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Trio Petroleum Corp.
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 10/04/2023 |
8-K
| Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits ...|
Docs:
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"THIS NOTE HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED , AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR UPON RECEIPT BY THE COMPANY OF AN OPINION OF COUNSEL ACCEPTABLE TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER THE SECURITIES ACT. THIS NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION OF THIS NOTE MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT SECURED BY SUCH SECURITIES. ANY TRANSFEREE OF THIS NOTE SHOULD CAREFULLY REVIEW THE TERMS OF THIS NOTE. THE PRINCIPAL AMOUNT REPRESENTED BY THIS N...",
"COMMON STOCK PURCHASE WARRANT TRIO PETROLEUM CORP. Warrant Shares: 866,702 Original Issuance Date: October 4, 2023 THIS COMMON STOCK PURCHASE WARRANT certifies that, for value received, , a Cayman Islands limited company, or its assigns is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after October 4, 2023 and on or prior to 5:00 p.m. on October 4, 2028 but not thereafter, to subscribe for and purchase from Trio Petroleum Corp., a Delaware corporation , up to Eight Hundred and Sixty Six Thousand Seven Hundred and Two Common Stock . The purchase price of one Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2. Section 1 . Definitions . Capitalized terms used and not ot...",
"SECURITY AGREEMENT",
"SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement is dated as of October 4, 2023, between Trio Petroleum Corp., a Delaware corporation , and the purchaser identified on the signature pages hereto . WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4 of the ‘33 Act , and Rule 506 promulgated thereunder, the Company desires to issue and sell to the Investor, and the Investor desires to purchase from the Company, securities of the Company as more fully described in this Agreement. NOW, THEREFORE, IN CONSIDERATION of the mutual covenants contained in this Agreement, and for other good and valuable consideration, the receipt and adequacy of which are hereby acknowledged, the Company and the Investor agrees as follows: ARTICLE I...",
"REGISTRATION RIGHTS AGREEMENT",
"Schedule A" |
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| 07/25/2023 |
4/A
| Form 4/A - Statement of changes in beneficial ownership of securities: [Amend] |
| 07/24/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/11/2023 |
424B3
| Form 424B3 - Prospectus [Rule 424(b)(3)]: |
| 07/11/2023 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits Interactive Data |
| 07/07/2023 |
424B3
| Form 424B3 - Prospectus [Rule 424(b)(3)]: |
| 06/30/2023 |
S-1/A
| Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] |
| 06/08/2023 |
10-Q
| Quarterly Report for the period ended April 30, 2023 |
| 05/09/2023 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 04/25/2023 |
8-K
| Quarterly results |
| 04/20/2023 |
8-K
| Quarterly results |
| 04/19/2023 |
424B4
| Form 424B4 - Prospectus [Rule 424(b)(4)]: |
| 04/18/2023 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 04/17/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 04/17/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 04/17/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 04/17/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 04/17/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 04/17/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 04/17/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 04/17/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 04/17/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 04/17/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 03/24/2023 |
S-1/A
| Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] |
| 03/17/2023 |
S-1/A
| Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] |
| 03/14/2023 |
CERT
| Form CERT - Certification by an exchange approving securities for listing: |
| 03/14/2023 |
8-A12B
| Form 8-A12B - Registration of securities [Section 12(b)]: |
| 02/28/2023 |
S-1/A
| Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] |
| 02/06/2023 |
S-1/A
| Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] |
| 12/08/2022 |
S-1/A
| Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] |
| 11/18/2022 |
S-1/A
| Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] |
| 10/28/2022 |
S-1/A
| Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] |
| 09/12/2022 |
S-1
| Form S-1 - General form for registration of securities under the Securities Act of 1933: |
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