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99 Acquisition Group Inc.
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All | News | Filings
| Date Filed | Type | Description |
| 09/28/2023 |
10-Q
| Quarterly Report for the period ended June 30, 2023 |
| 08/24/2023 |
SC 13G
| Harraden Circle Investments, LLC reports a 6.3% stake in 99 Acquisition Group Inc. 65445K200 August 16, 2023 Check the appropriate box to designate the rule which this Schedule is filed: ☐ Rule 13d-1 ☒ Rule 13d-1 ☐ Rule 13d-1 * The remainder of this cover page shall be filled out for a reporting person''s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act . Continued on following pages Page 1 of 11 Pages Exhibit Index: 10 Page CUSIP No. 65445K200 Page 2 of 10 Pages 1 NAMES OF REPORTING PERSONS Harraden Circle Investments, LLC 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ☐ ☐ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 476,089 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 476,089 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 476,089 10 CHECK IF THE AGGREGATE AMOUNT IN ROW EXCLUDES CERTAIN SHARES ☐ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 6.29% 12 TYPE OF REPORTING PERSON OO, HC, IA CUSIP No. 65445K200 Page 3 of 10 Pages 1 NAMES OF REPORTING PERSONS Harraden Circle Investors GP, LP 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ☐ ☐ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 379,015 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 379,015 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 379,015 10 CHECK IF THE AGGREGATE AMOUNT IN ROW EXCLUDES CERTAIN SHARES ☐ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 5% 12 TYPE OF REPORTING PERSON PN, HC CUSIP No. 65445K200 Page 4 of 10 Pages 1 NAMES OF REPORTING PERSONS Harraden Circle Investors GP, LLC 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ☐ ☐ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 379,015 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 379,015 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 379,015 10 CHECK IF THE AGGREGATE AMOUNT IN ROW EXCLUDES CERTAIN SHARES ☐ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 5% 12 TYPE OF REPORTING PERSON OO, HC CUSIP No. 65445K200 Page 5 of 10 Pages 1 NAMES OF REPORTING PERSONS Harraden Circle Investors, LP 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ☐ ☐ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 379,015 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 379,015 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 379,015 10 CHECK IF THE AGGREGATE AMOUNT IN ROW EXCLUDES CERTAIN SHARES ☐ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 5% 12 TYPE OF REPORTING PERSON PN CUSIP No. 65445K200 Page 6 of 10 Pages 1 NAMES OF REPORTING PERSONS Frederick V. Fortmiller, Jr. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ☐ ☐ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 476,089 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 476,089 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 476,089 10 CHECK IF THE AGGREGATE AMOUNT IN ROW EXCLUDES CERTAIN SHARES ☐ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 6.29% 12 TYPE OF REPORTING PERSON IN, HC CUSIP No. 65445K200 Page 7 of 10 Pages Item 1. |
| 08/23/2023 |
8-K
| Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Amendments to Articles of Incorporation ...|
Docs:
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"Underwriting Agreement, by and between the Company and EF Hutton, division of Benchmark Investments",
"Amended and Restated Certificate of Incorporation",
"Warrant Agreement, by and between the Company and Continental Stock Transfer & Trust Company",
"Rights Agreement, by and between the Company and Continental Stock Transfer & Trust Company",
"Letter Agreement, by the Company’ s officers and directors and 99 Acquisition Sponsor LLC",
"Investment Management Trust Agreement, by and between the Company and Continental Stock Transfer & Trust Company",
"Registration Rights Agreement, by and among the Company and the initial stockholders of the Company",
"Indemnity Agreements, by and between the Company and the directors and officers of the Company",
"Subscription Agreement, by and between the Company and 99 Acquisition Sponsor LLC",
"Administrative Services Agreement, by and between the Company and 99 Acquisition Sponsor LLC" |
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| 08/21/2023 |
424B4
| Form 424B4 - Prospectus [Rule 424(b)(4)]: |
| 08/18/2023 |
CERT
| Form CERT - Certification by an exchange approving securities for listing: |
| 08/15/2023 |
8-A12B
| Form 8-A12B - Registration of securities [Section 12(b)]: |
| 08/15/2023 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 07/19/2023 |
S-1/A
| Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] |
| 05/15/2023 |
S-1/A
| Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] |
| 04/06/2023 |
S-1/A
| Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] |
| 02/22/2023 |
S-1
| Form S-1 - General form for registration of securities under the Securities Act of 1933: |
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