Lockshin Curtis [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
02/17/2023	Phio Pharmaceuticals Corp.	RXII	Grant	Common stock, $0.0001 par value	1.5k	$0.00	$0	02/17/2023
03/24/2022	Xenetic Biosciences, Inc.	XBIO	Grant	Stock Options	50k	$1.12	$56k	03/24/2022
02/15/2022	Phio Pharmaceuticals Corp.	RXII	Grant	Common stock, $0.0001 par value	10k	$0.00	$0	02/15/2022
03/18/2021	Xenetic Biosciences, Inc.	XBIO	Grant	Stock Options	50k	$2.60	$130k	03/18/2021
03/01/2021	Phio Pharmaceuticals Corp.	RXII	Grant	Common stock, $0.0001 par value	10k	$0.00	$0	03/01/2021
12/04/2019	Xenetic Biosciences, Inc.	XBIO	Grant	Stock Options	90k	$1.31	$117.9k	12/04/2019
02/13/2019	Phio Pharmaceuticals Corp.	RXII	Grant	Common stock	10k	$0.00	$0	02/13/2019
08/01/2018	Phio Pharmaceuticals Corp.	RXII	Grant	Common Stock	10k	$0.00	$0	08/01/2018
02/01/2017	Phio Pharmaceuticals Corp.	RXII	Grant	Stock option (right to buy)	2k	$0.63	$1.3k	02/01/2017
02/10/2016	Phio Pharmaceuticals Corp.	RXII	Grant	Stock option (right to buy)	16.7k	$0.29	$4.8k	02/10/2016
06/02/2015	Phio Pharmaceuticals Corp.	RXII	Grant	Common stock warrant	6k	$0.52	$3.1k	06/02/2015
06/02/2015	Phio Pharmaceuticals Corp.	RXII	Grant	Overallotment purchase right	6k	$0.46	$2.7k	06/02/2015
06/02/2015	Phio Pharmaceuticals Corp.	RXII	Grant	Common stock, $0.0001 par value	12k	$0.40	$4.8k	06/02/2015
06/01/2015	Phio Pharmaceuticals Corp.	RXII	Grant	Stock option (right to buy)	16.7k	$0.38	$6.3k	06/01/2015
06/02/2014	Phio Pharmaceuticals Corp.	RXII	Grant	Stock Option (right to buy)	16.7k	$2.85	$47.5k	06/02/2014
08/29/2013	Phio Pharmaceuticals Corp.	RXII	Purchase	Common stock, $0.0001 par value	1000	$3.70	$3.7k	08/29/2013
04/18/2013	Phio Pharmaceuticals Corp.	RXII	Grant	Stock Option (right to buy)	1000k	$0.24	$239.5k	04/18/2013
04/18/2013	Phio Pharmaceuticals Corp.	RXII	Grant	Stock Option (right to buy)	1000k	$0.24	$239.5k	04/18/2013
02/05/2010	Sorrento Therapeutics, Inc.	SRNE	Grant	Non-qualifed stock option	15k	$0.07	$1k	02/05/2010