J.H. Whitney Investment Management, LLC [Rocket]

Holdings

J.H. Whitney Investment Management, LLC

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
DFC GLOBAL CORP.	DLLR	Common	135,400	0	2,169,000	302,000	8.63		Hist	09/30/2009
ALLIED HEALTHCARE INTERNATIONAL INC	AHCI	Common	730,236	-247,974	2,045,000	-78,000	8.13		Hist	09/30/2009
HERBALIFE LTD.	HLF	Common	62,000	27,000	2,030,000	926,000	8.07		Hist	09/30/2009
ALERE INC.	IMA	Common	50,770	-600	1,966,000	138,000	7.82		Hist	09/30/2009
PRA GROUP INC	PRAA	Common	38,900	16,000	1,763,000	876,000	7.01		Hist	09/30/2009
ARRIS GROUP INC	ARRS	Common	132,000	131,000	1,717,000	1,705,000	6.83		Hist	09/30/2009
SCHOOL SPECIALTY INC	SCHS	Common	71,000	71,000	1,684,000	1,684,000	6.70		Hist	09/30/2009
LIBERTY MEDIA LLC	LMDIA	Common	49,100	0	1,528,000	217,000	6.08		Hist	09/30/2009
CASH AMERICA INTERNATIONAL INC	CSH	Common	40,000	-19,000	1,206,000	-174,000	4.80		Hist	09/30/2009
Genesis Lease LTD	GLS	ADR	127,700	127,700	1,143,000	1,143,000	4.55		Hist	09/30/2009
TTEC Holdings, Inc.	TTEC	Common	50,000	-63,000	853,000	-859,000	3.39		Hist	09/30/2009
EPIQ SYSTEMS INC	EPIQ	Common	54,200	-4,500	786,000	-117,000	3.13		Hist	09/30/2009
TransDigm Group INC	TDG	Common	15,000	0	747,000	204,000	2.97		Hist	09/30/2009
SunOpta Inc.	STKL	Common	170,000	-101,283	689,000	41,000	2.74		Hist	09/30/2009
HYPERCOM CORP	HYC	Common	187,435	187,435	581,000	581,000	2.31		Hist	09/30/2009
VCA INC	WOOF	Common	20,000	-500	538,000	-9,000	2.14		Hist	09/30/2009
EZCORP INC	EZPW	Common	36,000	36,000	492,000	492,000	1.96		Hist	09/30/2009
T-Mobile US, Inc.	PCS	Common	50,000	50,000	468,000	468,000	1.86		Hist	09/30/2009
ITRON, INC.	ITRI	Common	7,000	7,000	449,000	449,000	1.79		Hist	09/30/2009
DARLING INGREDIENTS INC.	DAR	Common	53,600	10,000	394,000	106,000	1.57		Hist	09/30/2009
ARGAN INC	AGX	Common	22,788	3,300	306,000	31,000	1.22		Hist	09/30/2009
PAREXEL INTERNATIONAL CORP	PRXL	Common	19,300	-1,700	262,000	-40,000	1.04		Hist	09/30/2009
AVIAT NETWORKS, INC.	HSTX	Common	37,000	37,000	259,000	259,000	1.03		Hist	09/30/2009
NMT MEDICAL INC	NMTI	Common	116,369	0	240,000	-16,000	0.95		Hist	09/30/2009
Veradigm Inc.	MDRX	Common	10,300	10,300	209,000	209,000	0.83		Hist	09/30/2009
WEST PHARMACEUTICAL SERVICES INC	WST	Common	5,100	-9,000	207,000	-284,000	0.82		Hist	09/30/2009
ICON PUBLIC LTD CO	ICLR	ADR	8,450	-4,000	207,000	-62,000	0.82		Hist	09/30/2009
PHARMACEUTICAL PRODUCT DEVELOPMENT, LLC	PPDI	Common	9,300	-4,500	204,000	-116,000	0.81		Hist	09/30/2009
AMERICAN ORIENTAL BIOENGINEERING INC	AOB	Common	0	-140,000	0	-741,000	0.00	0.00	Hist	09/30/2009
SCHOOL SPECIALTY INC	SCHS	NOTE 3.750% 8/0	0	-35,000	0	-707,000	0.00	0.00	Hist	09/30/2009
Veradigm Inc.	MDRX	DBCV 3.500% 7/1	0	-10,300	0	-163,000	0.00	0.00	Hist	09/30/2009