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BROOKFIELD TOTAL RETURN FUND INC (HTR)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 03/01/2017 |
NSAR-A
| Form NSAR-A - Semi-annual report for management companies |
| 02/08/2017 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 12/09/2016 |
N-CSR
| Form N-CSR - Certified Shareholder Report |
| 12/06/2016 |
4
| Shipley Mark (Adviser's Portfolio Manager) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC |
| 12/06/2016 |
4
| MCFARLAND STUART A (Director) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC |
| 12/06/2016 |
4
| BROOKFIELD INVESTMENT MANAGEMENT INC. (Investment Adviser) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC |
| 12/06/2016 |
4
| RUSSELL-DOWE MICHELLE LYN (Sub-Adviser's Portfolio Mgr.) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC |
| 12/06/2016 |
4
| Salvatore Louis P (Director) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC |
| 12/06/2016 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities |
| 12/01/2016 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)] |
| 11/29/2016 |
NSAR-B
| Form NSAR-B - Annual report for management companies |
| 09/26/2016 |
3
| Shipley Mark (Portfolio Manager) has filed a Form 3 on BROOKFIELD TOTAL RETURN FUND INC |
| 09/26/2016 |
3
| Noble Craig (Portfolio Maanager/Adviser CEO) has filed a Form 3 on BROOKFIELD TOTAL RETURN FUND INC |
| 09/26/2016 |
3
| Erikson Dana (Portfolio Manager) has filed a Form 3 on BROOKFIELD TOTAL RETURN FUND INC |
| 09/26/2016 |
3
| Antonatos Larry (Portfolio Manager) has filed a Form 3 on BROOKFIELD TOTAL RETURN FUND INC |
| 09/16/2016 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 09/16/2016 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 09/08/2016 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)] |
| 09/06/2016 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 09/06/2016 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 08/25/2016 |
N-Q
| Form N-Q - Quarterly Schedule of portfolio holdings of management investment companies |
| 08/10/2016 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals [Amend] |
| 05/27/2016 |
NSAR-A
| Form NSAR-A - Semi-annual report for management companies |
| 05/27/2016 |
N-CSRS
| Form N-CSRS - Certified Shareholder Report, Semi-Annual |
| 05/19/2016 |
4
| RUSSELL-DOWE MICHELLE LYN (Portfolio Manager) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC|
Txns:
| Bought 265 shares
@ $21.5, valued at
$5.7k
Bought 166 shares
@ $22.59, valued at
$3.7k
Bought 385 shares
@ $21.5, valued at
$8.3k
Bought 696 shares
@ $22.59, valued at
$15.7k
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| 05/10/2016 |
SC 13G/A
| BROOKFIELD TOTAL RETURN FUND INC reports a 2.1% stake in Brookfield Total Return Fund Inc. |
| 03/04/2016 |
5
| Alexander Andrew Charles (C0-Portfolio Manager) has filed a Form 5 on BROOKFIELD TOTAL RETURN FUND INC |
| 02/10/2016 |
SC 13G/A
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals [amend] |
| 01/20/2016 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 09/10/2015 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)] |
| 08/13/2015 |
40-APP/A
| Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940 [Amend] |
| 05/06/2015 |
40-APP
| Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940 |
| 01/23/2015 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements |
| 12/19/2014 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)] |
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