LIEFF ANN S [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
06/30/2023	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	Common stock	428	$3.90	$1.7k	06/30/2023
03/31/2023	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	Common stock	441	$3.70	$1.6k	03/31/2023
12/30/2022	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	Common stock	385	$3.96	$1.5k	12/30/2022
09/30/2022	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	Common stock	343	$4.25	$1.5k	09/30/2022
06/30/2022	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	Common stock	514	$4.14	$2.1k	06/30/2022
03/31/2022	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	Common stock	430	$4.89	$2.1k	03/31/2022
12/31/2021	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	Common stock	407	$5.28	$2.1k	12/31/2021
10/01/2021	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Other (acquisition)	Common stock	546	$5.68	$3.1k	09/30/2021
12/23/2014	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Sale	Common Stock	3.4k	$13.26	$45.3k	12/23/2014
12/12/2014	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Exercise (in-the-money or at-the-money)	Common Stock	1.7k	$6.77	$11.5k	12/12/2014
12/04/2014	HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Exercise (in-the-money or at-the-money)	Non-Transferrable Rights	10.1k	$6.77	$68.3k	12/04/2014
05/02/2013	FBI WIND DOWN, INC.	FBN	Grant	Restricted Common Stock	27.5k	$0.00	$0	05/02/2013
05/05/2011	FBI WIND DOWN, INC.	FBN	Grant	Restricted Common Stock	16.8k	$0.00	$0	05/05/2011