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NASDAQ, INC. (NDAQ) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/07/2023 4 YABUKI JEFFERY W (Director) has filed a Form 4 on NASDAQ, INC.
Txns: Bought 500 shares @ $49.4, valued at $24.7k
08/02/2023 4 FRIEDMAN ADENA T (Chair and CEO) has filed a Form 4 on NASDAQ, INC.
Txns: Bought 10,000 shares @ $51, valued at $510k
08/02/2023 10-Q Quarterly Report for the period ended June 30, 2023
07/26/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
07/25/2023 144/A Form 144/A - Report of proposed sale of securities: [Amend]
07/25/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
07/24/2023 144 Form 144 - Report of proposed sale of securities:
07/24/2023 144 Form 144 - Report of proposed sale of securities:
07/21/2023 144 Form 144 - Report of proposed sale of securities:
07/19/2023 8-K Quarterly results
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION",
"Nasdaq Reports Second Quarter 2023 Results; Consistent Execution Drives Solid Revenue Growth",
"Nasdaq Announces Quarterly Dividend of $0.22 Per Share"
07/05/2023 4 Peterson Bradley J (Executive Vice President) has filed a Form 4 on NASDAQ, INC.
Txns: Paid exercise price by delivering 9,978 shares @ $49.7, valued at $495.9k
07/05/2023 4 Griggs PC Nelson (President, Capital Access Plat) has filed a Form 4 on NASDAQ, INC.
Txns: Paid exercise price by delivering 11,485 shares @ $49.7, valued at $570.8k
07/05/2023 4 Daly Michelle Lynn (Controller and Prin Acctg Ofcr) has filed a Form 4 on NASDAQ, INC.
Txns: Paid exercise price by delivering 1,126 shares @ $49.7, valued at $56k
06/29/2023 CERT Form CERT - Certification by an exchange approving securities for listing:
06/28/2023 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Fourteenth Supplemental Indenture, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National Association), as trustee",
"Fifteenth Supplemental Indenture, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National Association), as trustee",
"Sixteenth Supplemental Indenture, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National Association), as trustee",
"Seventeenth Supplemental Indenture, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National Association), as trustee",
"Eighteenth Supplemental Indenture, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National Association), as trustee",
"Nineteenth Supplemental Indenture, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National Association), as trustee and HSBC Bank USA, National Association, as paying agent, registrar and transfer agent",
"Opinion of Wachtell, Lipton, Rosen & Katz",
"Opinion of Wachtell, Lipton, Rosen & Katz",
"Term Loan Credit Agreement, among Nasdaq, Inc., the lenders and other parties party thereto, and Bank of America, N.A., as Administrative Agent"
06/16/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
06/12/2023 8-K Credit agreement amendment
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION",
"Agreement and Plan of Merger, by and among Nasdaq, Inc., Argus Merger Sub 1, Inc., Argus Merger Sub 2, LLC, Adenza Holdings, Inc. and Adenza Parent, LP",
"Nasdaq Accelerates Its Transformation as a Leading Technology Provider to the Global Financial System with the Acquisition of Adenza from Thoma Bravo"
05/04/2023 10-Q Quarterly Report for the period ended March 31, 2023
04/28/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
04/28/2023 DEF 14A Form DEF 14A - Other definitive proxy statements:
04/21/2023 8-K Quarterly results
04/19/2023 8-K Quarterly results
04/05/2023 4 Tal Cohen (President, Market Platforms) has filed a Form 4 on NASDAQ, INC.
Txns: Granted 9,191 shares @ $0
Paid exercise price by delivering 11,942 shares @ $54.4, valued at $649.6k
04/05/2023 4 Smith Bryan Everard (Executive Vice President) has filed a Form 4 on NASDAQ, INC.
Txns: Granted 4,411 shares @ $0
Paid exercise price by delivering 1,811 shares @ $54.4, valued at $98.5k
04/05/2023 4 FRIEDMAN ADENA T (Chair and CEO) has filed a Form 4 on NASDAQ, INC.
Txns: Granted 47,794 shares @ $0
Paid exercise price by delivering 16,424 shares @ $54.4, valued at $893.5k
04/05/2023 4 SKULE JEREMY (Executive Vice President) has filed a Form 4 on NASDAQ, INC.
Txns: Granted 5,514 shares @ $0
Paid exercise price by delivering 1,795 shares @ $54.4, valued at $97.6k
04/05/2023 4 Brothers Brendan (Interim Head of AFC) has filed a Form 4 on NASDAQ, INC.
Txns: Granted 9,191 shares @ $0
04/05/2023 4 Daly Michelle Lynn (Controller and Prin Acctg Ofcr) has filed a Form 4 on NASDAQ, INC.
Txns: Granted 2,481 shares @ $0
04/05/2023 4 DENNISON ANN M (Executive Vice President) has filed a Form 4 on NASDAQ, INC.
Txns: Granted 7,352 shares @ $0
Paid exercise price by delivering 1,973 shares @ $54.4, valued at $107.3k
04/05/2023 4 Griggs PC Nelson (President, Capital Access Plat) has filed a Form 4 on NASDAQ, INC.
Txns: Granted 9,191 shares @ $0
Paid exercise price by delivering 2,854 shares @ $54.4, valued at $155.3k
04/05/2023 4 Peterson Bradley J (Executive Vice President) has filed a Form 4 on NASDAQ, INC.
Txns: Granted 9,191 shares @ $0
Paid exercise price by delivering 3,052 shares @ $54.4, valued at $166k
04/05/2023 4 Zecca John (Executive Vice President) has filed a Form 4 on NASDAQ, INC.
Txns: Granted 5,147 shares @ $0
Paid exercise price by delivering 1,064 shares @ $54.4, valued at $57.9k
03/16/2023 4 Smith Bryan Everard (Executive Vice President) has filed a Form 4 on NASDAQ, INC.
Txns: Sold 5,000 shares @ $52.51, valued at $262.6k
03/02/2023 4 Smith Bryan Everard (Executive Vice President) has filed a Form 4 on NASDAQ, INC.
Txns: Sold 3,000 shares @ $56.17, valued at $168.5k
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