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Director departure

BROOKFIELD TOTAL RETURN FUND INC (HTR) Create: Alert

All | News | Filings
Date FiledTypeDescription
12/06/2016 4 Shipley Mark (Adviser's Portfolio Manager) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC
12/06/2016 4 MCFARLAND STUART A (Director) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC
12/06/2016 4 BROOKFIELD INVESTMENT MANAGEMENT INC. (Investment Adviser) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC
12/06/2016 4 RUSSELL-DOWE MICHELLE LYN (Sub-Adviser's Portfolio Mgr.) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC
12/06/2016 4 Salvatore Louis P (Director) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC
05/19/2016 4 RUSSELL-DOWE MICHELLE LYN (Portfolio Manager) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC
Txns: Bought 265 shares @ $21.5, valued at $5.7k
Bought 166 shares @ $22.59, valued at $3.7k
Bought 385 shares @ $21.5, valued at $8.3k
Bought 696 shares @ $22.59, valued at $15.7k
06/05/2014 4 Form 4 - Statement of changes in beneficial ownership of securities
04/17/2014 4 DRAKE RODMAN L (Director) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC
09/18/2013 4 DRAKE RODMAN L (Director) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC
Txns: Sold 1,800 shares @ $22.78, valued at $41k
04/04/2013 4 Salvatore Louis P (Director) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC
12/26/2012 4 DRAKE RODMAN L (Director) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC
Txns: Sold 20 shares @ $23.461, valued at $469.2
12/05/2012 4 Hamilton Diana H (Director) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC
10/16/2012 4 Pires Steven M (Treasurer) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC
Txns: Sold 25 shares @ $0.6705, valued at $16.8
07/13/2012 4 RUSSELL-DOWE MICHELLE LYN (Vice President) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC
05/01/2012 4 MCFARLAND STUART A (Director) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC
11/01/2011 4 MCFARLAND STUART A (Director) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC
11/01/2011 4 MCFARLAND STUART A (Director) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC
07/29/2009 4 Pires Steven M (Treasurer) has filed a Form 4 on HELIOS TOTAL RETURN FUND INC
Txns: Bought 100 shares @ $5.166, valued at $516.6

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