Rocket


Overview
Financials
News + Filings
Key Docs
Charts
Ownership
Insiders


All
All (ex-4s)
10-K
10-Q
8-K
3,4,5
Proxy
Prospectus
Other
Tags
Appointed director
Director departure
Quarterly results
NATIONAL HOLDINGS CORP (NHLD) Create: Alert

All | News | Filings
Date FiledTypeDescription
12/30/2020 8-K Quarterly results
Docs: "NATIONAL HOLDINGS CORPORATION AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION September 30, 2020 2019 ASSETS Cash $ 27,327,000 $ 30,443,000 Restricted cash 962,000 960,000 Cash deposits with clearing organizations 686,000 436,000 Securities owned, at fair value 4,739,000 12,481,000 Receivables from broker dealers and clearing organizations 3,367,000 3,490,000 Forgivable loans receivable 4,269,000 1,834,000 Other receivables, net 12,394,000 5,672,000 Prepaid expenses 4,258,000 3,639,000 Fixed assets, net 4,382,000 5,067,000 Intangible assets, net 12,276,000 5,441,000 Goodwill 11,673,000 5,153,000 Deferred tax asset, net 4,795,000 4,560,000 Right-of-use assets 14,721,000 — Other assets 1,388,000 2,031,000 Total Assets $ 107,237,000 $ 81,207,000 LIABILITIES AND STOCKHOLDERS’ E..."
08/13/2020 8-K Quarterly results
05/15/2020 8-K Quarterly results
Docs: "National Holdings Corporation Reports Financial Results for the Fiscal 2020 Second Quarter"
02/14/2020 8-K Quarterly results
12/31/2019 8-K Quarterly results
08/15/2019 8-K Quarterly results
02/15/2019 8-K Quarterly results
12/21/2018 8-K Quarterly results
Docs: "NATIONAL HOLDINGS CORPORATION AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION September 30, 2018 2017 ASSETS Cash $ 27,920,000 $ 23,508,000 Restricted cash 1,353,000 1,381,000 Cash deposits with clearing organizations 336,000 1,041,000 Securities owned, at fair value 7,786,000 7,102,000 Receivables from broker dealers and clearing organizations 3,967,000 2,850,000 Forgivable loans receivable 1,567,000 1,616,000 Other receivables, net 4,265,000 5,180,000 Prepaid expenses 4,065,000 2,490,000 Fixed assets, net 2,671,000 2,397,000 Intangible assets, net 4,730,000 4,843,000 Goodwill 5,153,000 5,217,000 Deferred tax asset, net 4,192,000 6,420,000 Other assets, principally refundable deposits 444,000 353,000 Total Assets $ 68,449,000 $ 64,398,000 LIABILITIES AND STOCKHOLDERS’ EQUI..."
08/14/2018 8-K Quarterly results
Docs: "NATIONAL HOLDINGS CORPORATION AND SUBSIDIARIES CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION June 30, 2018"
12/27/2017 8-K Quarterly results
Docs: "NATIONAL HOLDINGS CORPORATION AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION September 30, 2017 2016 ASSETS Cash $ 23,508,000 $ 21,694,000 Restricted cash 1,381,000 354,000 Cash deposits with clearing organizations 1,041,000 1,030,000 Securities owned, at fair value 7,102,000 2,357,000 Receivables from broker dealers and clearing organizations 2,850,000 3,357,000 Forgivable loans receivable 1,616,000 1,712,000 Other receivables, net 5,180,000 5,430,000 Prepaid expenses 2,490,000 1,910,000 Fixed assets, net 2,397,000 1,164,000 Intangible assets, net 4,843,000 5,704,000 Goodwill 5,217,000 6,531,000 Deferred tax asset, net 6,420,000 8,958,000 Other assets, principally refundable deposits 353,000 345,000 Total Assets $ 64,398,000 $ 60,546,000 LIABILITIES AND STOCKHOLDERS’ EQUI..."
08/15/2017 8-K Quarterly results
05/18/2017 8-K Quarterly results
Docs: "NATIONAL HOLDINGS CORPORATION AND SUBSIDIARIES CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION March 31,2017"
02/17/2017 8-K Form 8-K - Current report
01/04/2017 8-K Quarterly results
Docs: "NATIONAL HOLDINGS CORPORATION AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION September 30, 2016 2015 ASSETS Cash $ 21,694,000 $ 24,642,000 Restricted cash 354,000 218,000 Cash deposits with clearing organizations 1,030,000 1,005,000 Securities owned, at fair value 2,357,000 887,000 Receivables from broker dealers and clearing organizations 3,357,000 3,078,000 Forgivable loans receivable 1,712,000 1,368,000 Other receivables, net 5,430,000 3,709,000 Prepaid expenses 1,910,000 1,727,000 Fixed assets, net 1,164,000 712,000 Intangible assets, net 5,704,000 7,331,000 Goodwill 6,531,000 6,531,000 Deferred tax asset, net 8,958,000 11,662,000 Other assets, principally refundable deposits 345,000 512,000 Total Assets $ 60,546,000 $ 63,382,000 LIABILITIES AND STOCKHOLDERS’ EQUITY Li..."
08/17/2016 8-K Form 8-K - Current report
05/19/2016 8-K Form 8-K - Current report
12/30/2015 8-K Quarterly results
Docs: "Fourth Amendment to Co-Executive Chairman Compensation Plan, between National Holdings Corporation and Robert B. Fagenson",
"NATIONAL HOLDINGS CORPORATION ANNOUNCES FISCAL 2015 YEAR END RESULTS"
08/13/2015 8-K Quarterly results
Docs: "NATIONAL HOLDING CORPORATION ANNOUNCES FISCAL THIRD QUARTER 2015 FINANCIAL RESULTS"
05/18/2015 8-K Quarterly results
Docs: "NATIONAL HOLDING CORPORATION ANNOUNCES FISCAL SECOND QUARTER 2015 FINANCIAL RESULTS"
02/20/2015 8-K Quarterly results
Docs: "Certificate of Amendment to the Certificate of Incorporation filed by National Holdings Corporation with the Secretary of the State of Delaware on February 17, 2015",
"NATIONAL HOLDINGS CORPORATION REPORTS FISCAL FIRST QUARTER 2015 FINANCIAL RESULTS; ANNOUNCES PENDING UPLIST TO NASDAQ CAPITAL MARKET",
"NATIONAL HOLDINGS CORPORATION ANNOUNCES EFFECTIVENESS OF 1:10 REVERSE SPLIT OF COMMON STOCK NEW YORK, February 19, 2015 – National Holdings Corporation , a full-service investment banking and asset management firm, announced today that its previously announced intention to reverse split the Company’s stock at a ratio of 1-for-10 is now effective. Post -split the Company will have approximately 12.5 million shares outstanding and a market capitalization of approximately $55.0 million based on yesterday’s closing price. The reverse stock split is intended to facilitate the listing of National Holding's common stock on the NASDAQ Capital Market. The Company's trading symbol has changed to “NHLDD” for a period of 20 business days, after which the last “D” will be removed and the Company's trad..."
01/08/2015 8-K Quarterly results
Docs: "NATIONAL HOLDINGS CORPORATION REPORTS RECORD FINANCIAL RESULTS IN FISCAL YEAR 2014"
05/16/2014 8-K Quarterly results
Docs: "NATIONAL HOLDINGS CORPORATION REPORTS RECORD REVENUE AND NET INCOME IN THE FISCAL SECOND QUARTER 2014"
02/24/2014 8-K Quarterly results
Docs: "NATIONAL HOLDINGS CORPORATION REPORTS FISCAL FIRST QUARTER 2014 RESULTS"
02/22/2013 8-K Form 8-K - Current report
01/02/2013 8-K Form 8-K - Current report
08/21/2012 8-K Form 8-K - Current report
05/21/2012 8-K Form 8-K - Current report
02/22/2012 8-K Form 8-K - Current report
01/20/2012 8-K Form 8-K - Current report
08/23/2011 8-K Form 8-K - Current report
01/05/2011 8-K Form 8-K - Current report
01/05/2010 8-K Form 8-K - Current report
12/30/2008 8-K Form 8-K - Current report

Rocket Data Systems, Inc. © 2019 | Contact Us | Data Disclaimer | Terms of Use | Privacy