| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 04/30/2015 | ZAIS Group Holdings, Inc. | ZAIS | Grant | | 10k | $0.00 | $0 | | 04/30/2015 |
| 03/17/2015 | ZAIS Group Holdings, Inc. | ZAIS | Sale | Class A Common Stock, par value $.0001 | 15k | $0.01 | $88.5 | | 03/17/2015 |
| 03/17/2015 | ZAIS Group Holdings, Inc. | ZAIS | Purchase | Class A Common Stock, par value $.0001 | 81.2k | $0.01 | $479.1 | As trustee of Foote Family Education Trust dated February 18, 2015 | 03/17/2015 |
| 03/17/2015 | ZAIS Group Holdings, Inc. | ZAIS | Sale | Class A Common Stock, par value $.0001 | 374.3k | $0.01 | $2.2k | By Broad Hollow Investors LLC | 03/17/2015 |
| 03/17/2015 | ZAIS Group Holdings, Inc. | ZAIS | Purchase | Class A Common Stock, par value $.0001 | 12.8k | $0.01 | $75.7 | By Wife | 03/17/2015 |
| 03/12/2015 | ZAIS Group Holdings, Inc. | ZAIS | Purchase | Class A Common Stock, par value $.0001 | 21k | $10.50 | $220.4k | By Wife | 03/12/2015 |
| 11/03/2014 | ZAIS Group Holdings, Inc. | ZAIS | Purchase | Class A Common Stock, par value $.0001 | 30k | $0.01 | $177 | | 11/03/2014 |
| 11/03/2014 | ZAIS Group Holdings, Inc. | ZAIS | Sale | Class A Common Stock, par value $.0001 | 79.3k | $0.01 | $468 | By Broad Hollow Investors LLC | 11/03/2014 |
| 04/01/2013 | ZAIS Group Holdings, Inc. | ZAIS | Purchase | Class A Common Stock, par value $.0001 | 3.2k | $10.00 | $32.3k | By Broad Hollow LLC | 04/01/2013 |
| 04/01/2013 | ZAIS Group Holdings, Inc. | ZAIS | Purchase | Class A Common Stock, par value $.0001 | 19.7k | $10.00 | $197.3k | By Broad Hollow Investors LLC | 04/01/2013 |
| 03/27/2013 | ZAIS Group Holdings, Inc. | ZAIS | Purchase | Class A Common Stock, par value $.0001 | 152.1k | $10.00 | $1.5M | By Broad Hollow Investors LLC | 03/27/2013 |
| 03/27/2013 | ZAIS Group Holdings, Inc. | ZAIS | Purchase | Class A Common Stock, par value $.0001 | 24.9k | $10.00 | $249k | By Broad Hollow LLC | 03/27/2013 |