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BROADWOOD PARTNERS, L.P. Create: Alert

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Date FiledTypeDescription
10/10/2023 SC 13D/A BROADWOOD PARTNERS, L.P. reports a 19.6% stake in STAAR Surgical Company
10/06/2023 4 BROADWOOD PARTNERS, L.P. (10% Owner) has filed a Form 4 on STAAR SURGICAL CO
Txns: Bought 32,523 shares @ $37.9316, valued at $1.2M
Bought 97,474 shares @ $37.9219, valued at $3.7M
Bought 75,299 shares @ $37.6156, valued at $2.8M
04/05/2023 4 BROADWOOD PARTNERS, L.P. (10% Owner) has filed a Form 4 on Oncocyte Corp
Txns: Bought 26,827,638 shares @ $0.3017, valued at $8.1M
12/29/2022 4 BROADWOOD PARTNERS, L.P. (10% Owner) has filed a Form 4 on STAAR SURGICAL CO
Txns: Bought 51,985 shares @ $47.9087, valued at $2.5M
Bought 100,000 shares @ $46.9761, valued at $4.7M
Bought 39,090 shares @ $47.9261, valued at $1.9M
12/08/2022 D/A Form D/A - Notice of Exempt Offering of Securities: [Amend]
11/10/2022 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
08/12/2022 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
07/28/2022 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
05/13/2022 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
04/15/2022 4 BROADWOOD PARTNERS, L.P. (10% Owner) has filed a Form 4 on Oncocyte Corp
Txns: Bought 6,003,752 shares @ $1.3325, valued at $8M
Granted 5,882 convertible preferred @ $1.53, valued at $9k
Granted convertible preferred @ $1.53, valued at $0
Granted 6,003,752 options to buy @ $1.53, valued at $9.2M
Granted options to buy @ $1.53, valued at $0
04/15/2022 SC 13D/A BROADWOOD PARTNERS, L.P. reports a 20% stake in Oncocyte Corporation
03/25/2022 4 BROADWOOD PARTNERS, L.P. (10% Owner) has filed a Form 4 on Lineage Cell Therapeutics, Inc.
Txns: Bought 260,106 shares @ $1.366, valued at $355.3k
Bought 200,000 shares @ $1.4217, valued at $284.3k
Bought 470,000 shares @ $1.4426, valued at $678k
03/25/2022 SC 13D/A BROADWOOD PARTNERS, L.P. reports a 20.7% stake in Lineage Cell Therapeutics, Inc.
02/11/2022 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
12/09/2021 D/A Form D/A - Notice of Exempt Offering of Securities: [Amend]
10/01/2021 SC 13D/A BROADWOOD PARTNERS, L.P. reports a 18.2% stake in STAAR Surgical Company
10/01/2021 4 BROADWOOD PARTNERS, L.P. (10% Owner) has filed a Form 4 on STAAR SURGICAL CO
Txns: Disposed of 71,577 shares @ $0
09/24/2021 4 BROADWOOD PARTNERS, L.P. (10% Owner) has filed a Form 4 on Oncocyte Corp
Txns: Exercised (in-or-at-the-money) shares @ $0
Disposed/sold 573,461 options to buy @ $3.25, valued at $1.9M
Disposed/sold options to buy @ $3.25, valued at $0
Granted 573,461 options to buy @ $3.1525, valued at $1.8M
Granted options to buy @ $3.1525, valued at $0
Exercised (in-or-at-the-money) 573,461 options to buy @ $3.1525, valued at $1.8M
Exercised (in-or-at-the-money) options to buy @ $3.1525, valued at $0
09/24/2021 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
08/13/2021 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
07/02/2021 4 BROADWOOD PARTNERS, L.P. (10% Owner) has filed a Form 4 on STAAR SURGICAL CO
Txns: Disposed of 655 shares @ $0
06/28/2021 4 BROADWOOD PARTNERS, L.P. (10% Owner) has filed a Form 4 on STAAR SURGICAL CO
Txns: Sold 67,708 shares @ $157.83, valued at $10.7M
Sold 30,735 shares @ $155.84, valued at $4.8M
Sold 130,000 shares @ $155.19, valued at $20.2M
06/21/2021 4 BROADWOOD PARTNERS, L.P. (10% Owner) has filed a Form 4 on STAAR SURGICAL CO
Txns: Sold 30,543 shares @ $148.79, valued at $4.5M
Sold 63,896 shares @ $150.31, valued at $9.6M
Sold 13,236 shares @ $152.59, valued at $2M
06/15/2021 4 BROADWOOD PARTNERS, L.P. (10% Owner) has filed a Form 4 on STAAR SURGICAL CO
Txns: Sold 2,275 shares @ $147.05, valued at $334.5k
Sold 21,895 shares @ $147.79, valued at $3.2M
Sold 35,380 shares @ $147.46, valued at $5.2M
06/15/2021 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
06/01/2021 4 BROADWOOD PARTNERS, L.P. (10% Owner) has filed a Form 4 on STAAR SURGICAL CO
Txns: Sold 47,571 shares @ $143.42, valued at $6.8M
Sold 217,693 shares @ $147.43, valued at $32.1M
Sold 1,014 shares @ $146.36, valued at $148.4k
05/14/2021 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
04/26/2021 4 BROADWOOD PARTNERS, L.P. (10% Owner) has filed a Form 4 on STAAR SURGICAL CO
Txns: Sold 20,669 shares @ $130.34, valued at $2.7M
Sold 53,854 shares @ $133.51, valued at $7.2M
Sold 43,383 shares @ $135.3, valued at $5.9M
04/05/2021 4 BROADWOOD PARTNERS, L.P. (10% Owner) has filed a Form 4 on STAAR SURGICAL CO
Txns: Gifted 100,000 shares @ $0
04/05/2021 SC 13D/A BROADWOOD PARTNERS, L.P. reports a 20.3% stake in STAAR Surgical Company
03/16/2021 SC 13D/A BROADWOOD PARTNERS, L.P. reports a 21.2% stake in Lineage Cell Therapeutics, Inc.
02/12/2021 4 BROADWOOD PARTNERS, L.P. (10% Owner) has filed a Form 4 on STAAR SURGICAL CO
Txns: Sold 7,789 shares @ $124.9, valued at $972.8k
Sold 7,412 shares @ $124.51, valued at $922.9k
Sold 22,250 shares @ $124.22, valued at $2.8M
02/12/2021 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
02/09/2021 4 BROADWOOD PARTNERS, L.P. (10% Owner) has filed a Form 4 on STAAR SURGICAL CO
Txns: Sold 47,700 shares @ $116.09, valued at $5.5M
Sold 144,838 shares @ $122.28, valued at $17.7M
Sold 65,081 shares @ $124.09, valued at $8.1M
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