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EMMAUS LIFE SCIENCES, INC.

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
07/09/2019Niihara YutakaChairman and CEOOther (acquisition)Promissory Note dated 3/6/16, as amended1$10.00$10By Hope International Hospice, Inc.07/09/2019
07/09/2019Niihara YutakaChairman and CEOOther (acquisition)Promissory Note dated 9/14/17, as amended1$10.00$10 07/09/2019
07/09/2019ZEN Wei PeuDirectorPurchaseCommon Stock303k$6.60$2M 07/09/2019
07/09/2019ZEN Wei PeuDirectorPurchaseCommon Stock151.5k$6.60$1000kBy Smart Start Investment Limited07/09/2019
06/19/2019Sherwood Joseph Charles IIICFOGrantStock option1$10.30$10.3 06/19/2019
05/29/2019Niihara YutakaChairman and CEOPurchaseCommon stock5k$10.00$50kBy wife05/29/2019
12/18/2018ZEN Wei PeuDirectorPurchaseCommon Stock100k$10.00$1000kSee Footnote12/18/2018
11/30/2018Niihara YutakaChairman and CEOPurchaseCommon Stock5k$10.00$50kBy Wife11/30/2018
10/03/2018Telcon Inc.10% OwnerDispositionCommon Stock495k$7.60$3.8M 10/03/2018
08/16/2018Kruger Kurt HCFOGrantOptions50k$11.30$565k 08/16/2018
02/27/2018Kuwahara JonDirectorGrantOptions10k$11.40$114k 02/27/2018
02/27/2018Osato MasaharuDirectorGrantOptions10k$11.40$114k 02/27/2018
02/27/2018Zwicker Ian HarveyDirectorGrantOptions10k$11.40$114k 02/27/2018
11/14/2016Niihara YutakaChairman and CEOPurchaseCommon Stock10k$4.50$45kSee footnote09/15/2016
09/15/2016Niihara YutakaChairman and CEOConversionCommon Stock31.3k$3.50$109.6kSee footnote09/15/2016
09/15/2016Niihara YutakaChairman and CEOConversionConvertible Promissory Note dated 2015-09-290$3.50$0 09/15/2016
05/10/2016Tran Lan T.Chief Administrative OfficerGrantIncentive Stock Options300k$5.00$1.5M 05/10/2016
05/10/2016Niihara YutakaChairman and CEOGrantOptions300k$5.00$1.5M 01/07/2015
05/10/2016Niihara YutakaChairman and CEOGrantWarrants (right to buy)1.3M$5.00$6.5M 01/07/2015
05/10/2016LEE WILLIS CVice Chairman & COOGrantIncentive Stock Options300k$5.00$1.5M 05/10/2016
05/10/2016NAGASAKI YASUSHISenior VP, FinanceGrantIncentive Stock Options300k$5.00$1.5M 05/10/2016
05/10/2016Kuwahara JonDirectorGrantOptions100k$5.00$500k 05/10/2016
05/10/2016Ludlum PeterChief Business OfficerGrantIncentive Stock Options300k$5.00$1.5M 05/10/2016
05/10/2016Zwicker Ian HarveyDirectorGrantOptions100k$5.00$500k 05/10/2016
05/10/2016Osato MasaharuDirectorGrantOptions100k$5.00$500k 05/10/2016
03/18/2016Niihara YutakaChairman and CEOExerciseCommon Stock22.2k$4.50$100k 01/07/2015
01/14/2016Kuwahara JonDirectorGrantNon-Qualified Stock Options100k$0.00$0 01/14/2016
01/14/2016Zwicker Ian HarveyDirectorGrantNon-Qualified Stock Options100k$0.00$0 01/14/2016
01/14/2016Osato MasaharuDirectorGrantNon-Qualified Stock Options100k$0.00$0 01/14/2016
01/14/2016Kuwahara JonDirectorGrantNon-Qualified Stock Options100k$4.50$450k 01/14/2016
01/14/2016Zwicker Ian HarveyDirectorGrantNon-Qualified Stock Options100k$4.50$450k 01/14/2016
01/14/2016Osato MasaharuDirectorGrantNon-Qualified Stock Options100k$4.50$450k 01/14/2016
11/16/2015Niihara YutakaChairman and CEOGrantConvertible Promissory Note0$4.50$0 01/07/2015
09/29/2015Niihara YutakaChairman and CEOGrantConvertible Promissory Note0$4.50$0 01/07/2015
02/10/2015Tran Lan T.Chief Administrative OfficerExerciseWarrants2k$1.00$2k 02/10/2015
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