| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 06/20/2019 | Smart & Final Stores, Inc. | SFS | Disposition | Common stock (par value $0.001) | 1.6k | $6.50 | $10.4k | | 06/18/2019 |
| 06/18/2019 | Smart & Final Stores, Inc. | SFS | Other | Common stock (par value $0.001) | 28.6k | $6.50 | $186.2k | | 06/18/2019 |
| 12/03/2018 | BARFRESH FOOD GROUP INC. | BRFH | Grant | Common stock | 18k | $0.00 | $0 | | 04/21/2018 |
| 07/26/2018 | BARFRESH FOOD GROUP INC. | BRFH | Grant | Stock option | 250k | $0.52 | $130k | | 04/21/2018 |
| 05/21/2018 | BARFRESH FOOD GROUP INC. | BRFH | Grant | Common stock | 175k | $0.00 | $0 | | 04/21/2018 |
| 05/14/2018 | Smart & Final Stores, Inc. | SFS | Grant | Common stock, par value $0.001 | 10.1k | $0.00 | $0 | | 05/14/2018 |
| 12/15/2017 | BARFRESH FOOD GROUP INC. | BRFH | Grant | Common Stock | 18k | $0.00 | $0 | | 06/12/2017 |
| 09/15/2017 | BARFRESH FOOD GROUP INC. | BRFH | Grant | Stock Option (right to buy) | 175k | $0.55 | $96.2k | | 06/12/2017 |
| 09/12/2017 | Smart & Final Stores, Inc. | SFS | Purchase | common stock, par value $0.001 | 5k | $6.95 | $34.8k | | 09/12/2017 |
| 07/05/2017 | BARFRESH FOOD GROUP INC. | BRFH | Grant | Stock Option (right to buy) | 300k | $0.77 | $231k | | 06/12/2017 |
| 06/12/2017 | BARFRESH FOOD GROUP INC. | BRFH | Grant | Common Stock | 175k | $0.00 | $0 | | 06/12/2017 |
| 05/08/2017 | Smart & Final Stores, Inc. | SFS | Grant | common stock, par value $0.001 | 7.8k | $0.00 | $0 | | 05/08/2017 |
| 09/28/2016 | BARFRESH FOOD GROUP INC. | BRFH | Purchase | "J" Warrant | 19.5k | $0.75 | $14.6k | | 09/28/2016 |
| 09/28/2016 | BARFRESH FOOD GROUP INC. | BRFH | Purchase | Common stock | 39.1k | $0.00 | $0 | | 09/28/2016 |
| 05/27/2016 | BARFRESH FOOD GROUP INC. | BRFH | Grant | option | 175k | $0.61 | $107.3k | | 05/27/2016 |
| 05/06/2016 | Smart & Final Stores, Inc. | SFS | Grant | common stock, par value $0.001 | 6.4k | $0.00 | $0 | | 05/06/2016 |
| 02/28/2016 | BARFRESH FOOD GROUP INC. | BRFH | Conversion | Warrant | 32.1k | $1.00 | $32.1k | | 02/28/2016 |
| 02/28/2016 | BARFRESH FOOD GROUP INC. | BRFH | Conversion | Common Stock | 64.2k | $0.00 | $0 | | 02/28/2016 |
| 01/29/2016 | BARFRESH FOOD GROUP INC. | BRFH | Purchase | Warrant | 25k | $1.00 | $25k | | 01/29/2016 |
| 09/23/2014 | Smart & Final Stores, Inc. | SFS | Grant | | 25.5k | $12.00 | $306k | | 09/23/2014 |
| 09/23/2014 | Smart & Final Stores, Inc. | SFS | Purchase | common stock, par value $0.001 | 1000 | $12.00 | $12k | | 09/23/2014 |
| 12/24/2012 | DOLE FOOD CO INC | DOLE | Sale | Common Stock | 10.6k | $11.50 | $121.9k | | 12/24/2012 |