HARBOUR INVESTMENTS, INC. [Rocket]

Date Filed	Type	Description
05/04/2023	X-17A-5	Form X-17A-5 - FOCUS Report:
05/04/2023	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
02/15/2023	13F-HR	Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
11/15/2022	13F-HR	Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
08/15/2022	13F-HR	Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
04/27/2022	X-17A-5	Form X-17A-5 - FOCUS Report:
04/27/2022	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
02/15/2022	13F-HR	Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
11/15/2021	13F-HR	Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
08/17/2021	13F-HR/A	Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings: [Amend]
08/16/2021	13F-HR	Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
06/29/2021	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
06/15/2021	X-17A-5	Form X-17A-5 - FOCUS Report:
05/12/2021	13F-HR	Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
06/03/2020	X-17A-5	Form X-17A-5 - FOCUS Report:
06/02/2020	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
05/03/2019	X-17A-5	Form X-17A-5 - FOCUS Report:
03/15/2018	X-17A-5	Form X-17A-5 - FOCUS Report:
03/15/2018	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
05/11/2017	X-17A-5	Form X-17A-5 - FOCUS Report
05/11/2017	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
03/24/2016	X-17A-5	Form X-17A-5 - FOCUS Report
06/10/2013	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
06/10/2013	X-17A-5	Form X-17A-5 - FOCUS Report
03/28/2012	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
03/15/2012	X-17A-5	Form X-17A-5 - FOCUS Report
04/07/2011	FOCUSN	Form FOCUSN -
03/09/2011	X-17A-5	Form X-17A-5 - FOCUS Report
06/25/2010	FOCUSN	Form FOCUSN -
06/25/2010	X-17A-5/A	Form X-17A-5 - FOCUS Report [amend]
03/11/2010	X-17A-5	Form X-17A-5 - FOCUS Report
03/24/2009	X-17A-5	Form X-17A-5 -- FOCUS Report