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XTERA COMMUNICATIONS, INC. (XCOM)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
10/11/2016BARRIS PETER J10% OwnerPurchaseWarrants to Purchase Common Stock22.3k$0.61$13.6kSee Note 310/11/2016
10/11/2016BARRIS PETER J10% OwnerPurchaseWarrants to Purchase Common Stock22.3k$0.61$13.6kSee Note 310/11/2016
10/11/2016BARRIS PETER J10% OwnerPurchaseWarrants to Purchase Common Stock61.2k$0.61$37.3kSee Note 210/11/2016
10/11/2016BARRIS PETER J10% OwnerPurchaseWarrants to Purchase Common Stock61.2k$0.61$37.3kSee Note 210/11/2016
10/11/2016ARCH VENTURE FUND VI LP10% OwnerPurchaseWarrants to Purchase Common Stock83.5k$0.61$50.9kSee Footnote10/11/2016
10/11/2016NEW ENTERPRISE ASSOCIATES 9 L P10% OwnerPurchaseWarrants to Purchase Common Stock61.2k$0.61$37.3k 10/11/2016
10/11/2016NEW ENTERPRISE ASSOCIATES 9 L P10% OwnerPurchaseWarrants to Purchase Common Stock61.2k$0.61$37.3k 10/11/2016
10/11/2016BYBEE CLINTON10% OwnerPurchaseWarrants to Purchase Common Stock83.5k$0.61$50.9kSee Footnote10/11/2016
10/11/2016BYBEE CLINTON10% OwnerPurchaseWarrants to Purchase Common Stock83.5k$0.61$50.9kSee Footnote10/11/2016
10/11/2016Hopper Jon RCEOPurchaseWarrants to Purchase Common Stock133k$0.61$81.1k 10/11/2016
09/27/2016ARCH VENTURE FUND VI LP10% OwnerPurchaseWarrants to Purchase Common Stock250k$0.61$152.5kSee Footnote09/27/2016
09/27/2016BYBEE CLINTON10% OwnerPurchaseWarrants to Purchase Common Stock250k$0.61$152.5kSee Footnote09/27/2016
09/27/2016BYBEE CLINTON10% OwnerPurchaseWarrants to Purchase Common Stock250k$0.61$152.5kSee Footnote09/27/2016
09/20/2016Hopper Jon RCEOPurchaseWarrants to Purchase Common Stock200k$0.61$122k 09/20/2016
09/13/2016Hopper Jon RCEOPurchaseWarrants to Purchase Common Stock166.7k$0.60$100k 09/13/2016
09/13/2016BYBEE CLINTON10% OwnerPurchaseWarrants to Purchase Common Stock166.7k$0.60$100kSee Footnote09/13/2016
09/13/2016BYBEE CLINTON10% OwnerPurchaseWarrants to Purchase Common Stock166.7k$0.60$100kSee Footnote09/13/2016
05/31/2016McLaren JohnDirectorGrantCommon Stock41.4k$0.00$0 05/31/2016
05/24/2016CHINNICI JOSEPH REVP, CFO, SecretaryGrantCommon Stock300k$0.00$0 05/24/2016
05/24/2016CHINNICI JOSEPH REVP, CFO, SecretaryGrantCommon Stock300k$0.00$0 05/24/2016
01/15/2016Barkley LesEVP Managing Director, EMEAExerciseStock Options (right to buy)38.5k$0.52$20k 01/15/2016
12/15/2015McLaren JohnDirectorGrantCommon Stock15k$0.00$0 12/15/2015
12/15/2015HIGGERSON CLIFFORD HDirectorGrantCommon Stock15k$0.00$0 12/15/2015
12/15/2015Martin Kevin JDirectorGrantCommon Stock15k$0.00$0 12/15/2015
12/15/2015FROMBERG BARRY ADirectorGrantCommon Stock15k$0.00$0 12/15/2015
11/17/2015ARCH VENTURE FUND VI LP10% OwnerPurchaseCommon Stock300k$5.00$1.5MBy ARCH Venture Fund VI, L.P.11/17/2015
11/17/2015ARCH VENTURE FUND VI LP10% OwnerConversionSeries A-3 Preferred Stock6.8M$0.00$0By ARCH entities11/17/2015
11/17/2015ARCH VENTURE FUND VI LP10% OwnerConversionSeries B-3 Preferred Stock5.8M$0.00$0By ARCH entities11/17/2015
11/17/2015ARCH VENTURE FUND VI LP10% OwnerConversionSeries C-3 Preferred Stock2.2M$0.00$0By ARCH entities11/17/2015
11/17/2015ARCH VENTURE FUND VI LP10% OwnerConversionSeries D-3 Preferred Stock2.5M$0.00$0By ARCH entities11/17/2015
11/17/2015ARCH VENTURE FUND VI LP10% OwnerConversionSeries E-3 Preferred Stock23.4M$0.00$0By ARCH Venture Fund VI, L.P.11/17/2015
11/17/2015JAGGERS JOHN V10% OwnerConversionCommon Stock1M$0.00$0See Footnote11/17/2015
11/17/2015JAGGERS JOHN V10% OwnerPurchaseCommon Stock200k$5.00$1000kSee Footnote11/17/2015
11/17/2015JAGGERS JOHN V10% OwnerConversionSeries A-3 Preferred Stock14.2M$0.00$0See Footnote11/17/2015
11/17/2015JAGGERS JOHN V10% OwnerConversionSeries B-3 Preferred Stock28.9k$1,113.00$32.2MSee Footnote11/17/2015
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