| Date Filed | Type | Description |
| 10/04/2023 |
SC 13G/A
| Huang James reports a 10.9% stake in Connect Biopharma Holdings Limited |
| 06/08/2023 |
4
| Huang James (Director) has filed a Form 4 on Alaunos Therapeutics, Inc.|
Txns:
| Granted 100,000 options to buy
@ $0.48, valued at
$48k
|
|
| 05/18/2023 |
4
| Orion Sponsor Holdings, LLC (10% Owner) has filed a Form 4 on Orion Biotech Opportunities Corp.|
Txns:
| Disposed/sold 4,879,999 options to buy
@ $0 |
|
| 05/17/2023 |
SC 13D/A
| Huang James reports a 1.5% stake in Windtree Therapeutics, Inc. |
| 04/19/2023 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 03/10/2023 |
SC 13G
| Huang James reports a 5.1% stake in Praxis Precision Medicines, Inc. |
| 02/23/2023 |
SC 13D/A
| Huang James reports a 8.7% stake in Windtree Therapeutics, Inc. |
| 02/23/2023 |
4
| Huang James (Director) has filed a Form 4 on WINDTREE THERAPEUTICS INC /DE/|
Txns:
| Disposed/sold 275,862 options to buy
@ $7.975, valued at
$2.2M
Disposed/sold 275,938 options to buy
@ $12.09, valued at
$3.3M
Disposed/sold 498,008 options to buy
@ $12.15, valued at
$6.1M
Disposed/sold 62,500 options to buy
@ $12, valued at
$750k
Granted 1,112,308 options to buy
@ $0.1411, valued at
$156.9k
Exercised (in-or-at-the-money) 1,112,308 options to buy
@ $0.1411, valued at
$156.9k
Granted 2,224,616 options to buy
@ $0.2152, valued at
$478.7k
|
|
| 01/03/2023 |
SC 13G
| Huang James reports a 5.1% stake in Connect Biopharma Holdings Limited |
| 09/08/2022 |
4
| Huang James (Director) has filed a Form 4 on CASI Pharmaceuticals, Inc.|
Txns:
| Bought 19,162 shares
@ $3.8932, valued at
$74.6k
Bought 3,111 shares
@ $3.9965, valued at
$12.4k
Bought 33,300 shares
@ $4.2831, valued at
$142.6k
|
|
| 09/02/2022 |
4
| Huang James (Director) has filed a Form 4 on CASI Pharmaceuticals, Inc.|
Txns:
| Bought 24,975 shares
@ $3.745, valued at
$93.5k
Bought 11,821 shares
@ $3.7229, valued at
$44k
Bought 400 shares
@ $3.7413, valued at
$1.5k
|
|
| 08/26/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/23/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/24/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/24/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/09/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/26/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/19/2021 |
4
| Huang James (Director) has filed a Form 4 on WINDTREE THERAPEUTICS INC /DE/|
Txns:
| Bought 50,000 shares
@ $1.9027, valued at
$95.1k
|
|
| 09/03/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/17/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/16/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/12/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 05/06/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/02/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/05/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/27/2020 |
4
| Huang James (10% Owner) has filed a Form 4 on WINDTREE THERAPEUTICS INC /DE/|
Txns:
| Bought 1,000 shares
@ $6.666, valued at
$6.7k
|
|
| 10/26/2020 |
4/A
| Huang James (10% Owner) has filed a Form 4 on WINDTREE THERAPEUTICS INC /DE/|
Txns:
| Bought 12,000 shares
@ $7.3223, valued at
$87.9k
|
|
| 07/22/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/22/2020 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 06/18/2020 |
4
| Huang James (Director) has filed a Form 4 on CASI Pharmaceuticals, Inc.|
Txns:
| Granted 70,400 options to buy
@ $2.63, valued at
$185.2k
|
|
| 06/05/2020 |
4
| Huang James (10% Owner) has filed a Form 4 on WINDTREE THERAPEUTICS INC /DE/|
Txns:
| Bought 200 shares
@ $7.4199, valued at
$1.5k
Bought 12,200 shares
@ $7.3223, valued at
$89.3k
|
|
| 05/27/2020 |
4
| Huang James (10% Owner) has filed a Form 4 on WINDTREE THERAPEUTICS INC /DE/|
Txns:
| Bought 275,862 shares
@ $7.25, valued at
$2M
Bought 275,862 warrants
@ $7.975, valued at
$2.2M
|
|
| 02/20/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/07/2020 |
4
| Huang James (10% Owner) has filed a Form 4 on WINDTREE THERAPEUTICS INC /DE/|
Txns:
| Bought 500 shares
@ $4.05, valued at
$2k
|
|
|