 11/17/2009
11/12/2009SANFILIPPO ANTHONY MCEOPurchaseCommon Stock2M$0.25$500k 11/17/2009
11/12/2009Meagher Michael J10% OwnerPurchaseCommon Stock, par value $0.0014M$0.25$1000kBy certain limited liability companies11/12/2009
11/12/2009PASTERNAK KENNETH D10% OwnerPurchasecommon stock6M$0.25$1.5M 10/12/2009

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