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Dakos Andrew

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
04/05/2022SPECIAL OPPORTUNITIES FUND, INC.SPEDispositionCommon Stock2k$15.69$31.6k 04/05/2022
04/05/2022SPECIAL OPPORTUNITIES FUND, INC.SPEDispositionCommon Stock968$15.69$15.2kBy Spouse04/05/2022
04/05/2022SPECIAL OPPORTUNITIES FUND, INC.SPEDispositionCommon Stock154$15.69$2.4kBy Minor Children04/05/2022
03/03/2022SWISS HELVETIA FUND, INC.SWZPurchaseCommon Stock1000$8.82$8.8kLimited Partnership03/03/2022
02/03/2022SWISS HELVETIA FUND, INC.SWZPurchaseCommon Stock572$9.31$5.3kLimited Partnership02/02/2022
02/02/2022SWISS HELVETIA FUND, INC.SWZPurchaseCommon Stock428$9.38$4kLimited Partnership02/02/2022
01/27/2022SPECIAL OPPORTUNITIES FUND, INC.SPEExercise (in-the-money or at-the-money) 200$0.00$0 01/27/2022
11/01/2021HIGH INCOME SECURITIES FUNDPCFExerciseCommon Stock31.7k$8.36$265.4k 11/01/2021
11/01/2021HIGH INCOME SECURITIES FUNDPCFExerciseCommon Stock33.3k$8.36$278.4k 11/01/2021
09/14/2021HIGH INCOME SECURITIES FUNDPCFSaleCommon Stock10k$9.95$99.5k 09/13/2021
09/13/2021HIGH INCOME SECURITIES FUNDPCFSaleCommon Stock10k$9.94$99.4k 09/13/2021
07/09/2021SPECIAL OPPORTUNITIES FUND, INC.SPEExercise3.50% Convertible Preferred Stock Series B156$0.00$0By Minor Children07/09/2021
07/09/2021SPECIAL OPPORTUNITIES FUND, INC.SPEExercise3.50% Convertible Preferred Stock Series B966$0.00$0By Spouse07/09/2021
07/09/2021SPECIAL OPPORTUNITIES FUND, INC.SPEExercise3.50% Convertible Preferred Stock Series B3.2k$0.00$0 07/09/2021
02/02/2021HIGH INCOME SECURITIES FUNDPCFExerciseCommon Stock39k$8.24$321.4k 02/02/2021
01/21/2021HIGH INCOME SECURITIES FUNDPCFSaleCommon Stock9.4k$8.59$80.4k 01/20/2021
01/20/2021HIGH INCOME SECURITIES FUNDPCFSaleCommon Stock1.9k$8.72$16.6k 01/20/2021
12/17/2020HIGH INCOME SECURITIES FUNDPCFSaleCommon Stock1.3k$8.96$11.6k 12/16/2020
12/16/2020HIGH INCOME SECURITIES FUNDPCFSaleCommon Stock5k$8.83$44.2k 12/16/2020
10/14/2020HIGH INCOME SECURITIES FUNDPCFSaleCommon Stock5k$8.40$42k 10/13/2020
10/13/2020HIGH INCOME SECURITIES FUNDPCFSaleCommon Stock2.8k$8.35$23.5k 10/13/2020
09/30/2020HIGH INCOME SECURITIES FUNDPCFSaleCommon Stock2.9k$8.33$24.1k 09/28/2020
09/29/2020HIGH INCOME SECURITIES FUNDPCFSaleCommon Stock2.5k$8.33$20.8k 09/28/2020
09/28/2020HIGH INCOME SECURITIES FUNDPCFSaleCommon Stock10k$8.33$83.3k 09/28/2020
09/21/2020HIGH INCOME SECURITIES FUNDPCFSaleCommon Stock5.3k$8.45$44.8k 09/17/2020
09/18/2020HIGH INCOME SECURITIES FUNDPCFSaleCommon Stock1.2k$8.54$10.2k 09/17/2020
09/17/2020HIGH INCOME SECURITIES FUNDPCFSaleCommon Stock10k$8.61$86.1k 09/17/2020
06/08/2020SPECIAL OPPORTUNITIES FUND, INC.SPEPurchase3.50% Convertible Preferred Stock Series B1000$0.00$0 06/08/2020
02/28/2020SPECIAL OPPORTUNITIES FUNDSPEPurchaseCommon Stock1000$13.25$13.2k 02/28/2020
02/28/2020SPECIAL OPPORTUNITIES FUNDSPEPurchase3.50% Convertible Preferred Stock Series B1000$0.00$0 02/28/2020
02/28/2020SPECIAL OPPORTUNITIES FUND, INC.SPEPurchaseCommon Stock1000$13.25$13.2k 02/28/2020
02/28/2020SPECIAL OPPORTUNITIES FUND, INC.SPEPurchase3.50% Convertible Preferred Stock Series B1000$0.00$0 02/28/2020
02/28/2020SWISS HELVETIA FUND, INC.SWZPurchaseCommon Stock1000$7.75$7.8k 02/28/2020
10/16/2019HIGH INCOME SECURITIES FUNDPCFSaleCommon Stock107$8.46$905.7By Clients10/16/2019
03/25/2019HIGH INCOME SECURITIES FUNDPCFSaleCommon Stock220k$9.25$2MBy Clients03/25/2019
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