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LAZARD ASSET MANAGEMENT LLC

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
11/14/2016TETRALOGIC PHARMACEUTICALS CorpTLOGOther (acquisition)8% Senior Convertible Notes due 20240$0.00$0See footnote11/14/2016
11/14/2016TETRALOGIC PHARMACEUTICALS CorpTLOGOther (acquisition)Preferred Stock1.5M$0.00$0See footnote11/14/2016
11/14/2016TETRALOGIC PHARMACEUTICALS CorpTLOGOther (disposition)8% Senior Convertible Notes due 20190$0.00$0See footnote11/14/2016
08/23/2011ShengdaTech, Inc.SDTHQPurchaseCommon Stock701.1k$0.14$99.6kSee Footnote08/23/2011

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