Warberg Asset Management LLC [Rocket]

Holdings

Warberg Asset Management LLC

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
ON SEMICONDUCTOR CORP		NOTE 1.625%10/1	8,778,000	-4,292,000	40,012,184,000	-11,792,231,000	6.64		Hist	06/30/2023
OCCIDENTAL PETROLEUM CORP /DE/	OXY/WS	WARRANT	997,821	-24,773	36,812,631,000	-4,930,585,000	6.11		Hist	06/30/2023
MICROCHIP TECHNOLOGY INC	MCHP	Common	771,000	-675,000	1,966,853,000	-1,477,338,000	0.33	0.14	Hist	06/30/2023
FTI CONSULTING, INC		NOTE 2.000% 8/1	4,665,000	-391,000	8,752,426,000	-1,113,178,000	1.45		Hist	06/30/2023
Pyxis Tankers Inc.	PXSAW	*W EXP 09/15/202	89,264	-197,017	99,083,000	-358,938,000	0.02		Hist	06/30/2023
VISION SENSING ACQUISITION CORP.	VSAC	Common	17,677	-22,366	189,232,000	-232,421,000	0.03	0.38	Hist	06/30/2023
NEUROCRINE BIOSCIENCES INC	NBIX	Common	86,000	-61,000	109,667,000	-88,305,000	0.02	0.09	Hist	06/30/2023
CompoSecure, Inc.	CMPOW	*W EXP 12/27/202	203,563	-46,337	213,741,000	-81,141,000	0.04		Hist	06/30/2023
Amprius Technologies, Inc.	AMPX/WS	*W EXP 09/14/202	442,910	-101,306	212,597,000	-59,511,000	0.04		Hist	06/30/2023
SPLASH BEVERAGE GROUP, INC.	SBEV/WS	*W EXP 99/99/999	198,666	-72,827	26,804,000	-49,214,000	0.00		Hist	06/30/2023
Aura Fat Projects Acquisition Corp	AFAR	Common	20,361	-4,639	215,419,000	-45,581,000	0.04	0.14	Hist	06/30/2023
Polished.com Inc.	GOED/WS	*W EXP 99/99/999	526,228	-246,890	34,152,000	-42,309,000	0.01		Hist	06/30/2023
International General Insurance Holdings Ltd.	IGICW	*W EXP 03/17/202	480,509	-129,624	293,831,000	-41,742,000	0.05		Hist	06/30/2023
PetVivo Holdings, Inc.	PETVW	*W EXP 08/13/202	253,127	-5,081	68,623,000	-34,660,000	0.01		Hist	06/30/2023
HeartBeam, Inc.	BEATW	*W EXP 10/31/202	62,838	-44,462	25,135,000	-28,515,000	0.00		Hist	06/30/2023
Twin Vee PowerCats, Co.	VEEE	Common	17,294	-18,506	36,663,000	-24,018,000	0.01	0.18	Hist	06/30/2023
Direct Digital Holdings, Inc.	DRCTW	*W EXP 02/15/202	130,740	-2,642	84,981,000	-15,056,000	0.01		Hist	06/30/2023
NeuroSense Therapeutics Ltd.	NRSNW	*W EXP 99/99/999	77,709	-56	15,390,000	-14,876,000	0.00		Hist	06/30/2023
Maris Tech Ltd.	MTEKW	*W EXP 02/04/202	223,596	-957	15,652,000	-13,540,000	0.00		Hist	06/30/2023
Cingulate Inc.	CINGW	*W EXP 12/03/202	30,555	-74,596	6,417,000	-11,974,000	0.00		Hist	06/30/2023
T2 Biosystems, Inc.	TTOO	COM NEW	20,000	-5,955	1,412,000	-10,527,000	0.00	0.10	Hist	06/30/2023
CEA Industries Inc.	CEADW	*W EXP 02/11/202	230,836	-37,180	12,177,000	-9,077,000	0.00		Hist	06/30/2023
Onfolio Holdings, Inc	ONFOW	*W EXP 01/02/202	200,753	-99,193	35,333,000	-6,794,000	0.01		Hist	06/30/2023
Versus Systems Inc.	VSSYW	*W EXP 12/17/202	105,470	-117,882	2,051,000	-6,269,000	0.00		Hist	06/30/2023
Aurora Innovation, Inc.	AUROW	*W EXP 11/03/202	20,000	-50,009	10,000,000	-3,870,000	0.00		Hist	06/30/2023
AGRIFORCE GROWING SYSTEMS LTD.	AGRIW	*W EXP 02/01/202	57,628	-531	2,233,000	-3,484,000	0.00		Hist	06/30/2023
BuzzFeed, Inc.	BZFDW	*W EXP 99/99/999	19,778	-20,222	1,187,000	-2,813,000	0.00		Hist	06/30/2023
BigBear.ai Holdings, Inc.	BBAI/WS	*W EXP 99/99/999	66,700	-300	15,341,000	-2,595,000	0.00		Hist	06/30/2023
AMERICAN REBEL HOLDINGS INC	AREBW	*W EXP 01/20/202	112,721	-10,800	2,773,000	-1,983,000	0.00		Hist	06/30/2023
Canoo Inc.	GOEVW	*W EXP 12/21/202	27,000	-15,000	2,457,000	-1,323,000	0.00		Hist	06/30/2023
Ainos, Inc.	AIMDW	*W EXP 07/29/202	30,295	-300	8,695,000	-912,000	0.00		Hist	06/30/2023
Zivo Bioscience, Inc.	ZIVOW	*W EXP 05/14/202	107,463	-4,700	64,467,000	-879,000	0.01		Hist	06/30/2023
Dermata Therapeutics, Inc.	DRMAW	*W EXP 08/13/202	30,000	-8,069	575,000	-744,000	0.00		Hist	06/30/2023
Mobiquity Technologies, Inc.	MOBQW	*W EXP 12/03/202	38,468	-11,900	981,000	-525,000	0.00		Hist	06/30/2023
Clever Leaves Holdings Inc.	CLVRW	*W EXP 12/18/202	22,705	-2,295	749,000	-501,000	0.00		Hist	06/30/2023
<< Prev Next >>