BROCK THOMAS W [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
12/02/2020	LIBERTY ALL STAR EQUITY FUND	USA	Purchase	Shares of Beneficial Interest	5k	$6.68	$33.4k		12/02/2020
11/09/2020	LIBERTY ALL STAR EQUITY FUND	USA	Purchase	Shares of Beneficial Interest	25k	$6.45	$161.2k		11/09/2020
08/31/2020	LIBERTY ALL STAR EQUITY FUND	USA	Purchase	Shares of Beneficial Interest	6.3k	$6.19	$38.7k		08/31/2020
06/19/2020	LIBERTY ALL STAR EQUITY FUND	USA	Sale	Shares of Beneficial Interest	2.6k	$5.81	$14.9k	By Spouse	06/19/2020
03/31/2020	LIBERTY ALL STAR GROWTH FUND INC.	ASG	Purchase	Shares of Common Stock	10k	$4.34	$43.5k		03/31/2020
04/23/2019	LIBERTY ALL STAR EQUITY FUND	USA	Purchase	Shares of Beneficial Interest	700	$6.42	$4.5k	By Spouse	04/23/2019
02/20/2019	LIBERTY ALL STAR EQUITY FUND	USA	Purchase	Shares of Beneficial Interest	800	$6.09	$4.9k	By Spouse	02/20/2019
11/13/2018	LIBERTY ALL STAR EQUITY FUND	USA	Purchase	Shares of Beneficial Interest	1000	$6.19	$6.2k	By Spouse	11/13/2018
11/06/2018	LIBERTY ALL STAR EQUITY FUND	USA	Purchase	Shares of Beneficial Interest	15k	$6.12	$91.8k		11/06/2018
05/09/2017	Silver Bay Realty Trust Corp.	SBY	Disposition	Common Stock, par value $0.01 per share	171.8k	$0.00	$0		05/09/2017
05/09/2017	Silver Bay Realty Trust Corp.	SBY	Grant	Common Stock, par value $0.01 per share	135.4k	$0.00	$0		05/09/2017
01/27/2017	Silver Bay Realty Trust Corp.	SBY	Grant	Common Stock, par value $0.01 per share	17.8k	$0.00	$0		01/27/2017
05/20/2015	Silver Bay Realty Trust Corp.	SBY	Grant	Common Stock, par value $0.01 per share	3.2k	$0.00	$0		05/20/2015
05/21/2014	Silver Bay Realty Trust Corp.	SBY	Grant	Common Stock, par value $0.01 per share	3.2k	$0.00	$0		05/21/2014
05/22/2013	Silver Bay Realty Trust Corp.	SBY	Grant	Common stock, par value $0.01 per share	4.2k	$0.00	$0		05/22/2013
03/07/2013	Silver Bay Realty Trust Corp.	SBY	Purchase	Common stock, par value $0.01 per share	5k	$19.38	$96.9k		03/07/2013
12/19/2012	Silver Bay Realty Trust Corp.	SBY	Grant	Common stock, par value $0.01 per share	2.7k	$0.00	$0		12/19/2012
08/08/2011	Virtus Stone Harbor Emerging Markets Income Fund	EDF	Purchase	Common Shares of Beneficial Interest	1.2k	$23.53	$29.4k		08/08/2011
08/08/2011	Virtus Stone Harbor Emerging Markets Income Fund	EDF	Purchase	Common Shares of Beneficial Interest	500	$23.67	$11.8k		08/08/2011
03/15/2011	Virtus Stone Harbor Emerging Markets Income Fund	EDF	Purchase	Common Shares of Beneficial Interest	2.3k	$23.01	$52.9k		03/15/2011
03/15/2011	Virtus Stone Harbor Emerging Markets Income Fund	EDF	Purchase	Common Shares of Beneficial Interest	200	$22.95	$4.6k		03/15/2011
03/15/2011	Virtus Stone Harbor Emerging Markets Income Fund	EDF	Purchase	Common Shares of Beneficial Interest	500	$22.89	$11.4k		03/15/2011
03/10/2011	Virtus Stone Harbor Emerging Markets Income Fund	EDF	Purchase	Common Shares of Beneficial Interest	700	$24.00	$16.8k		03/10/2011
03/10/2011	Virtus Stone Harbor Emerging Markets Income Fund	EDF	Purchase	Common Shares of Beneficial Interest	900	$23.99	$21.6k		03/10/2011
03/10/2011	Virtus Stone Harbor Emerging Markets Income Fund	EDF	Purchase	Common Shares of Beneficial Interest	400	$23.98	$9.6k		03/10/2011
01/08/2008	LIBERTY ALL STAR EQUITY FUND	USA	Purchase	Common Shares of Beneficial Interest	1.5k	$5.61	$8.2k		01/08/2008
09/12/2006	LIBERTY ALL STAR GROWTH FUND INC.	ASG	Purchase	Shares of Common Stock, $0.10 par value per share	4.4k	$4.92	$21.6k		09/11/2006
09/11/2006	LIBERTY ALL STAR GROWTH FUND INC.	ASG	Purchase	Shares of Common Stock, $0.10 par value per share	16.1k	$4.86	$78.2k		09/11/2006
09/11/2006	LIBERTY ALL STAR EQUITY FUND	USA	Purchase	Shares of beneficial interest, no par value	13.5k	$7.42	$100.2k		09/11/2006