| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 03/17/2015 | ZAIS Group Holdings, Inc. | ZAIS | Sale | Class A Common Stock, par value $.0001 | 251.3k | $0.01 | $1.5k | | 03/17/2015 |
| 03/17/2015 | ZAIS Group Holdings, Inc. | ZAIS | Purchase | Class A Common Stock, par value $.0001 | 3.1k | $0.01 | $18 | By PENSCO Trust Company Custodian FBO Richard B. Forth IRA | 03/17/2015 |
| 03/17/2015 | ZAIS Group Holdings, Inc. | ZAIS | Purchase | Class A Common Stock, par value $.0001 | 37.4k | $0.01 | $220.9 | By Elevation Investments LLC | 03/17/2015 |
| 03/06/2015 | ZAIS Group Holdings, Inc. | ZAIS | Purchase | Class A Common Stock, par value $.0001 | 5k | $10.50 | $52.5k | | 03/06/2015 |
| 03/04/2015 | ZAIS Group Holdings, Inc. | ZAIS | Purchase | Class A Common Stock, par value $.0001 | 47.7k | $10.50 | $500.9k | | 03/04/2015 |
| 11/03/2014 | ZAIS Group Holdings, Inc. | ZAIS | Purchase | Class A Common Stock, par value $.0001 | 4.3k | $0.01 | $25.5 | | 11/03/2014 |
| 07/17/2013 | ZAIS Group Holdings, Inc. | ZAIS | Sale | Class A Common Stock, par value $.0001 | 20k | $0.01 | $118 | | 07/17/2013 |