News + Filings Transactions Holdings
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STERTZER SIMON H
| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 12/16/2022 | BioCardia, Inc. | BCDA | Grant | Common Stock | 178.6k | $1.68 | $300k | See Footnote | 12/16/2022 |
| 06/10/2022 | BioCardia, Inc. | BCDA | Grant | Stock Option (right to buy) | 12.4k | $1.44 | $17.9k | | 06/10/2022 |
| 06/15/2021 | BioCardia, Inc. | BCDA | Grant | Stock Option (right to buy) | 12.4k | $4.43 | $55.1k | | 06/15/2021 |
| 03/31/2021 | BioCardia, Inc. | BCDA | Grant | Common Stock | 2.3k | $0.00 | $0 | | 03/31/2021 |
| 12/31/2020 | BioCardia, Inc. | BCDA | Grant | Common Stock | 2.8k | $0.00 | $0 | | 12/31/2020 |
| 12/31/2020 | BioCardia, Inc. | BCDA | Grant | Common Stock | 3k | $0.00 | $0 | | 12/31/2020 |
| 09/30/2020 | BioCardia, Inc. | BCDA | Grant | Common Stock | 3k | $0.00 | $0 | | 09/30/2020 |
| 06/30/2020 | BioCardia, Inc. | BCDA | Grant | Common Stock | 4.5k | $0.00 | $0 | | 06/30/2020 |
| 06/19/2020 | BioCardia, Inc. | BCDA | Purchase | Common Stock | 142.8k | $2.10 | $300k | | 06/19/2020 |
| 05/08/2020 | BioCardia, Inc. | BCDA | Grant | Common Stock | 8.8k | $0.00 | $0 | | 05/08/2020 |
| 04/30/2020 | BioCardia, Inc. | BCDA | Grant | Common Stock | 26.9k | $0.00 | $0 | | 04/30/2020 |
| 04/30/2020 | BioCardia, Inc. | BCDA | Grant | Common Stock | 4.5k | $0.00 | $0 | | 04/30/2020 |
| 08/06/2019 | BioCardia, Inc. | BCDA | Purchase | Warrant (right to buy) | 67.5k | $6.30 | $425.1k | See footnote | 07/05/2019 |
| 08/06/2019 | BioCardia, Inc. | BCDA | Conversion | Common Stock | 67.5k | $3.00 | $202.5k | See footnote | 07/05/2019 |
| 08/06/2019 | BioCardia, Inc. | BCDA | Conversion | Convertible promissory note | 0 | $0.00 | $0 | See footnote | 07/05/2019 |
| 08/02/2019 | BioCardia, Inc. | BCDA | Purchase | Warrant (right to buy) | 166.7k | $6.30 | $1M | See footnote | 07/05/2019 |
| 08/02/2019 | BioCardia, Inc. | BCDA | Purchase | Common Stock | 166.7k | $6.00 | $1000k | See footnote | 07/05/2019 |
| 08/02/2019 | BioCardia, Inc. | BCDA | Purchase | Warrant (right to buy) | 41.7k | $6.30 | $262.5k | See Footnote | 07/05/2019 |
| 08/02/2019 | BioCardia, Inc. | BCDA | Purchase | Common Stock | 41.7k | $6.00 | $250k | See Footnote | 07/05/2019 |
| 07/26/2019 | BioCardia, Inc. | BCDA | Exercise | Restricted Stock Units | 3.6k | $0.00 | $0 | | 07/26/2019 |
| 07/05/2019 | BioCardia, Inc. | BCDA | Purchase | Convertible promissory note | 0 | $200,000.00 | $0 | See footnote | 07/05/2019 |
| 12/24/2018 | BioCardia, Inc. | BCDA | Purchase | Common Stock | 1.7M | $0.75 | $1.2M | See footnote | 12/24/2018 |
| 12/24/2018 | BioCardia, Inc. | BCDA | Purchase | Common stock | 1.7M | $0.75 | $1.2M | See footnote | 12/24/2018 |
| 12/24/2018 | BioCardia, Inc. | BCDA | Purchase | Warrant (right to buy) | 833.3k | $0.75 | $625k | See footnote | 12/24/2018 |
| 12/24/2018 | BioCardia, Inc. | BCDA | Purchase | Warrant (right to buy) | 833.3k | $0.75 | $625k | See footnote | 12/24/2018 |
| 12/24/2018 | BioCardia, Inc. | BCDA | Purchase | Warrant (right to buy) | 833.3k | $0.75 | $625k | See footnote | 12/24/2018 |
| 12/24/2018 | BioCardia, Inc. | BCDA | Purchase | Warrant (right to buy) | 833.3k | $0.75 | $625k | See footnote | 12/24/2018 |
| 12/24/2018 | BioCardia, Inc. | BCDA | Purchase | Common Stock | 1.7M | $0.75 | $1.2M | See footnote | 12/24/2018 |
| 12/24/2018 | BioCardia, Inc. | BCDA | Purchase | Common Stock | 1.7M | $0.75 | $1.2M | See footnote | 12/24/2018 |
| 12/24/2018 | BioCardia, Inc. | BCDA | Purchase | Common Stock | 1.7M | $0.75 | $1.2M | See footnote | 12/24/2018 |
| 12/24/2018 | BioCardia, Inc. | BCDA | Purchase | Common stock | 1.7M | $0.75 | $1.2M | See footnote | 12/24/2018 |
| 12/24/2018 | BioCardia, Inc. | BCDA | Purchase | Warrant (right to buy) | 833.3k | $0.75 | $625k | See footnote | 12/24/2018 |
| 12/24/2018 | BioCardia, Inc. | BCDA | Purchase | Warrant (right to buy) | 833.3k | $0.75 | $625k | See footnote | 12/24/2018 |
| 11/29/2018 | BioCardia, Inc. | BCDA | Purchase | Common Stock | 1000 | $2.10 | $2.1k | | 11/29/2018 |
| 11/14/2018 | BioCardia, Inc. | BCDA | Purchase | Common Stock | 1000 | $2.14 | $2.1k | | 11/14/2018 |
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