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Appointed director
HERZFELD CARIBBEAN BASIN FUND INC (CUBA) Create: Alert

All | News | Filings
Date FiledTypeDescription
09/28/2023 DEF 14A Form DEF 14A - Other definitive proxy statements:
08/23/2023 N-2 Form N-2 - Registration statement for closed-end investment companies:
08/17/2023 N-PX Form N-PX - Annual Report of proxy voting record of management investment companies:
05/26/2023 NPORT-P Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
03/02/2023 N-CSRS Form N-CSRS - Certified Shareholder Report, Semi-Annual:
02/28/2023 NPORT-P Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
01/31/2023 SC 13D/A HERZFELD THOMAS J reports a 15.4% stake in The Herzfeld Caribbean Basin Fund, Inc.
01/31/2023 SC 13D/A Herzfeld Erik Mervin reports a 10.1% stake in The Herzfeld Caribbean Basin Fund, Inc.
11/29/2022 NPORT-P Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
11/22/2022 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
11/22/2022 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
11/14/2022 SC TO-I/A Form SC TO-I/A - Tender offer statement by Issuer: [Amend]
10/12/2022 SC TO-I Form SC TO-I - Tender offer statement by Issuer:
10/07/2022 SC 13D/A Herzfeld Erik Mervin reports a 13.1% stake in The Herzfeld Caribbean Basin Fund, Inc.
10/07/2022 SC 13D/A HERZFELD THOMAS J reports a 18.6% stake in The Herzfeld Caribbean Basin Fund, Inc.
10/03/2022 SC TO-C Form SC TO-C - Written communication relating to an issuer or third party:
09/30/2022 DEF 14A Form DEF 14A - Other definitive proxy statements:
09/13/2022 N-CEN Form N-CEN - Annual Report for Registered Investment Companies:
09/08/2022 N-CSR/A Form N-CSR/A - Certified Shareholder Report: [Amend]
09/06/2022 N-CSR Form N-CSR - Certified Shareholder Report:
08/26/2022 NPORT-P Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
08/10/2022 N-PX Form N-PX - Annual Report of proxy voting record of management investment companies:
06/28/2022 40-17G Form 40-17G - Fidelity Bond [Rule 17G-1(g)]:
05/27/2022 NPORT-P Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
03/07/2022 N-CSRS Form N-CSRS - Certified Shareholder Report, Semi-Annual:
02/28/2022 NPORT-P Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
01/31/2022 SC 13G/A GOLDSTEIN PHILLIP reports a 2.9% stake in HERZFELD CARIBBEAN BASIN FUND INC
11/30/2021 SC 13D/A HERZFELD THOMAS J reports a 17.1% stake in The Herzfeld Caribbean Basin Fund, Inc.
11/30/2021 SC 13D/A Herzfeld Erik Mervin reports a 11.7% stake in The Herzfeld Caribbean Basin Fund, Inc.
11/29/2021 NPORT-P Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
11/12/2021 SC TO-I/A Form SC TO-I/A - Tender offer statement by Issuer: [Amend]
10/12/2021 SC TO-I Form SC TO-I - Tender offer statement by Issuer:
10/04/2021 SC TO-C Form SC TO-C - Written communication relating to an issuer or third party:
10/01/2021 DEF 14A Form DEF 14A - Other definitive proxy statements:
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