BOWEN JAMES A [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
03/07/2022	FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND	FTHY	Purchase	Common Shares	20k	$17.74	$354.7k		03/07/2022
08/23/2021	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND	FDEU	Purchase	Common Shares	35.3k	$13.60	$479.7k		08/23/2021
08/16/2021	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND	FDEU	Purchase	Common Shares	6.2k	$13.74	$85.8k		08/16/2021
01/25/2021	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND	FDEU	Purchase	Common Shares	45k	$12.11	$545.1k		01/25/2021
08/14/2019	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND	FDEU	Purchase	Common Shares	3k	$13.01	$39k		08/14/2019
06/07/2019	FIRST TRUST SENIOR FLOATING RATE INCOME FUND II	FCT	Other (disposition)	Common Shares	1000	$0.00	$0		06/07/2019
06/07/2019	FIRST TRUST HIGH INCOME LONG/SHORT FUND	FSD	Other (disposition)	Common Shares	1.2k	$0.00	$0		06/07/2019
10/11/2018	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND	FDEU	Purchase	Common Shares	30k	$14.40	$432k		10/11/2018
08/22/2018	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND	FDEU	Purchase	Common Shares	5.4k	$15.82	$86k		08/22/2018
08/20/2018	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND	FDEU	Purchase	Common Shares	5.2k	$15.78	$82.1k		08/17/2018
08/17/2018	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND	FDEU	Purchase	Common Shares	27.7k	$15.71	$434.3k		08/17/2018
08/08/2018	Bandwidth Inc.	BAND	Sale	Class A Common Stock	350k	$42.00	$14.7M		08/08/2018
07/17/2018	Bandwidth Inc.	BAND	Conversion	Class A Common Stock	350k	$0.00	$0		07/17/2018
06/28/2018	Bandwidth Inc.	BAND	Other (acquisition)	Class A Common Stock	24.1k	$0.00	$0	See footnote	06/28/2018
06/28/2018	Bandwidth Inc.	BAND	Other (acquisition)	Class A Common Stock	13.1k	$0.00	$0		06/28/2018
06/28/2018	Bandwidth Inc.	BAND	Other (disposition)		369.2k	$0.00	$0	See footnote	06/28/2018
06/25/2018	FIRST TRUST HIGH INCOME LONG/SHORT FUND	FSD	Other (acquisition)	Common Shares	1.2k	$0.00	$0		06/25/2018
02/15/2018	Bandwidth Inc.	BAND	Exercise (in-the-money or at-the-money)	Warrant for Class B Common Stock	4.9k	$10.26	$50.6k		02/15/2018
01/16/2018	Bandwidth Inc.	BAND	Exercise (in-the-money or at-the-money)	Warrant for Class B Common Stock	1.3k	$6.57	$8.2k		01/16/2018
11/28/2017	Bandwidth Inc.	BAND	Sale	Class B Common Stock	158.5k	$18.60	$2.9M	*	11/28/2017