| Date Filed | Type | Description |
| 10/13/2016 |
4
| NEW ENTERPRISE ASSOCIATES 9 L P (10% Owner) has filed a Form 4 on XTERA COMMUNICATIONS, INC. |
| 10/04/2016 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 09/28/2016 |
4
| NEW ENTERPRISE ASSOCIATES 9 L P (10% Owner) has filed a Form 4 on XTERA COMMUNICATIONS, INC. |
| 09/15/2016 |
4
| NEW ENTERPRISE ASSOCIATES 9 L P (10% Owner) has filed a Form 4 on XTERA COMMUNICATIONS, INC. |
| 03/23/2016 |
4
| NEW ENTERPRISE ASSOCIATES 9 L P (10% Owner) has filed a Form 4 on Senseonics Holdings, Inc.|
Txns:
| Bought 1,052,631 shares
@ $2.85, valued at
$3M
|
|
| 03/17/2016 |
3
| NEW ENTERPRISE ASSOCIATES 9 L P (10% Owner) has filed a Form 3 on Senseonics Holdings, Inc. |
| 12/01/2015 |
SC 13D
| Form SC 13D - General statement of acquisition of beneficial ownership: |
| 11/18/2015 |
4
| NEW ENTERPRISE ASSOCIATES 9 L P (10% Owner) has filed a Form 4 on XTERA COMMUNICATIONS, INC.|
Txns:
| Converted 2,040,813 shares
@ $0
Bought 585,935 shares
@ $5, valued at
$2.9M
Converted 2,522,387 options to buy
@ $0
Converted 2,889,939 options to buy
@ $0
Converted 4,722,375 options to buy
@ $0
Converted 26,678,422 options to buy
@ $0
Converted 16,217,943 options to buy
@ $0 |
|
| 03/24/2015 |
SC 13D/A
| NEW ENTERPRISE ASSOCIATES 9 L P has filed a Schedule 13D for Amicus Therapeutics, Inc. |
| 03/13/2012 |
SC 13D/A
| NEW ENTERPRISE ASSOCIATES 9 L P reports a 12.7% stake in Amicus Therapeutics, Inc. |
| 08/07/2007 |
SC 13D
| Form SC 13D - General statement of acquisition of beneficial ownership: |
| 06/29/2007 |
SC 13D/A
| NEW ENTERPRISE ASSOCIATES 9 L P has filed a Schedule 13D for Occam Networks, Inc. |
| 03/05/2007 |
SC 13D/A
| NEW ENTERPRISE ASSOCIATES 9 L P reports a 5.1% stake in Occam Networks, Inc. |
| 11/17/2006 |
SC 13D/A
| NEW ENTERPRISE ASSOCIATES 9 L P reports a 7.6% stake in Occam Networks, Inc. |
| 11/09/2006 |
4
| NEW ENTERPRISE ASSOCIATES 9 L P (Former 10% Owner) has filed a Form 4 on OCCAM NETWORKS INC/DE|
Txns:
| Converted 727,272 shares
@ $0
Sold 244,000 shares
@ $14, valued at
$3.4M
Converted 320,000 preferred shares
@ $0 |
|
| 04/07/2006 |
SC 13G/A
| NEW ENTERPRISE ASSOCIATES 9 L P has filed a Schedule 13D for Alliance Fiber Optic Products, Inc. |
| 01/24/2006 |
SC 13G/A
| NEW ENTERPRISE ASSOCIATES 9 L P has filed a Schedule 13D for Atheros Communications, Inc. |
| 01/09/2006 |
SC 13D/A
| NEW ENTERPRISE ASSOCIATES 9 L P has filed a Schedule 13D for Myogen, Inc. |
| 09/16/2005 |
SC 13D/A
| NEW ENTERPRISE ASSOCIATES 9 L P reports a 13.8% stake in Myogen, Inc. |
| 03/25/2005 |
4
| NEW ENTERPRISE ASSOCIATES 9 L P (10% Owner) has filed a Form 4 on OCCAM NETWORKS INC/DE|
Txns:
| Bought 45,000 preferred shares
@ $10, valued at
$450k
|
|
| 02/11/2005 |
SC 13G
| NEW ENTERPRISE ASSOCIATES 9 L P reports a 8.2% stake in Atheros Communications, Inc. |
| 02/11/2005 |
SC 13G/A
| NEW ENTERPRISE ASSOCIATES 9 L P reports a 5.1% stake in Alliance Fiber Optic Products, Inc. |
| 01/11/2005 |
4
| NEW ENTERPRISE ASSOCIATES 9 L P (10% Owner) has filed a Form 4 on OCCAM NETWORKS INC/DE|
Txns:
| Bought 75,000 preferred shares
@ $10, valued at
$750k
|
|
| 10/12/2004 |
SC 13D
| NEW ENTERPRISE ASSOCIATES 9 L P reports a 18.9% stake in Myogen, Inc. |
| 02/17/2004 |
SC 13G
| NEW ENTERPRISE ASSOCIATES 9 L P reports a 22.3% stake in Myogen, Inc. |
| 02/17/2004 |
SC 13G/A
| NEW ENTERPRISE ASSOCIATES 9 L P reports a 5.5% stake in Alliance Fiber Optic Products, Inc. |
| 11/21/2003 |
4
| NEW ENTERPRISE ASSOCIATES 9 L P (10% Owner) has filed a Form 4 on OCCAM NETWORKS INC/DE|
Txns:
| Bought 200,000 options to buy
@ $10, valued at
$2M
|
|
| 11/17/2003 |
4
| NEW ENTERPRISE ASSOCIATES 9 L P (10% Owner) has filed a Form 4 on ZTI MERGER SUBSIDIARY III INC|
Txns:
| Converted 3,750,000 shares
@ $4, valued at
$15M
Converted 3,398,741 shares
@ $2.0238, valued at
$6.9M
Unknown transaction of 7,148,741 shares
@ $0
Converted 3,750,000 options to buy
@ $4, valued at
$15M
Converted 3,398,741 options to buy
@ $2.0238, valued at
$6.9M
|
|
| 02/13/2003 |
SC 13G/A
| NEW ENTERPRISE ASSOCIATES 9 L P reports a 5.6% stake in ALLIANCE FIBER OPTIC PRODUCTS, INC. |
| 02/12/2003 |
SC 13G/A
| NEW ENTERPRISE ASSOCIATES 9 L P has filed a Schedule 13D for MAGMA DESIGN AUTOMATION, INC. |
| 02/12/2002 |
SC 13G/A
| NEW ENTERPRISE ASSOCIATES 9 L P reports a 5.6% stake in Alliance Fiber Optic Products, Inc. |
| 02/14/2001 |
SC 13G
| NEW ENTERPRISE ASSOCIATES 9 L P reports a 5.7% stake in Alliance Fiber Optic Products, Inc. |