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Director departure

BROOKFIELD TOTAL RETURN FUND INC (HTR) Create: Alert

All | News | Filings
Date FiledTypeDescription
03/01/2017 NSAR-A Form NSAR-A - Semi-annual report for management companies
02/08/2017 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
12/09/2016 N-CSR Form N-CSR - Certified Shareholder Report
12/06/2016 4 Shipley Mark (Adviser's Portfolio Manager) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC
12/06/2016 4 MCFARLAND STUART A (Director) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC
12/06/2016 4 BROOKFIELD INVESTMENT MANAGEMENT INC. (Investment Adviser) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC
12/06/2016 4 RUSSELL-DOWE MICHELLE LYN (Sub-Adviser's Portfolio Mgr.) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC
12/06/2016 4 Salvatore Louis P (Director) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC
12/06/2016 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
12/01/2016 40-17G Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
11/29/2016 NSAR-B Form NSAR-B - Annual report for management companies
09/26/2016 3 Shipley Mark (Portfolio Manager) has filed a Form 3 on BROOKFIELD TOTAL RETURN FUND INC
09/26/2016 3 Noble Craig (Portfolio Maanager/Adviser CEO) has filed a Form 3 on BROOKFIELD TOTAL RETURN FUND INC
09/26/2016 3 Erikson Dana (Portfolio Manager) has filed a Form 3 on BROOKFIELD TOTAL RETURN FUND INC
09/26/2016 3 Antonatos Larry (Portfolio Manager) has filed a Form 3 on BROOKFIELD TOTAL RETURN FUND INC
09/16/2016 425 Form 425 - Prospectuses and communications, business combinations
09/16/2016 425 Form 425 - Prospectuses and communications, business combinations
09/08/2016 40-17G Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
09/06/2016 425 Form 425 - Prospectuses and communications, business combinations
09/06/2016 425 Form 425 - Prospectuses and communications, business combinations
08/25/2016 N-Q Form N-Q - Quarterly Schedule of portfolio holdings of management investment companies
08/10/2016 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals [Amend]
05/27/2016 NSAR-A Form NSAR-A - Semi-annual report for management companies
05/27/2016 N-CSRS Form N-CSRS - Certified Shareholder Report, Semi-Annual
05/19/2016 4 RUSSELL-DOWE MICHELLE LYN (Portfolio Manager) has filed a Form 4 on BROOKFIELD TOTAL RETURN FUND INC
Txns: Bought 265 shares @ $21.5, valued at $5.7k
Bought 166 shares @ $22.59, valued at $3.7k
Bought 385 shares @ $21.5, valued at $8.3k
Bought 696 shares @ $22.59, valued at $15.7k
05/10/2016 SC 13G/A BROOKFIELD TOTAL RETURN FUND INC reports a 2.1% stake in Brookfield Total Return Fund Inc.
03/04/2016 5 Alexander Andrew Charles (C0-Portfolio Manager) has filed a Form 5 on BROOKFIELD TOTAL RETURN FUND INC
02/10/2016 SC 13G/A Form SC 13G - Statement of acquisition of beneficial ownership by individuals [amend]
01/20/2016 DEF 14A Form DEF 14A - Other definitive proxy statements:
09/10/2015 40-17G Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
08/13/2015 40-APP/A Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940 [Amend]
05/06/2015 40-APP Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940
01/23/2015 DEF 14A Form DEF 14A - Other definitive proxy statements
12/19/2014 40-17G Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
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