| Date Filed | Type | Description |
| 04/12/2018 |
SC 13G/A
| GEMINI MASTER FUND LTD reports a 0% stake in Cool Technologies, Inc. |
| 02/14/2018 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 02/14/2018 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 02/14/2018 |
SC 13G/A
| GEMINI MASTER FUND LTD reports a 3.6% stake in PetVivo Holdings, Inc. |
| 02/14/2018 |
SC 13G/A
| GEMINI MASTER FUND LTD reports a 3.7% stake in Imaging3, Inc. |
| 02/14/2018 |
SC 13G/A
| GEMINI MASTER FUND LTD reports a 9.4% stake in Cool Technologies, Inc. |
| 02/14/2017 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 02/14/2017 |
SC 13G/A
| GEMINI MASTER FUND LTD reports a 8.4% stake in Envision Solar International, Inc. |
| 02/14/2017 |
SC 13G/A
| GEMINI MASTER FUND LTD reports a 9.2% stake in PetVivo Holdings, Inc. |
| 02/14/2017 |
SC 13G/A
| GEMINI MASTER FUND LTD reports a 9.9% stake in Imaging3, Inc. |
| 02/14/2017 |
SC 13G/A
| GEMINI MASTER FUND LTD reports a 9.9% stake in Cool Technologies, Inc. |
| 10/11/2016 |
SC 13G
| GEMINI MASTER FUND LTD reports a 9.9% stake in Cool Technologies, Inc. |
| 07/06/2016 |
SC 13G
| PetVivo Holdings, Inc. reports a 9.9% stake in PetVivo Holdings, Inc. |
| 07/01/2016 |
SC 13G
| GEMINI MASTER FUND LTD reports a 9.9% stake in Imaging3, Inc. |
| 09/19/2014 |
4
| GEMINI MASTER FUND LTD (Not subject to section 16) has filed a Form 4 on CDEX INC |
| 09/11/2013 |
SC 13G
| GEMINI MASTER FUND LTD reports a 9.9% stake in Imaging3, Inc. |
| 11/16/2012 |
3
| GEMINI MASTER FUND LTD (10% Owner) has filed a Form 3 on CDEX INC |
| 11/16/2012 |
SC 13G/A
| GEMINI MASTER FUND LTD reports a 13.4% stake in CDEX, Inc. |
| 06/18/2012 |
SC 13G
| GEMINI MASTER FUND LTD reports a 6.3% stake in ADAMIS PHARMACEUTICALS CORPORATION |
| 05/08/2012 |
SC 13G
| GEMINI MASTER FUND LTD reports a 9.9% stake in Imaging3, Inc. |
| 03/26/2012 |
SC 13G
| ACTIVECARE, INC. reports a 5.5% stake in ActiveCare, Inc. |
| 02/21/2012 |
SC 13G
| Green Ballast, Inc. reports a 9.9% stake in Green Ballast, Inc. |
| 02/14/2012 |
SC 13G/A
| GEMINI MASTER FUND LTD reports a 9% stake in Aethlon Medical, Inc. |
| 02/14/2012 |
SC 13G/A
| GEMINI MASTER FUND LTD reports a 0.8% stake in Location Based Technologies, Inc |
| 02/14/2012 |
SC 13G/A
| GEMINI MASTER FUND LTD reports a 8.7% stake in Visualant, Inc. |
| 02/14/2012 |
SC 13G/A
| ACTIVECARE, INC. reports a 5% stake in ActiveCare, Inc. |
| 02/14/2012 |
SC 13G/A
| GEMINI MASTER FUND LTD reports a 9.9% stake in CDEX, Inc. |
| 06/09/2011 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals |
| 05/27/2011 |
SC 13G
| VISUALANT INC reports a 9% stake in Visualant, Inc. |
| 02/14/2011 |
SC 13G/A
| GEMINI MASTER FUND LTD reports a 2.6% stake in Xenonics Holdings, Inc. |
| 02/14/2011 |
SC 13G/A
| AETHLON MEDICAL INC reports a 9.9% stake in Aethlon Medical, Inc. |
| 03/03/2010 |
SC 13G
| GEMINI MASTER FUND LTD reports a 8% stake in San West, Inc. |
| 02/11/2010 |
SC 13G
| Location Based Technologies, Inc. reports a 7.1% stake in Location Based Technologies, Inc |
| 02/10/2010 |
SC 13G/A
| International Stem Cell CORP reports a 0.6% stake in International Stem Cell Corporation |
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