| Date Filed | Type | Description |
| 05/13/2021 |
15-12B
| Form 15-12B - Securities registration termination [Section 12(b)]: |
| 05/12/2021 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
| 05/03/2021 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 05/03/2021 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 05/03/2021 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 05/03/2021 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 05/03/2021 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities: |
| 04/30/2021 |
4
| WALTON JERRY W (Director) has filed a Form 4 on WADDELL & REED FINANCIAL INC|
Txns:
| Disposed/sold 76,831 shares
@ $0
Disposed/sold 4,937 restricted stock units
@ $0 |
|
| 04/30/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/30/2021 |
4
| Sanders Philip James (CEO) has filed a Form 4 on WADDELL & REED FINANCIAL INC|
Txns:
| Disposed/sold 736,496 shares
@ $0
Disposed/sold 108,059 restricted stock units
@ $0 |
|
| 04/30/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/30/2021 |
4
| MORRISSEY MICHAEL F (Director) has filed a Form 4 on WADDELL & REED FINANCIAL INC|
Txns:
| Disposed/sold 52,187 shares
@ $0
Disposed/sold 4,937 restricted stock units
@ $0 |
|
| 04/30/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/30/2021 |
4
| LOGUE DENNIS E (Director) has filed a Form 4 on WADDELL & REED FINANCIAL INC|
Txns:
| Disposed/sold 76,956 shares
@ $0
Disposed/sold 4,937 restricted stock units
@ $0 |
|
| 04/30/2021 |
4
| Kline Katherine M. A. (Director) has filed a Form 4 on WADDELL & REED FINANCIAL INC|
Txns:
| Disposed/sold 6,794 shares
@ $0
Disposed/sold 4,937 restricted stock units
@ $0 |
|
| 04/30/2021 |
4
| Jessee James A. (Director) has filed a Form 4 on WADDELL & REED FINANCIAL INC|
Txns:
| Disposed/sold 11,229 shares
@ $0
Disposed/sold 4,937 restricted stock units
@ $0 |
|
| 04/30/2021 |
4
| BLOSS BRENT K (President) has filed a Form 4 on WADDELL & REED FINANCIAL INC|
Txns:
| Disposed/sold 367,201 shares
@ $0
Disposed/sold 62,600 restricted stock units
@ $0 |
|
| 04/30/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/30/2021 |
4
| GODLASKY THOMAS C (Director) has filed a Form 4 on WADDELL & REED FINANCIAL INC|
Txns:
| Disposed/sold 58,026 shares
@ $0
Disposed/sold 6,517 restricted stock units
@ $0 |
|
| 04/30/2021 |
4
| GASAWAY SHARILYN S (Director) has filed a Form 4 on WADDELL & REED FINANCIAL INC|
Txns:
| Disposed/sold 52,187 shares
@ $0
Disposed/sold 4,937 restricted stock units
@ $0 |
|
| 04/30/2021 |
4
| DALEY MICHAEL JOHN (VP - Chief Acct Off,IR & Treas) has filed a Form 4 on WADDELL & REED FINANCIAL INC|
Txns:
| Disposed/sold 7,821 shares
@ $0
Disposed/sold 8,178 restricted stock units
@ $0
Disposed/sold 2,047 restricted stock units
@ $0
Disposed/sold 2,110 restricted stock units
@ $0 |
|
| 04/30/2021 |
4
| Clouse Benjamin R (SVP & CFO) has filed a Form 4 on WADDELL & REED FINANCIAL INC|
Txns:
| Disposed/sold 105,280 shares
@ $0
Disposed/sold 2,588 shares
@ $0
Disposed/sold 16,694 restricted stock units
@ $0 |
|
| 04/30/2021 |
4
| Buyle Mark P. (SVP, GC, CLO and Secretary) has filed a Form 4 on WADDELL & REED FINANCIAL INC|
Txns:
| Disposed/sold 86,973 shares
@ $0
Disposed/sold 13,911 restricted stock units
@ $0
Disposed/sold 1,409 restricted stock units
@ $0 |
|
| 04/30/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/30/2021 |
8-K
| Quarterly results |
| 04/29/2021 |
10-Q
| Quarterly Report for the period ended March 31, 2021 |
| 04/29/2021 |
10-K/A
| Annual Report for the period ended December 31, 2020 [amend] |
| 04/22/2021 |
4/A
| DALEY MICHAEL JOHN (VP - Chief Acct Off,IR & Treas) has filed a Form 4 on WADDELL & REED FINANCIAL INC|
Txns:
| Granted 2,047 options to buy
@ $0 |
|
| 04/21/2021 |
8-K
| Quarterly results |
| 04/13/2021 |
8-K
| Quarterly results |
| 04/05/2021 |
8-K
| Quarterly results |
| 03/25/2021 |
8-K
| Quarterly results |
| 03/23/2021 |
8-K
| Quarterly results |
| 03/15/2021 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
|