Steenkamp Henri J [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
08/15/2022	SARATOGA INVESTMENT CORP.	SAR	Other (acquisition)	Common Stock	3.6k	$0.00	$0	08/15/2022
06/10/2021	SARATOGA INVESTMENT CORP.	SAR	Other (acquisition)	Common Stock	3.9k	$0.00	$0	06/10/2021
07/02/2020	SARATOGA INVESTMENT CORP.	SAR	Other (acquisition)	Common Stock	3.6k	$0.00	$0	07/02/2020
05/14/2020	SARATOGA INVESTMENT CORP.	SAR	Purchase	Common Stock	1.2k	$12.90	$15.5k	05/13/2020
05/13/2020	SARATOGA INVESTMENT CORP.	SAR	Purchase	Common Stock	797	$13.00	$10.4k	05/13/2020
09/11/2019	SARATOGA INVESTMENT CORP.	SAR	Other (acquisition)	Common Stock	1.3k	$0.00	$0	09/11/2019
01/15/2019	SARATOGA INVESTMENT CORP.	SAR	Purchase	Common Stock	1.2k	$22.00	$26.6k	01/15/2019
09/28/2018	SARATOGA INVESTMENT CORP.	SAR	Other (acquisition)	Common Stock	1k	$0.00	$0	09/28/2018
09/19/2017	SARATOGA INVESTMENT CORP.	SAR	Other (acquisition)	Common Stock	1.2k	$0.00	$0	09/19/2017
07/29/2016	SARATOGA INVESTMENT CORP.	SAR	Other (acquisition)	Common Stock	1.4k	$0.00	$0	07/29/2016
07/29/2015	SARATOGA INVESTMENT CORP.	SAR	Other (acquisition)	Common Stock, par value $0.001 per share	1.9k	$0.00	$0	07/29/2015
10/20/2014	SARATOGA INVESTMENT CORP.	SAR	Purchase	Common Stock	609	$15.49	$9.4k	10/17/2014
10/17/2014	SARATOGA INVESTMENT CORP.	SAR	Purchase	Common Stock	700	$15.00	$10.5k	10/17/2014
10/17/2014	SARATOGA INVESTMENT CORP.	SAR	Purchase	Common Stock	91	$15.10	$1.4k	10/17/2014
12/17/2012	MF Global Holdings Ltd.	MFGLQ	Sale	Common Stock, par value $1.00 per share	52.9k	$0.04	$2.1k	12/17/2012
05/27/2011	MF Global Holdings Ltd.	MFGLQ	Payment of Exercise	Common Stock, par value $1.00 per share	13.1k	$7.62	$99.6k	05/27/2011
05/27/2011	MF Global Holdings Ltd.	MFGLQ	Exercise		36.1k	$0.00	$0	05/27/2011
11/11/2010	MF Global Holdings Ltd.	MFGLQ	Exercise		623	$0.00	$0	05/27/2011
11/11/2010	MF Global Holdings Ltd.	MFGLQ	Payment of Exercise	Common Stock, par value $1.00 per share	211	$7.98	$1.7k	05/27/2011
11/11/2009	MF Global Holdings Ltd.	MFGLQ	Grant		1.9k	$0.00	$0	11/11/2009
11/11/2009	MF Global Holdings Ltd.	MFGLQ	Disposition		21.7k	$30.00	$650k	11/11/2009