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BAXANO SURGICAL, INC. (BAXS) Create: Alert

All | News | Filings
Date FiledTypeDescription
02/10/2015 SC 13G/A ADVANCED TECHNOLOGY VENTURES VII LP reports a 0% stake in Baxano Surgical, Inc.
11/14/2014 8-K Quarterly results
11/12/2014 8-K Resignation/termination of a director
10/31/2014 8-K Resignation/termination of a director
09/24/2014 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Form of Securities Purchase Agreement by and among Baxano Surgical, Inc. and the purchasers named therein",
"Form of Subordination Agreement by and among Baxano Surgical, Inc., Hercules Technology Growth Capital, Inc., and the creditors named therein",
"Form of Subordination Agreement by and among Baxano Surgical, Inc., the lenders named therein and the creditors named therein"
08/19/2014 4 Form 4 - Statement of changes in beneficial ownership of securities
08/14/2014 10-Q Quarterly Report for the period ended June 30, 2014
08/05/2014 8-K Quarterly results
Docs: "Baxano Surgical, Inc. Reports Operating Results for the Second Quarter of 2014, Issues Third Quarter 2014 Guidance"
07/24/2014 SC 13G/A DELPHI VENTURES VI LP reports a 2.3% stake in Baxano Surgical, Inc.
07/14/2014 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Modification Agreement, by and between Baxano Surgical, Inc. and Lincoln Park Capital Fund, LLC"
06/06/2014 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
05/14/2014 4 Reali Kenneth Michael (President and CEO) has filed a Form 4 on BAXANO SURGICAL, INC.
05/13/2014 10-Q Quarterly Report for the period ended March 31, 2014
05/08/2014 8-K Quarterly results
Docs: "Baxano Surgical, Inc. Reports Operating Results for the First Quarter of 2014, Issues Second Quarter 2014 Guidance"
04/21/2014 4 Young Roderick A (Director) has filed a Form 4 on BAXANO SURGICAL, INC.
04/21/2014 4 Stautberg Mark (Director) has filed a Form 4 on BAXANO SURGICAL, INC.
04/21/2014 4 SIMPSON DAVID J (Director) has filed a Form 4 on BAXANO SURGICAL, INC.
04/21/2014 4 SHAPIRO JAMES M (Director) has filed a Form 4 on BAXANO SURGICAL, INC.
04/21/2014 4 LAVIOLETTE PAUL A (Director) has filed a Form 4 on BAXANO SURGICAL, INC.
04/21/2014 4 HIRSCH RUSSELL C (10% Owner) has filed a Form 4 on BAXANO SURGICAL, INC.
04/21/2014 4 Fischgrund Jeffrey (Director) has filed a Form 4 on BAXANO SURGICAL, INC.
04/17/2014 8-K Submission of Matters to a Vote of Security Holders
03/24/2014 DEF 14A Form DEF 14A - Other definitive proxy statements:
03/14/2014 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
03/14/2014 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Form of Securities Purchase Agreement, by and among Baxano Surgical, Inc. and the purchasers named therein",
"Subordination Agreement, by and among Baxano Surgical, Inc., Hercules Technology Growth Capital, Inc., and the creditors named therein",
"General Release and Severance Agreement, between Baxano Surgical, Inc. and Rick Feiler",
"Baxano Surgical, Inc. Announces $10 Million Private Placement of Convertible Debentures",
"Baxano Surgical, Inc. Announces Changes to Executive Management Team RALEIGH, NC — —March 14, 2014— Baxano Surgical, Inc. , a medical device company focused on designing, developing and marketing minimally invasive products to treat degenerative conditions of the spine affecting the lumbar region, today announced changes to its executive management team. · Tim Shannon has been appointed Chief Financial Officer effective March 14, 2014 · Matt Pickens has been appointed Vice President of Marketing and Reimbursement effective March 14, 2014 · Rick Feiler, Vice President of Marketing & Professional Education, has resigned effective April 15, 2014 and will assist in the transition process over the next month Tim Shannon joined Baxano Surgical in 2013 and has served as Inter..."
03/13/2014 4 SHAPIRO JAMES M (Director) has filed a Form 4 on BAXANO SURGICAL, INC.
03/11/2014 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
03/11/2014 10-K Annual Report for the period ended December 31, 2013
03/07/2014 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits
Docs: "Baxano Surgical, Inc. Reports Operating Results for the Fourth Quarter of 2013, Issues First Quarter 2014 Guidance",
"Conference call transcript"
02/14/2014 SC 13G Presidio Partners 2007, L.P. reports a 7.5% stake in Baxano Surgical, Inc.
02/11/2014 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Baxano Surgical Sets Date of 2014 Annual Meeting"
02/06/2014 SC 13G/A DELPHI VENTURES VI LP reports a 5.3% stake in Baxano Surgical, Inc.
01/17/2014 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits
Docs: "Baxano Surgical Announces Preliminary Fourth Quarter and Full Year 2013 Unaudited Revenue"
01/08/2014 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Terms of 2014 Restricted Stock Unit Retention Program",
"Form of Restricted Stock Unit Award Agreement under 2007 Stock Incentive Plan"
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