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WOLVERINE ASSET MANAGEMENT LLC

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
11/21/2022Energem Corp SaleClass A Ordinary Shares127k$10.20$1.3MBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited11/21/2022
03/27/2020A. M. Castle & Co.CTAMOther (acquisition)3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 20240$0.00$0See footnote03/27/2020
03/27/2020A. M. Castle & Co.CTAMOther (disposition)5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 20220$0.00$0See footnote03/27/2020
03/27/2020A. M. Castle & Co.CTAMOther (acquisition)Common Stock, par value $0.01 per share ("Common Stock")3.7M$0.00$0See footnote03/27/2020
09/08/2017RLJ ENTERTAINMENT, INC.RLJEPurchaseCommon Stock, par value $0.001 per share1.2k$2.93$3.5kSee footnotes09/08/2017
09/06/2017RLJ ENTERTAINMENT, INC.RLJEPurchaseCommon Stock, par value $0.001 per share1.2k$2.96$3.5kSee footnotes09/06/2017
10/14/2016RLJ ENTERTAINMENT, INC.RLJEGrantWarrants1.2M$0.00$0See footnotes10/14/2016
10/14/2016RLJ ENTERTAINMENT, INC.RLJEDispositionWarrants1.2M$0.00$0See footnotes10/14/2016
10/14/2016RLJ ENTERTAINMENT, INC.RLJEGrantSeries C-1 Convertible Preferred Stock4k$3.00$12kSee footnotes10/14/2016
10/14/2016RLJ ENTERTAINMENT, INC.RLJEDispositionSeries A-1 Convertible Preferred Stock Holding4k$3.00$12kSee footnotes10/14/2016

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