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LAMPE, CONWAY & CO. LLC Create: Alert

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Date FiledTypeDescription
03/09/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
12/14/2015 4 LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC
Txns: Disposed/sold 26,480,000 options to buy @ $8.05, valued at $213.2M
Granted 26,480,000 options to buy @ $6.75, valued at $178.7M
03/23/2015 4 LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC
Txns: Sold 100,000 options to buy @ $8.05, valued at $805k
Sold 125,000 options to buy @ $8.05, valued at $1M
Sold 21,000 options to buy @ $8.05, valued at $169.1k
02/13/2015 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
01/31/2014 4 LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC
Txns: Sold options to buy @ $8.05, valued at $0
Sold options to buy @ $8.05, valued at $0
09/12/2013 4 LAMPE, CONWAY & CO. LLC (10% Owner) has filed a Form 4 on Vuzix Corp
Txns: Disposed of 452,658 convertible notes @ $7.48, valued at $3.4M
Disposed of 82,549 convertible notes @ $7.5, valued at $619.1k
09/12/2013 SC 13G LAMPE, CONWAY & CO. LLC reports a 5.3% stake in Vuzix Corporation
05/09/2013 4 LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC
Txns: Converted options to buy @ $35, valued at $0
Converted options to buy @ $13.5, valued at $0
Granted options to buy @ $8.05, valued at $0
11/14/2012 4 LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC
Txns: Bought 50,000 warrants @ $10, valued at $500k
Bought 50,000 warrants @ $10, valued at $500k
04/02/2012 4 LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on ATS CORP
Txns: Unknown transaction of 2,323,715 shares @ $3.2, valued at $7.4M
Unknown transaction of 2,323,715 shares @ $3.2, valued at $7.4M
03/02/2012 4 LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on ATS CORP
Txns: Sold 200,000 shares @ $3.18, valued at $636k
Sold 331,000 shares @ $3.18, valued at $1.1M
03/01/2012 4 LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on ATS CORP
Txns: Sold 1,200,000 shares @ $3.18, valued at $3.8M
Sold 684,600 shares @ $3.18, valued at $2.2M
01/03/2011 3 LAMPE, CONWAY & CO. LLC (10% Owner) has filed a Form 3 on Vuzix Corp
12/15/2010 4 LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on ATS CORP
Txns: Bought 1,400 shares @ $2.79, valued at $3.9k
11/29/2010 4 LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on ATS CORP
Txns: Bought 1,291 shares @ $2.85, valued at $3.7k
Bought 300 shares @ $2.9, valued at $870
10/25/2010 4 LC Capital Advisors LLC (10% Owner) has filed a Form 4 on ATS CORP
10/21/2010 4 LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC
Txns: Unknown transaction of options to buy @ $35, valued at $0
Bought options to buy @ $35, valued at $0
Bought options to buy @ $13.5, valued at $0
10/20/2010 4 LC Capital Advisors LLC (10% Owner) has filed a Form 4 on ATS CORP
09/08/2010 4 Form 4 - Statement of changes in beneficial ownership of securities
03/31/2010 4 Form 4 - Statement of changes in beneficial ownership of securities
03/25/2010 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
03/24/2010 3 LAMPE, CONWAY & CO. LLC (10% Owner) has filed a Form 3 on ARBINET Corp
03/24/2010 4 LAMPE, CONWAY & CO. LLC (10% Owner) has filed a Form 4 on ARBINET Corp
03/19/2010 4 LAMPE, CONWAY & CO. LLC (10% Owner) has filed a Form 4 on PARTICLE DRILLING TECHNOLOGIES INC/NV
02/12/2010 SC 13G/A LAMPE, CONWAY & CO. LLC reports a 3% stake in New Generation Biofuels Holdings, Inc.
12/22/2009 4 Form 4 - Statement of changes in beneficial ownership of securities
11/13/2009 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
11/06/2009 4 LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC
08/13/2009 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings
07/01/2009 4/A LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC
06/15/2009 4 LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on DAYSTAR TECHNOLOGIES INC
06/15/2009 4 LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on PARTICLE DRILLING TECHNOLOGIES INC/NV
06/09/2009 4 LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on CADIZ INC
06/02/2009 4 LC CAPITAL MASTER FUND LTD (10% Owner) has filed a Form 4 on PARTICLE DRILLING TECHNOLOGIES INC/NV
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