| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 02/01/2023 | Cohen & Co Inc. | COHN | Payment of Exercise | Common Stock, par value $0.01 per share | 4.4k | $8.83 | $38.7k | | 02/01/2023 |
| 12/20/2022 | Cohen & Co Inc. | COHN | Grant | Common Stock, par value $0.01 per share | 15.5k | $0.00 | $0 | | 12/20/2022 |
| 01/31/2022 | Cohen & Co Inc. | COHN | Payment of Exercise | Common Stock, par value $0.01 per share | 6.5k | $15.20 | $98.5k | | 01/31/2022 |
| 12/20/2021 | Cohen & Co Inc. | COHN | Grant | Common Stock, par value $0.01 per share | 15.5k | $0.00 | $0 | | 12/20/2021 |
| 05/24/2021 | Cohen & Co Inc. | COHN | Sale | Common Stock, par value $0.01 per share | 2.2k | $24.63 | $55.4k | | 05/21/2021 |
| 05/24/2021 | Cohen & Co Inc. | COHN | Sale | Common Stock, par value $0.01 per share | 7.8k | $23.90 | $185.3k | | 05/21/2021 |
| 05/21/2021 | Cohen & Co Inc. | COHN | Sale | Common Stock, par value $0.01 per share | 10k | $25.73 | $257.3k | | 05/21/2021 |
| 02/03/2021 | Cohen & Co Inc. | COHN | Grant | Common Stock, par value $0.01 per share | 10k | $0.00 | $0 | | 02/03/2021 |
| 02/01/2021 | Cohen & Co Inc. | COHN | Payment of Exercise | Common Stock, par value $0.01 per share | 6k | $17.25 | $102.7k | | 02/01/2021 |
| 12/22/2020 | INSU ACQUISITION CORP III | | Other (acquisition) | Class B common stock | 30k | $0.00 | $0 | By Dioptra Advisors III, LLC | 12/22/2020 |
| 10/13/2020 | SHIFT TECHNOLOGIES, INC. | INSU | Exercise | Class B Common Stock | 30k | $0.00 | $0 | | 10/13/2020 |
| 10/13/2020 | SHIFT TECHNOLOGIES, INC. | INSU | Exercise | Class A Common Stock | 30k | $0.00 | $0 | See Footnote | 10/13/2020 |
| 09/08/2020 | Metromile, LLC | | Other (acquisition) | Class B common stock | 30k | $0.00 | $0 | By Dioptra Advisors II, LLC | 09/08/2020 |
| 02/13/2020 | Cohen & Co Inc. | COHN | Grant | Common Stock, par value $0.01 per share | 17.3k | $0.00 | $0 | | 02/13/2020 |
| 01/31/2020 | Cohen & Co Inc. | COHN | Payment of Exercise | Common Stock, par value $0.01 per share | 2.9k | $3.50 | $10.3k | | 01/31/2020 |
| 11/07/2019 | Cohen & Co Inc. | COHN | Sale | Common Stock, par value $0.01 per share | 1000 | $4.50 | $4.5k | | 11/07/2019 |
| 02/13/2019 | Cohen & Co Inc. | COHN | Grant | Common Stock, par value $0.01 per share | 9.4k | $0.00 | $0 | | 02/13/2019 |
| 01/31/2019 | Cohen & Co Inc. | COHN | Payment of Exercise | Common Stock, par value $0.01 per share | 3k | $8.15 | $24.7k | | 01/31/2019 |
| 02/21/2018 | Cohen & Co Inc. | COHN | Grant | Common Stock, par value $0.01 per share | 4.8k | $0.00 | $0 | | 02/21/2018 |
| 01/31/2018 | Cohen & Co Inc. | COHN | Payment of Exercise | Common Stock, par value $0.01 per share | 4.2k | $9.92 | $42k | | 01/31/2018 |
| 02/17/2017 | Cohen & Co Inc. | COHN | Grant | Common Stock, par value $0.001 per share | 79.5k | $0.00 | $0 | | 02/17/2017 |
| 01/31/2017 | Cohen & Co Inc. | COHN | Payment of Exercise | Common Stock, par value $0.001 per share | 27.4k | $1.27 | $34.8k | | 01/31/2017 |
| 01/15/2013 | Cohen & Co Inc. | COHN | Grant | Common Stock, par value $0.001 | 35k | $0.00 | $0 | | 01/15/2013 |
| 03/09/2012 | Cohen & Co Inc. | COHN | Grant | Common Stock, par value $0.001 | 30k | $0.00 | $0 | | 03/09/2012 |
| 03/09/2010 | Cohen & Co Inc. | COHN | Grant | Common Stock, par value $0.001 | 50k | $0.00 | $0 | | 03/09/2010 |
| 03/09/2010 | Cohen & Co Inc. | COHN | Payment of Exercise | Common Stock, par value $0.001 | 21.8k | $6.50 | $141.5k | | 03/09/2010 |
| 03/09/2010 | Cohen & Co Inc. | COHN | Disposition | Cohen Brothers, LLC Plan Units | 50k | $0.00 | $0 | | 03/09/2010 |