| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 10/04/2022 | Citius Pharmaceuticals, Inc. | CTXR | Grant | | 400k | $1.25 | $500k | | 10/04/2022 |
| 10/11/2021 | Citius Pharmaceuticals, Inc. | CTXR | Grant | | 650k | $2.04 | $1.3M | | 10/11/2021 |
| 10/11/2021 | Citius Pharmaceuticals, Inc. | CTXR | Grant | | 15k | $2.04 | $30.6k | See Footnote | 10/11/2021 |
| 07/22/2021 | Citius Pharmaceuticals, Inc. | CTXR | Grant | | 300k | $2.00 | $600k | | 07/22/2021 |
| 07/22/2021 | Citius Pharmaceuticals, Inc. | CTXR | Grant | | 10k | $2.00 | $20k | See Footnote | 07/22/2021 |
| 05/20/2021 | ASSEMBLY BIOSCIENCES, INC. | ASMB | Grant | Stock Option (right to buy) | 15k | $4.03 | $60.4k | | 05/20/2021 |
| 10/06/2020 | Citius Pharmaceuticals, Inc. | CTXR | Grant | | 200k | $1.01 | $202k | | 10/06/2020 |
| 06/11/2020 | ASSEMBLY BIOSCIENCES, INC. | ASMB | Grant | Stock Option (right to buy) | 10k | $20.47 | $204.7k | | 06/11/2020 |
| 10/08/2019 | Citius Pharmaceuticals, Inc. | CTXR | Grant | Options to Purchase Common Stock | 175k | $0.67 | $117.2k | | 10/08/2019 |
| 09/27/2019 | Citius Pharmaceuticals, Inc. | CTXR | Purchase | | 558.6k | $0.77 | $430.1k | | 09/27/2019 |
| 09/27/2019 | Citius Pharmaceuticals, Inc. | CTXR | Purchase | Common Stock | 558.6k | $0.90 | $500k | | 09/27/2019 |
| 05/17/2019 | ASSEMBLY BIOSCIENCES, INC. | ASMB | Grant | Stock Option (right to buy) | 10k | $15.22 | $152.2k | | 05/17/2019 |
| 04/03/2019 | Citius Pharmaceuticals, Inc. | CTXR | Purchase | | 129.4k | $1.42 | $183.8k | | 04/03/2019 |
| 04/03/2019 | Citius Pharmaceuticals, Inc. | CTXR | Purchase | Common Stock | 129.4k | $1.55 | $200k | | 04/03/2019 |
| 09/04/2018 | Citius Pharmaceuticals, Inc. | CTXR | Grant | | 150k | $1.62 | $243k | | 09/04/2018 |
| 08/13/2018 | Citius Pharmaceuticals, Inc. | CTXR | Purchase | Common Stock | 784.3k | $1.28 | $1M | | 08/13/2018 |
| 08/13/2018 | Citius Pharmaceuticals, Inc. | CTXR | Grant | | 784.3k | $1.15 | $902k | | 08/13/2018 |
| 05/30/2018 | ASSEMBLY BIOSCIENCES, INC. | ASMB | Grant | Stock Option (right to buy) | 7.5k | $42.09 | $315.7k | | 05/30/2018 |
| 03/28/2018 | Citius Pharmaceuticals, Inc. | CTXR | Purchase | Common Stock | 2.9k | $3.09 | $9k | | 03/28/2018 |
| 09/15/2017 | Citius Pharmaceuticals, Inc. | CTXR | Grant | | 40k | $3.45 | $138k | | 09/15/2017 |
| 06/01/2017 | ASSEMBLY BIOSCIENCES, INC. | ASMB | Grant | Stock Option (Right to Buy) | 7.5k | $25.96 | $194.7k | | 06/01/2017 |
| 06/02/2016 | ASSEMBLY BIOSCIENCES, INC. | ASMB | Grant | Stock Option (Right to Buy) | 10k | $5.84 | $58.4k | | 06/02/2016 |
| 03/30/2016 | Citius Pharmaceuticals, Inc. | CTXR | Other (acquisition) | Warrant to Purchase Common Stock | 0 | $0.00 | $0 | | 03/30/2016 |
| 03/30/2016 | Citius Pharmaceuticals, Inc. | CTXR | Other (acquisition) | Common Stock | 7.8M | $0.00 | $0 | | 03/30/2016 |
| 03/06/2013 | ASSEMBLY BIOSCIENCES, INC. | ASMB | Grant | Stock Options (right to buy) | 10k | $3.31 | $33.1k | | 03/06/2013 |
| 11/08/2011 | ASSEMBLY BIOSCIENCES, INC. | ASMB | Grant | Stock Options (right to buy) | 10k | $7.82 | $78.2k | | 11/08/2011 |
| 06/16/2010 | Option Care Health, Inc. | BIOS | Grant | Common Stock, $.0001 Par Value | 10k | $0.00 | $0 | | 06/15/2010 |
| 06/15/2010 | Option Care Health, Inc. | BIOS | Sale | Common Stock, $.0001 Par Value | 5k | $6.80 | $34k | | 06/15/2010 |