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Appointed director

Beneficient Create: Alert

All | News | Filings
Date FiledTypeDescription
10/02/2023 424B3 Form 424B3 - Prospectus [Rule 424(b)(3)]:
10/02/2023 424B3 Form 424B3 - Prospectus [Rule 424(b)(3)]:
10/02/2023 424B3 Form 424B3 - Prospectus [Rule 424(b)(3)]:
10/02/2023 424B3 Form 424B3 - Prospectus [Rule 424(b)(3)]:
10/02/2023 EFFECT Form EFFECT - Notice of Effectiveness:
10/02/2023 EFFECT Form EFFECT - Notice of Effectiveness:
10/02/2023 EFFECT Form EFFECT - Notice of Effectiveness:
10/02/2023 EFFECT Form EFFECT - Notice of Effectiveness:
08/15/2023 SC 13D/A GWG Wind Down Trust reports a 72.4% stake in Beneficient
08/14/2023 10-Q Quarterly Report for the period ended June 30, 2023
08/14/2023 D Form D - Notice of Exempt Offering of Securities:
08/11/2023 SC 13D Form SC 13D - General statement of acquisition of beneficial ownership:
08/11/2023 3 Form 3 - Initial statement of beneficial ownership of securities:
08/11/2023 3 Freeman Elizabeth C. (10% Owner) has filed a Form 3 on Beneficient
08/02/2023 8-K Unregistered Sales of Equity Securities, Material Modifications to Rights of Security Holders, Amendments to Articles of Inco...
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549",
"Certificate of Designation of Series B-1 Resettable Convertible Preferred Stock",
"Beneficient Closes $38 Million Liquidity Transaction with Customer DALLAS, Aug. 02, 2023 — Beneficient , a technology-enabled platform providing liquidity and related trust and custody services to holders of alternative assets, today announced that it has consummated the financing of a liquidity transaction for a customer with respect to multi-family real estate alternative assets with a net asset value of approximately $38 million. Pursuant to the terms, Ben now holds a fiduciary loan with an initial principal balance of approximately $38 million to certain of the trusts of which its affiliate serves as trustee, which acquired alternative assets in exchange for 3,768,995 shares of Beneficient's Series B-1 Resettable Convertible Preferred Stock at a price of $10.00 of NAV per share . Each ..."
08/01/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
07/19/2023 S-8 Form S-8 - Securities to be offered to employees in employee benefit plans:
07/19/2023 POS AM Form POS AM - Post-Effective amendments for registration statement:
07/19/2023 S-1 Form S-1 - General form for registration of securities under the Securities Act of 1933:
07/19/2023 S-1 Form S-1 - General form for registration of securities under the Securities Act of 1933:
07/19/2023 S-1 Form S-1 - General form for registration of securities under the Securities Act of 1933:
07/13/2023 10-K Annual Report for the period ended March 31, 2023
07/11/2023 4 GWG Holdings, Inc. (10% Owner) has filed a Form 4 on Beneficient
Txns: Acquired 43,920,786 shares @ $4.6593, valued at $204.6M
Acquired 119,975 shares @ $4.6593, valued at $559k
Disposed of 43,920,786 options to buy @ $0
Disposed of 119,975 options to buy @ $0
07/07/2023 SC 13G Hatteras Funds, LLC reports a 26.2% stake in Beneficient
07/03/2023 SC 13G YA II PN, Ltd. reports a 10% stake in Beneficient
06/30/2023 NT 10-K Form NT 10-K - Notification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT405:
06/08/2023 8-K Appointed a new director
Docs: "EX-3.1(1)",
"EX-3.1(2)",
"Bylaws of Beneficient",
"EX-4.1(2)",
"First Amended and Restated Limited Liability Company Agreement of Beneficient Company Group, L.L.C.",
"Stockholders Agreement dated June 6, 2023, by and among Beneficient, Beneficient Holdings Inc., Hicks Holdings Operating, LLC and Bruce W. Schnitzer",
"Exchange Agreement dated June 7, 2023, by and among Beneficient, Beneficient Company Group, L.L.C. and Beneficient Company Holdings, L.P",
"Registration Rights Agreement, Beneficient, Beneficient Holdings Inc., Hicks Holdings Operating, LLC and Bruce W. Schnitzer, Avalon Acquisition Holdings, LLC",
"Eighth Amended and Restated Limited Partnership Agreement of Beneficient Company Holdings, L.P.",
"Amendment No. 6 to Second Amended and Restated Credit Agreement, by and among Beneficient Company Holdings, L.P., The Beneficient Company Group, L.P. and HCLP Nominees, L.L.C"
06/07/2023 3 GWG Holdings, Inc. (10% Owner) has filed a Form 3 on Beneficient
06/07/2023 3 Fletcher Derek L. (See Remarks) has filed a Form 3 on Beneficient
06/07/2023 3 HICKS THOMAS O (Director) has filed a Form 3 on Beneficient
06/07/2023 3 CANGANY PETER T JR (Director) has filed a Form 3 on Beneficient
06/07/2023 3 FISHER RICHARD W (Director) has filed a Form 3 on Beneficient
06/07/2023 3 Hikspoors Samuel (Chief Risk Officer) has filed a Form 3 on Beneficient
06/07/2023 3 Ezell Gregory W. (CFO) has filed a Form 3 on Beneficient
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